Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Chief Corp. Affairs Officer | April 24, 2019 | April 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date April 24, 2019 · Filed April 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,941.133 |
Reported balance
After 2019-04-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-24 · Exercise / conversion · Acquired 15,749 · Balance 69,941.133 |
| Common StockSEC Table I · non-derivative | Direct | 54,192.133 |
Reported balance
After 2019-04-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-04-24 · Sale · Disposed 15,749 · Balance 54,192.133 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.86 to $114.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2: Includes shares acquired pursuant to dividend reinvestment. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.10 · Expires 2020-01-26 | Direct | 0 |
Reported balance
After 2019-04-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-04-24 · Exercise / conversion · Disposed 15,749 · Balance 0 F4: These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) Plan | 1,056.7 |
Reported balance
Holding disclosure · report date 2019-04-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,056.7 F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.86 to $114.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: Includes shares acquired pursuant to dividend reinvestment.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F4: These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2019 Filed Apr 25, 2019 21:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,749 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-19-016242 · form4.xml · derivative · entry 4 O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,749 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 21:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 15,749 | $113.94 | $1,794,441.06 |
DisclosureSEC source: 0001127602-19-016242 · form4.xml · nonDerivative · entry 2 O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,192.133 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.86 to $114.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 21:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 15,749 | $38.10 | $600,036.90 |
DisclosureSEC source: 0001127602-19-016242 · form4.xml · nonDerivative · entry 1 O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,941.133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 11,018 | $0.00 Strike: $55.09 | $0.00 |
DisclosureSEC source: 0001127602-19-002936 · form4.xml · derivative · entry 4 O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,018 Underlying: Common Stock · 11,018 shares Expires 2026-01-26 F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 4,417 | $100.77 | $445,101.09 |
DisclosureSEC source: 0001127602-19-002936 · form4.xml · nonDerivative · entry 2 O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,091.56 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 11,018 | $100.77 | $1,110,283.86 |
DisclosureSEC source: 0001127602-19-002936 · form4.xml · nonDerivative · entry 1 O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,508.56 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,666 | $0.00 Strike: $83.30 | $0.00 |
DisclosureSEC source: 0001127602-18-003017 · form4.xml · derivative · entry 4 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 6,666 shares Expires 2025-01-26 F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 2,587 | $99.69 | $257,898.03 |
DisclosureSEC source: 0001127602-18-003017 · form4.xml · nonDerivative · entry 2 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,122.937 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 6,666 | $99.69 | $664,533.54 |
DisclosureSEC source: 0001127602-18-003017 · form4.xml · nonDerivative · entry 1 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,709.937 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 43,054 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-17-034588 · form4.xml · derivative · entry 6 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,054 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,379 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-17-034588 · form4.xml · derivative · entry 5 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,379 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 43,741 | $98.85 | $4,323,797.85 |
DisclosureSEC source: 0001127602-17-034588 · form4.xml · nonDerivative · entry 3 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,043.937 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reported person will retain the balance of the nets shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.84 to $98.90. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 43,054 | $34.84 | $1,500,001.36 |
DisclosureSEC source: 0001127602-17-034588 · form4.xml · nonDerivative · entry 2 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,784.937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 8,379 | $16.71 | $140,013.09 |
DisclosureSEC source: 0001127602-17-034588 · form4.xml · nonDerivative · entry 1 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,730.937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,550 | $76.85 | $119,117.50 |
DisclosureSEC source: 0001127602-17-003171 · form4.xml · nonDerivative · entry 2 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,006.35 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 3,636 | $76.85 | $279,426.60 |
DisclosureSEC source: 0001127602-17-003171 · form4.xml · nonDerivative · entry 1 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,556.35 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| May 24, 2016 Filed May 25, 2016 17:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-16-053347 · form4.xml · derivative · entry 6 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2018-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| May 24, 2016 Filed May 25, 2016 17:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,600 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-16-053347 · form4.xml · derivative · entry 5 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,600 shares Expires 2017-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 7,450 of these options became exercisable on January 25, 2010 and 9,150 of these options became exercisable on January 25, 2011. Read SEC document |
| May 24, 2016 Filed May 25, 2016 17:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 51,690 | $64.95 | $3,357,265.50 |
DisclosureSEC source: 0001127602-16-053347 · form4.xml · nonDerivative · entry 3 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,738.57 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.84 to $65.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| May 24, 2016 Filed May 25, 2016 17:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 37,500 | $49.13 | $1,842,375.00 |
DisclosureSEC source: 0001127602-16-053347 · form4.xml · nonDerivative · entry 2 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,428.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2016 Filed May 25, 2016 17:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 16,600 | $57.77 | $958,982.00 |
DisclosureSEC source: 0001127602-16-053347 · form4.xml · nonDerivative · entry 1 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,928.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 2,320 | $53.50 | $124,120.00 |
DisclosureSEC source: 0001127602-16-039029 · form4.xml · nonDerivative · entry 2 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,142.883 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 5,473 | $53.50 | $292,805.50 |
DisclosureSEC source: 0001127602-16-039029 · form4.xml · nonDerivative · entry 1 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,462.883 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance. Read SEC document |
| January 27, 2015 Filed Jan 28, 2015 23:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 348 | $82.40 | $28,675.20 |
DisclosureSEC source: 0001127602-15-003111 · form4.xml · nonDerivative · entry 3 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,538.578 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2015 Filed Jan 28, 2015 23:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,346 | $83.30 | $112,121.80 |
DisclosureSEC source: 0001127602-15-003111 · form4.xml · nonDerivative · entry 2 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,886.578 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2015 Filed Jan 28, 2015 23:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 3,132 | $83.30 | $260,895.60 |
DisclosureSEC source: 0001127602-15-003111 · form4.xml · nonDerivative · entry 1 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,232.578 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.