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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2015 Filed Jan 28, 2015 23:32 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
Tax withholdingCommon Stock 7,748 $83.30 $645,408.40
Disclosure

SEC source: 0001127602-15-003108 · form4.xml · nonDerivative · entry 2

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,175

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:32 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
GrantCommon Stock 16,955 $83.30 $1,412,351.50
Disclosure

SEC source: 0001127602-15-003108 · form4.xml · nonDerivative · entry 1

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,923

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:30 UTC
GILLIGAN EDWARD PPresident, American Express Co
Tax withholdingCommon Stock 28,790 $83.30 $2,398,207.00
Disclosure

SEC source: 0001127602-15-003107 · form4.xml · nonDerivative · entry 2

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,989

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:30 UTC
GILLIGAN EDWARD PPresident, American Express Co
GrantCommon Stock 54,721 $83.30 $4,558,259.30
Disclosure

SEC source: 0001127602-15-003107 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,779

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:34 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
Tax withholdingCommon Stock 63,828 $83.30 $5,316,872.40
Disclosure

SEC source: 0001127602-15-003109 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,681

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:34 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
GrantCommon Stock 127,169 $83.30 $10,593,177.70
Disclosure

SEC source: 0001127602-15-003109 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,509

F2 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold 50% of shares received upon the vesting of equity awards for a period of one year.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:39 UTC
HAYES JOHN DEVP, Chief Marketing Officer
Tax withholdingCommon Stock 6,236 $83.30 $519,458.80
Disclosure

SEC source: 0001127602-15-003110 · form4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,853.21

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:39 UTC
HAYES JOHN DEVP, Chief Marketing Officer
GrantCommon Stock 15,413 $83.30 $1,283,902.90
Disclosure

SEC source: 0001127602-15-003110 · form4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,089.21

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:43 UTC
O'Neill Michael JohnEVP, Corp Affairs & Comm
Tax withholdingCommon Stock 1,346 $83.30 $112,121.80
Disclosure

SEC source: 0001127602-15-003111 · form4.xml · nonDerivative · entry 2

O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,886.578

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:43 UTC
O'Neill Michael JohnEVP, Corp Affairs & Comm
GrantCommon Stock 3,132 $83.30 $260,895.60
Disclosure

SEC source: 0001127602-15-003111 · form4.xml · nonDerivative · entry 1

O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,232.578

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:45 UTC
Silverman JoshPresident US Consumer Services
Tax withholdingCommon Stock 9,466 $83.30 $788,517.80
Disclosure

SEC source: 0001127602-15-003112 · form4.xml · nonDerivative · entry 2

Silverman Josh · CIK 0001525358 · President US Consumer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,253.35

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:45 UTC
Silverman JoshPresident US Consumer Services
GrantCommon Stock 20,038 $83.30 $1,669,165.40
Disclosure

SEC source: 0001127602-15-003112 · form4.xml · nonDerivative · entry 1

Silverman Josh · CIK 0001525358 · President US Consumer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,719.35

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:49 UTC
Sobbott SusanPresident Global Corp Payments
Tax withholdingCommon Stock 4,094 $83.30 $341,030.20
Disclosure

SEC source: 0001127602-15-003114 · form4.xml · nonDerivative · entry 2

Sobbott Susan · CIK 0001597001 · President Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,131.662

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:49 UTC
Sobbott SusanPresident Global Corp Payments
GrantCommon Stock 10,963 $83.30 $913,217.90
Disclosure

SEC source: 0001127602-15-003114 · form4.xml · nonDerivative · entry 1

Sobbott Susan · CIK 0001597001 · President Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,225.662

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:54 UTC
Williams Anre DPres. Global Merchant Services
Tax withholdingCommon Stock 5,443 $83.30 $453,401.90
Disclosure

SEC source: 0001127602-15-003119 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,621

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:54 UTC
Williams Anre DPres. Global Merchant Services
GrantCommon Stock 13,872 $83.30 $1,155,537.60
Disclosure

SEC source: 0001127602-15-003119 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,064

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:52 UTC
Squeri Stephen JGroup Pres., Global Corp Serv
Tax withholdingCommon Stock 18,129 $83.30 $1,510,145.70
Disclosure

SEC source: 0001127602-15-003117 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,568.711

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4 · balance_after: The reporting person's end of period holdings reflect prior transfers of shares pursuant to a domestic relations order as well as shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:52 UTC
Squeri Stephen JGroup Pres., Global Corp Serv
GrantCommon Stock 38,535 $83.30 $3,209,965.50
Disclosure

SEC source: 0001127602-15-003117 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,697.711

F2 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time.

