Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2016 Filed Oct 4, 2016 20:26 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 625.098 | $64.04 | $40,031.28 |
DisclosureSEC source: 0001127602-16-064007 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,473.476 Underlying: Common Stock · 625.098 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:29 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 468.823 | $64.04 | $30,023.42 |
DisclosureSEC source: 0001127602-16-064014 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,481.241 Underlying: Common Stock · 468.823 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:37 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 664.166 | $64.04 | $42,533.19 |
DisclosureSEC source: 0001127602-16-064030 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,724.806 Underlying: Common Stock · 664.166 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:32 UTC |
de la Vega RalphDirector
|
GrantShare Equivalent Units · Derivative | 234.412 | $64.04 | $15,011.74 |
DisclosureSEC source: 0001127602-16-064018 · form4.xml · derivative · entry 1 de la Vega Ralph · CIK 0001673095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,073.642 Underlying: Common Stock · 234.412 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:39 UTC |
LEAVITT MICHAEL ODirector
|
GrantShare Equivalent Units · Derivative | 468.823 | $64.04 | $30,023.42 |
DisclosureSEC source: 0001127602-16-064039 · form4.xml · derivative · entry 1 LEAVITT MICHAEL O · CIK 0001536118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,449.431 Underlying: Common Stock · 468.823 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| August 16, 2016 Filed Jan 30, 2017 20:55 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
GiftCommon Stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-002838 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,417 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| July 31, 2016 Filed Aug 2, 2016 20:27 UTC |
CAMPBELL JEFFREY CEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 28,707 | $64.46 | $1,850,453.22 |
DisclosureSEC source: 0001127602-16-059243 · form4.xml · nonDerivative · entry 2 CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,840.25 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| July 31, 2016 Filed Aug 2, 2016 20:27 UTC |
CAMPBELL JEFFREY CEVP, Chief Financial Officer
|
GrantCommon Stock | 51,427 | $64.46 | $3,314,984.42 |
DisclosureSEC source: 0001127602-16-059243 · form4.xml · nonDerivative · entry 1 CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,547.25 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in July 2013 and have vested based on the Company's 2013-15 return on average equity performance. Read SEC document |
| July 31, 2016 Filed Aug 2, 2016 20:30 UTC |
Seeger LaureenEVP, General Counsel
|
Tax withholdingCommon Stock | 15,858 | $64.46 | $1,022,206.68 |
DisclosureSEC source: 0001127602-16-059246 · form4.xml · nonDerivative · entry 2 Seeger Laureen · CIK 0001357325 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,551 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| July 31, 2016 Filed Aug 2, 2016 20:30 UTC |
Seeger LaureenEVP, General Counsel
|
GrantCommon Stock | 28,409 | $64.46 | $1,831,244.14 |
DisclosureSEC source: 0001127602-16-059246 · form4.xml · nonDerivative · entry 1 Seeger Laureen · CIK 0001357325 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,409 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in July 2014 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant. Read SEC document |
| July 31, 2016 Filed Jan 31, 2017 22:27 UTC |
CAMPBELL JEFFREY CEVP, Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 49,785 | $0.00 Strike: $73.77 | $0.00 |
DisclosureSEC source: 0001127602-17-003164 · form4.xml · derivative · entry 3 CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,785 Underlying: Common Stock · 49,785 shares Expires 2023-07-31 F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in July 2013. These options became exercisable on July 31, 2016 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 19:52 UTC |
LEAVITT MICHAEL ODirector
|
GrantShare Equivalent Units · Derivative | 493.665 | $60.76 | $29,995.09 |
DisclosureSEC source: 0001127602-16-057129 · form4.xml · derivative · entry 1 LEAVITT MICHAEL O · CIK 0001536118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,949.478 Underlying: Common Stock · 493.665 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 19:57 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 493.665 | $60.76 | $29,995.09 |
DisclosureSEC source: 0001127602-16-057134 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,954.39 Underlying: Common Stock · 493.665 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 19:55 UTC |
de la Vega RalphDirector
|
GrantShare Equivalent Units · Derivative | 246.832 | $60.76 | $14,997.51 |
DisclosureSEC source: 0001127602-16-057132 · form4.xml · derivative · entry 1 de la Vega Ralph · CIK 0001673095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,826.569 Underlying: Common Stock · 246.832 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 20:05 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 699.358 | $60.76 | $42,492.99 |
DisclosureSEC source: 0001127602-16-057138 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,819.558 Underlying: Common Stock · 699.358 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 20:01 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 473.095 | $60.76 | $28,745.25 |
DisclosureSEC source: 0001127602-16-057136 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,678.5974 Underlying: Common Stock · 473.095 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 20:08 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 658.22 | $60.76 | $39,993.45 |
