Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2014 Filed Aug 6, 2014 21:51 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 5,053 | $86.73 | $438,242.65 |
DisclosureSEC source: 0001127602-14-024896 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,355 F3 · kind: The reported disposition represents the sale of shares acquired from the vesting of restricted stock in January 2013. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.65 to $86.92. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 21:51 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 57,447 | $86.73 | $4,982,332.35 |
DisclosureSEC source: 0001127602-14-024896 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,408 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.65 to $86.92. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 21:51 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionCommon Stock | 62,500 | $57.77 | $3,610,625.00 |
DisclosureSEC source: 0001127602-14-024896 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2014 Filed Jul 31, 2014 17:13 UTC |
Silverman JoshPresident US Consumer Services
|
Tax withholdingCommon Stock | 4,463 | $91.71 | $409,301.73 |
DisclosureSEC source: 0001127602-14-024266 · form4.xml · nonDerivative · entry 4 Silverman Josh · CIK 0001525358 · President US Consumer Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,681.35 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| July 29, 2014 Filed Jul 31, 2014 17:13 UTC |
Silverman JoshPresident US Consumer Services
|
GrantCommon Stock | 7,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-024266 · form4.xml · nonDerivative · entry 3 Silverman Josh · CIK 0001525358 · President US Consumer Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,144.35 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. F1 · price: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. Read SEC document |
| July 29, 2014 Filed Jul 31, 2014 17:13 UTC |
Silverman JoshPresident US Consumer Services
|
Tax withholdingCommon Stock | 10,887 | $91.71 | $998,446.77 |
DisclosureSEC source: 0001127602-14-024266 · form4.xml · nonDerivative · entry 2 Silverman Josh · CIK 0001525358 · President US Consumer Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,150.35 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| July 29, 2014 Filed Jul 31, 2014 17:13 UTC |
Silverman JoshPresident US Consumer Services
|
GrantCommon Stock | 19,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-024266 · form4.xml · nonDerivative · entry 1 Silverman Josh · CIK 0001525358 · President US Consumer Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,037.35 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. F1 · price: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 16:47 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 316.21 | $94.87 | $30,000.11 |
DisclosureSEC source: 0001127602-14-022289 · form4.xml · derivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,994.135 Underlying: Common Stock · 316.21 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 16:54 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 151.52 | $94.87 | $14,375.31 |
DisclosureSEC source: 0001127602-14-022298 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,144.297 Underlying: Common Stock · 151.52 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 16:58 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 144.93 | $94.87 | $13,750.09 |
DisclosureSEC source: 0001127602-14-022302 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,761.676 Underlying: Common Stock · 144.93 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 17:03 UTC |
PALMISANO SAMUEL JDirector
|
GrantShare Equivalent Units · Derivative | 276.69 | $94.87 | $26,250.69 |
DisclosureSEC source: 0001127602-14-022306 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,019.185 Underlying: Common Stock · 276.69 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 17:18 UTC |
POPOFF FRANK PAdvisor to the Board
|
GrantShare Equivalent Units · Derivative | 197.63 | $94.87 | $18,749.95 |
DisclosureSEC source: 0001127602-14-022315 · form4.xml · derivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,026.936 Underlying: Common Stock · 197.63 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 17:23 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 408.44 | $94.87 | $38,750.34 |
DisclosureSEC source: 0001127602-14-022323 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,478.323 Underlying: Common Stock · 408.44 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 17:27 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 421.62 | $94.87 | $40,000.78 |
DisclosureSEC source: 0001127602-14-022330 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,291.015 Underlying: Common Stock · 421.62 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 06, 2014 Filed Jan 28, 2015 23:34 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
GiftCommon Stock | 31,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-003109 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,340 F1 · price: The reported disposition represents bona fide charitable gifts made by the reporting person. Read SEC document |
| May 29, 2014 Filed May 30, 2014 20:17 UTC |
HAYES JOHN DEVP, Advertising
|
SaleCommon Stock | 39,265 | $91.16 | $3,579,534.83 |
DisclosureSEC source: 0001127602-14-019227 · form4.xml · nonDerivative · entry 1 HAYES JOHN D · CIK 0001209446 · EVP, Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,579.873 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.23. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| May 12, 2014 Filed May 14, 2014 22:21 UTC |
BARSHEFSKY CHARLENEDirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017533 · form4.xml · derivative · entry 1 BARSHEFSKY CHARLENE · CIK 0001145766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,470.262 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 22:26 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017538 · form4.xml · derivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,538.335 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 22:39 UTC |
CHERNIN PETERDirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017554 · form4.xml · derivative · entry 1 CHERNIN PETER · CIK 0001197957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,331.632 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 22:54 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017564 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,984.451 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 22:58 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017573 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,588.675 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 23:03 UTC |
LEVIN RICHARD CDirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017578 · form4.xml · derivative · entry 1 LEVIN RICHARD C · CIK 0001255200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,484.505 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 23:07 UTC |
MCGINN RICHARD ADirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017580 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,486.278 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 23:30 UTC |
PALMISANO SAMUEL JDirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017586 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,732.227 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 23:38 UTC |
REINEMUND STEVENDirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017588 · form4.xml · derivative · entry 1 REINEMUND STEVEN · CIK 0001183822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,484.505 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 23:42 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017590 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,056.178 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 23:46 UTC |