Read SEC document
January 24, 2015 Filed Jan 27, 2015 23:43 UTC
Zukauckas LindaEVP & Corporate Comptroller
Tax withholdingCommon Stock 215 $84.13 $18,087.95
Disclosure

SEC source: 0001127602-15-002993 · form4.xml · nonDerivative · entry 1

Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 20:05 UTC GrantShare Equivalent Units · Derivative 321.35 $93.36 $30,000.91
Disclosure

SEC source: 0001127602-15-000492 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,981.246

Underlying: Common Stock · 321.35 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 20:07 UTC GrantShare Equivalent Units · Derivative 153.97 $93.36 $14,374.49
Disclosure

SEC source: 0001127602-15-000500 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,490.869

Underlying: Common Stock · 153.97 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 20:09 UTC GrantShare Equivalent Units · Derivative 147.28 $93.36 $13,749.91
Disclosure

SEC source: 0001127602-15-000506 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,138.888

Underlying: Common Stock · 147.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 20:12 UTC GrantShare Equivalent Units · Derivative 281.18 $93.36 $26,250.68
Disclosure

SEC source: 0001127602-15-000513 · form4.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,632.405

Underlying: Common Stock · 281.18 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 20:14 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 200.84 $93.36 $18,750.22
Disclosure

SEC source: 0001127602-15-000519 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,661.533

Underlying: Common Stock · 200.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 20:16 UTC GrantShare Equivalent Units · Derivative 415.07 $93.36 $38,750.52
Disclosure

SEC source: 0001127602-15-000525 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,375.346

Underlying: Common Stock · 415.07 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 20:18 UTC GrantShare Equivalent Units · Derivative 428.46 $93.36 $40,000.60
Disclosure

SEC source: 0001127602-15-000532 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,424.311

Underlying: Common Stock · 428.46 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2014 Filed Oct 1, 2014 19:52 UTC GrantShare Equivalent Units · Derivative 162.16 $88.65 $14,375.00
Disclosure

SEC source: 0001127602-14-028718 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,321.882

Underlying: Common Stock · 162.16 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 14:06 UTC GrantShare Equivalent Units · Derivative 338.43 $88.65 $30,000.80
Disclosure

SEC source: 0001127602-14-028844 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,500.463

Underlying: Common Stock · 338.43 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 14:10 UTC GrantShare Equivalent Units · Derivative 155.11 $88.65 $13,750.04
Disclosure

SEC source: 0001127602-14-028846 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,955.052

Underlying: Common Stock · 155.11 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 14:15 UTC GrantShare Equivalent Units · Derivative 296.12 $88.65 $26,250.15
Disclosure

SEC source: 0001127602-14-028848 · form4.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,333.354

Underlying: Common Stock · 296.12 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 14:19 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 211.51 $88.65 $18,749.73
Disclosure

SEC source: 0001127602-14-028850 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,352.47

Underlying: Common Stock · 211.51 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 14:25 UTC GrantShare Equivalent Units · Derivative 437.13 $88.65 $38,750.26
Disclosure

SEC source: 0001127602-14-028852 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,937.877

Underlying: Common Stock · 437.13 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 14:30 UTC GrantShare Equivalent Units · Derivative 451.23 $88.65 $40,000.19
Disclosure

SEC source: 0001127602-14-028853 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,872.053

Underlying: Common Stock · 451.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
August 31, 2014 Filed Sep 2, 2014 20:54 UTC
SCHULMAN DANIEL HGroup Pres, Enterprise Growth
Tax withholdingCommon Stock 4,376 $89.55 $391,870.80
Disclosure

SEC source: 0001127602-14-026918 · form4.xml · nonDerivative · entry 1

SCHULMAN DANIEL H · CIK 0001215315 · Group Pres, Enterprise Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,318.634

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

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August 29, 2014 Filed Sep 2, 2014 20:27 UTC
Bush James PeterEVP, World Service
SaleCommon Stock 9,807 $89.48 $877,534.28
Disclosure

SEC source: 0001127602-14-026906 · form4.xml · nonDerivative · entry 4

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,475.6239

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.47 to $89.50. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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August 28, 2014 Filed Sep 2, 2014 20:22 UTC
Sobbott SusanPresident Global Corp Payments
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $49.13 $0.00
Disclosure