DisclosureSEC source: 0001127602-16-057142 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,773.243 Underlying: Common Stock · 658.22 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 25, 2016 Filed May 27, 2016 16:43 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,113 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-16-053659 · form4.xml · derivative · entry 4 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,113 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| May 25, 2016 Filed May 27, 2016 16:43 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
SaleCommon Stock | 14,682 | $65.50 | $961,671.00 |
DisclosureSEC source: 0001127602-16-053659 · form4.xml · nonDerivative · entry 2 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,870.16 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.48 to $65.54. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 25, 2016 Filed May 27, 2016 16:43 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
Exercise / conversionCommon Stock | 15,113 | $57.77 | $873,078.01 |
DisclosureSEC source: 0001127602-16-053659 · form4.xml · nonDerivative · entry 1 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,552.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2016 Filed May 25, 2016 17:21 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-16-053347 · form4.xml · derivative · entry 6 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2018-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| May 24, 2016 Filed May 25, 2016 17:21 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,600 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-16-053347 · form4.xml · derivative · entry 5 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,600 shares Expires 2017-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 7,450 of these options became exercisable on January 25, 2010 and 9,150 of these options became exercisable on January 25, 2011. Read SEC document |
| May 24, 2016 Filed May 25, 2016 17:21 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
SaleCommon Stock | 51,690 | $64.95 | $3,357,265.50 |
DisclosureSEC source: 0001127602-16-053347 · form4.xml · nonDerivative · entry 3 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,738.57 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.84 to $65.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| May 24, 2016 Filed May 25, 2016 17:21 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
Exercise / conversionCommon Stock | 37,500 | $49.13 | $1,842,375.00 |
DisclosureSEC source: 0001127602-16-053347 · form4.xml · nonDerivative · entry 2 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,428.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2016 Filed May 25, 2016 17:21 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
Exercise / conversionCommon Stock | 16,600 | $57.77 | $958,982.00 |
DisclosureSEC source: 0001127602-16-053347 · form4.xml · nonDerivative · entry 1 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,928.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2016 Filed May 20, 2016 18:00 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 257,813 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-16-052905 · form4.xml · derivative · entry 11 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 257,813 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2016 Filed May 20, 2016 18:00 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 625,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-16-052905 · form4.xml · derivative · entry 10 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625,000 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| May 19, 2016 Filed May 20, 2016 18:00 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
SaleCommon Stock | 838,968 | $62.65 | $52,561,345.20 |
DisclosureSEC source: 0001127602-16-052905 · form4.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,417 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.33 to $63.20. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 19, 2016 Filed May 20, 2016 18:00 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 257,813 | $49.13 | $12,666,352.69 |
DisclosureSEC source: 0001127602-16-052905 · form4.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,702,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2016 Filed May 20, 2016 18:00 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 625,000 | $49.13 | $30,706,250.00 |
DisclosureSEC source: 0001127602-16-052905 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,444,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:20 UTC |
LEVIN RICHARD CDirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051084 · form4.xml · derivative · entry 1 LEVIN RICHARD C · CIK 0001255200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,895.839 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:21 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051085 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,127.0214 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:23 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051086 · form4.xml · derivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,485.236 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:24 UTC |
CHERNIN PETERDirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051088 · form4.xml · derivative · entry 1 CHERNIN PETER · CIK 0001197957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,851.235 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:26 UTC |
