Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Acting General Counsel | January 27, 2014 | January 29, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 27, 2014 · Filed January 29, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,345 |
Reported balance
After 2014-01-27 transaction · row 1
1 source rowRow 1 · 2014-01-27 · Tax withholding · Disposed 250 · Balance 29,345 F1: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 4,451 |
Reported balance
Holding disclosure · report date 2014-01-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,451 F2: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F2: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2014 Filed Jan 29, 2014 21:38 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 250 | $85.72 | $21,430.00 |
DisclosureSEC source: 0001127602-14-003329 · form4.xml · nonDerivative · entry 1 Heine Timothy J. · CIK 0001595663 · Acting General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,345 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 19:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 292 | $86.95 | $25,389.40 |
DisclosureSEC source: 0001127602-14-003098 · form4.xml · nonDerivative · entry 1 Heine Timothy J. · CIK 0001595663 · Acting General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,595 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.