SEC source: 0001127602-14-026901 · form4.xml · derivative · entry 4

Sobbott Susan · CIK 0001597001 · President Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

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August 28, 2014 Filed Sep 2, 2014 20:22 UTC
Sobbott SusanPresident Global Corp Payments
SaleCommon Stock 41,844 $89.17 $3,731,120.69
Disclosure

SEC source: 0001127602-14-026901 · form4.xml · nonDerivative · entry 2

Sobbott Susan · CIK 0001597001 · President Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,254

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 25% of the net shares acquired from this exercise; the reporting person will retain 75% of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.10 to $89.24. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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August 28, 2014 Filed Sep 2, 2014 20:22 UTC
Sobbott SusanPresident Global Corp Payments
Exercise / conversionCommon Stock 50,000 $49.13 $2,456,500.00
Disclosure

SEC source: 0001127602-14-026901 · form4.xml · nonDerivative · entry 1

Sobbott Susan · CIK 0001597001 · President Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 28, 2014 Filed Sep 2, 2014 20:27 UTC
Bush James PeterEVP, World Service
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,812 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-14-026906 · form4.xml · derivative · entry 7

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,812 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 28, 2014 Filed Sep 2, 2014 20:27 UTC
Bush James PeterEVP, World Service
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $49.13 $0.00
Disclosure

SEC source: 0001127602-14-026906 · form4.xml · derivative · entry 6

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

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August 28, 2014 Filed Sep 2, 2014 20:27 UTC
Bush James PeterEVP, World Service
SaleCommon Stock 77,005 $89.18 $6,867,606.22
Disclosure

SEC source: 0001127602-14-026906 · form4.xml · nonDerivative · entry 3

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,282.6239

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.08 to $89.29. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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August 28, 2014 Filed Sep 2, 2014 20:27 UTC
Bush James PeterEVP, World Service
Exercise / conversionCommon Stock 11,812 $38.10 $450,037.20
Disclosure

SEC source: 0001127602-14-026906 · form4.xml · nonDerivative · entry 2

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,287.6239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 28, 2014 Filed Sep 2, 2014 20:27 UTC
Bush James PeterEVP, World Service
Exercise / conversionCommon Stock 75,000 $49.13 $3,684,750.00
Disclosure

SEC source: 0001127602-14-026906 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,475.6239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 06, 2014 Filed Aug 8, 2014 19:30 UTC
GILLIGAN EDWARD PPresident, American Express Co
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $58.54 $0.00
Disclosure

SEC source: 0001127602-14-025025 · form4.xml · derivative · entry 7

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2017-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable."

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August 06, 2014 Filed Aug 8, 2014 19:30 UTC
GILLIGAN EDWARD PPresident, American Express Co
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-14-025025 · form4.xml · derivative · entry 6

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2017-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

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August 06, 2014 Filed Aug 8, 2014 19:30 UTC
GILLIGAN EDWARD PPresident, American Express Co
SaleCommon Stock 11,820 $86.24 $1,019,379.26
Disclosure

SEC source: 0001127602-14-025025 · form4.xml · nonDerivative · entry 4

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,058

F3 · kind: The reported disposition represents the sale of one-half of the net shares acquired from restricted stock vestings in January 2014; Mr. Gilligan will continue to retain the remaining net shares for one year from the date of vesting in accordance with the Company's retention requirements.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.61. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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August 06, 2014 Filed Aug 8, 2014 19:30 UTC
GILLIGAN EDWARD PPresident, American Express Co
SaleCommon Stock 345,322 $86.24 $29,781,225.39
Disclosure

SEC source: 0001127602-14-025025 · form4.xml · nonDerivative · entry 3

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,878

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Gilligan will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.61. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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August 06, 2014 Filed Aug 8, 2014 19:30 UTC
GILLIGAN EDWARD PPresident, American Express Co
Exercise / conversionCommon Stock 225,000 $58.54 $13,171,500.00
Disclosure

SEC source: 0001127602-14-025025 · form4.xml · nonDerivative · entry 2

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 06, 2014 Filed Aug 8, 2014 19:30 UTC
GILLIGAN EDWARD PPresident, American Express Co
Exercise / conversionCommon Stock 150,000 $57.77 $8,665,500.00
Disclosure

SEC source: 0001127602-14-025025 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 05, 2014 Filed Aug 6, 2014 21:51 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-14-024896 · form4.xml · derivative · entry 5

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,500 shares

Expires 2017-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One half of the options exercised became exercisable on 1/25/2010 and the other half on 1/25/2011.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.