PALMISANO SAMUEL JDirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051090 · form4.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,488.995 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:27 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051091 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,416.729 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:29 UTC |
WALTER ROBERT DDirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051092 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,933.496 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:30 UTC |
BARSHEFSKY CHARLENEDirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051093 · form4.xml · derivative · entry 1 BARSHEFSKY CHARLENE · CIK 0001145766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,612.898 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:33 UTC |
LEAVITT MICHAEL ODirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051095 · form4.xml · derivative · entry 1 LEAVITT MICHAEL O · CIK 0001536118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,438.554 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:31 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051094 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,895.162 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:37 UTC |
de la Vega RalphDirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051098 · form4.xml · derivative · entry 1 de la Vega Ralph · CIK 0001673095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,579.737 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. Read SEC document |
| May 02, 2016 Filed May 4, 2016 19:45 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 2,579.737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-051102 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,054.755 Underlying: Common Stock · 2,579.737 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 22, 2016 Filed Apr 26, 2016 16:14 UTC |
Zukauckas LindaEVP & Corporate Comptroller
|
SaleCommon Stock | 2,547 | $66.08 | $168,305.76 |
DisclosureSEC source: 0001127602-16-049891 · form4.xml · nonDerivative · entry 1 Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100.107 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.080 to $66.085. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| March 31, 2016 Filed Apr 4, 2016 19:09 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 494.397 | $61.40 | $30,355.98 |
DisclosureSEC source: 0001127602-16-048322 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,836.992 Underlying: Common Stock · 494.397 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2016 Filed Apr 4, 2016 19:11 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 473.797 | $61.40 | $29,091.14 |
DisclosureSEC source: 0001127602-16-048324 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,547.2844 Underlying: Common Stock · 473.797 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2016 Filed Apr 4, 2016 19:13 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 659.196 | $61.40 | $40,474.63 |
DisclosureSEC source: 0001127602-16-048325 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,475.018 Underlying: Common Stock · 659.196 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2016 Filed Apr 4, 2016 19:16 UTC |
LEAVITT MICHAEL ODirector
|
GrantShare Equivalent Units · Derivative | 494.397 | $61.40 | $30,355.98 |
DisclosureSEC source: 0001127602-16-048326 · form4.xml · derivative · entry 1 LEAVITT MICHAEL O · CIK 0001536118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,858.817 Underlying: Common Stock · 494.397 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2016 Filed Apr 4, 2016 19:20 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 679.796 | $61.40 | $41,739.47 |
DisclosureSEC source: 0001127602-16-048330 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,315.425 Underlying: Common Stock · 679.796 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| February 09, 2016 Filed Feb 11, 2016 21:31 UTC |
BURNS URSULA MDirector
|
OtherCommon Stock | 1,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-040651 · form4.xml · nonDerivative · entry 4 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through the Ursula Burns Irrevocable Trust FBO Malcolm Bean Disclosed balance after: 1,852 F3 · kind: Disposition from settlor to the Ursula Burns Irrevocable Trust FBO Malcolm Bean in substitution for cash held by the trust. The reporting person is the trustee and a member of her immediate family is a beneficiary of the trust. F3 · price: Disposition from settlor to the Ursula Burns Irrevocable Trust FBO Malcolm Bean in substitution for cash held by the trust. The reporting person is the trustee and a member of her immediate family is a beneficiary of the trust. F4 · ownership.nature: The reporting person is a trustee of the Ursula Burns Irrevocable Trust FBO Malcolm Bean. Read SEC document |
| February 09, 2016 Filed Feb 11, 2016 21:31 UTC |
BURNS URSULA MDirector
|
OtherCommon Stock | 1,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-040651 · form4.xml · nonDerivative · entry 3 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,481 F3 · kind: Disposition from settlor to the Ursula Burns Irrevocable Trust FBO Malcolm Bean in substitution for cash held by the trust. The reporting person is the trustee and a member of her immediate family is a beneficiary of the trust. F3 · price: Disposition from settlor to the Ursula Burns Irrevocable Trust FBO Malcolm Bean in substitution for cash held by the trust. The reporting person is the trustee and a member of her immediate family is a beneficiary of the trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.