WALTER ROBERT DDirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017592 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,973.687 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 12, 2014 Filed May 14, 2014 23:51 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017594 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,762.976 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 16:28 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 329.395 | $91.08 | $29,999.98 |
DisclosureSEC source: 0001127602-14-013400 · form4.xml · derivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,760.533 Underlying: Common Stock · 329.395 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 16:34 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 157.83 | $91.08 | $14,374.53 |
DisclosureSEC source: 0001127602-14-013403 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,206.649 Underlying: Common Stock · 157.83 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 16:38 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 150.973 | $91.08 | $13,750.02 |
DisclosureSEC source: 0001127602-14-013406 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,810.873 Underlying: Common Stock · 150.973 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 16:43 UTC |
PALMISANO SAMUEL JDirector
|
GrantShare Equivalent Units · Derivative | 288.22 | $91.08 | $26,249.92 |
DisclosureSEC source: 0001127602-14-013410 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,954.425 Underlying: Common Stock · 288.22 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 17:22 UTC |
POPOFF FRANK PAdvisor to the Board
|
GrantShare Equivalent Units · Derivative | 205.872 | $91.08 | $18,750.00 |
DisclosureSEC source: 0001127602-14-013417 · form4.xml · derivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,731.336 Underlying: Common Stock · 205.872 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 17:28 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 425.468 | $91.08 | $38,749.92 |
DisclosureSEC source: 0001127602-14-013424 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,278.376 Underlying: Common Stock · 425.468 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 17:33 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 439.197 | $91.08 | $40,000.31 |
DisclosureSEC source: 0001127602-14-013428 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,985.174 Underlying: Common Stock · 439.197 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 06, 2014 Filed Mar 6, 2014 22:17 UTC |
Bush James PeterEVP, World Service
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $58.54 | $0.00 |
DisclosureSEC source: 0001127602-14-010527 · form4.xml · derivative · entry 7 Bush James Peter · CIK 0001540196 · EVP, World Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| March 06, 2014 Filed Mar 6, 2014 22:17 UTC |
Bush James PeterEVP, World Service
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-14-010527 · form4.xml · derivative · entry 6 Bush James Peter · CIK 0001540196 · EVP, World Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| March 06, 2014 Filed Mar 6, 2014 22:17 UTC |
Bush James PeterEVP, World Service
|
SaleCommon Stock | 6,852 | $93.31 | $639,344.36 |
DisclosureSEC source: 0001127602-14-010527 · form4.xml · nonDerivative · entry 4 Bush James Peter · CIK 0001540196 · EVP, World Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,475.6239 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.265 to $93.40. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| March 06, 2014 Filed Mar 6, 2014 22:17 UTC |
Bush James PeterEVP, World Service
|
SaleCommon Stock | 68,148 | $93.31 | $6,358,733.14 |
DisclosureSEC source: 0001127602-14-010527 · form4.xml · nonDerivative · entry 3 Bush James Peter · CIK 0001540196 · EVP, World Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,327.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.265 to $93.40. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| March 06, 2014 Filed Mar 6, 2014 22:17 UTC |
Bush James PeterEVP, World Service
|
Exercise / conversionCommon Stock | 20,000 | $58.54 | $1,170,800.00 |
DisclosureSEC source: 0001127602-14-010527 · form4.xml · nonDerivative · entry 2 Bush James Peter · CIK 0001540196 · EVP, World Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,475.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2014 Filed Mar 6, 2014 22:17 UTC |
Bush James PeterEVP, World Service
|
Exercise / conversionCommon Stock | 55,000 | $57.77 | $3,177,350.00 |
DisclosureSEC source: 0001127602-14-010527 · form4.xml · nonDerivative · entry 1 Bush James Peter · CIK 0001540196 · EVP, World Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,475.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 3, 2014 21:51 UTC |
Buckminster Douglas E.Pres, Int'l Consumer & SBS
|
SaleCommon Stock | 40,000 | $89.56 | $3,582,232.00 |
DisclosureSEC source: 0001127602-14-009540 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,248.8 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.18 to $89.78. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 28, 2014 Filed Feb 28, 2014 21:36 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 115,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-14-009262 · form4.xml · derivative · entry 7 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,000 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| February 28, 2014 Filed Feb 28, 2014 21:36 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 115,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-14-009262 · form4.xml · derivative · entry 6 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| February 28, 2014 Filed Feb 28, 2014 21:36 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
SaleCommon Stock | 21,160 | $91.08 | $1,927,193.55 |
DisclosureSEC source: 0001127602-14-009262 · form4.xml · nonDerivative · entry 4 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,954.537 F3 · kind: The reported disposition represents the sale of shares acquired from previous restricted stock vestings, stock option exercises and/or dividend reinvestment. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.02 to $91.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 28, 2014 Filed Feb 28, 2014 21:36 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
SaleCommon Stock | 208,840 | $91.26 | $19,059,511.11 |
DisclosureSEC source: 0001127602-14-009262 · form4.xml · nonDerivative · entry 3 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,114.537 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.01 to $91.64. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 28, 2014 Filed Feb 28, 2014 21:36 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
Exercise / conversionCommon Stock | 115,000 | $49.13 | $5,649,950.00 |
DisclosureSEC source: 0001127602-14-009262 · form4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,954.537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2014 Filed Feb 28, 2014 21:36 UTC |
SCHICK THOMAS AEVP-Corp. Affairs
|
Exercise / conversionCommon Stock | 115,000 | $57.77 | $6,643,550.00 |
DisclosureSEC source: 0001127602-14-009262 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,954.537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2014 Filed Feb 26, 2014 22:09 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 312,500 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-14-008709 · form4.xml · derivative · entry 13 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,500 Underlying: Common Stock · 312,500 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: One-half of the options exercised became exercisable on 1/25/2008, and one-half became exercisable on 1/25/2009. Read SEC document |
| February 26, 2014 Filed Feb 26, 2014 22:09 UTC |
CHENAULT KENNETH IDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 425,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-14-008709 · form4.xml · derivative · entry 12 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 425,000 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.