Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2017 Filed Apr 4, 2017 21:06 UTC |
de la Vega RalphDirector
|
GrantShare Equivalent Units · Derivative | 191.6 | $79.11 | $15,157.48 |
DisclosureSEC source: 0001127602-17-014021 · form4.xml · derivative · entry 1 de la Vega Ralph · CIK 0001673095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,493.537 Underlying: Common Stock · 191.6 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:08 UTC |
LEAVITT MICHAEL ODirector
|
GrantShare Equivalent Units · Derivative | 383.19 | $79.11 | $30,314.16 |
DisclosureSEC source: 0001127602-17-014023 · form4.xml · derivative · entry 1 LEAVITT MICHAEL O · CIK 0001536118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,300.488 Underlying: Common Stock · 383.19 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:10 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 542.85 | $79.11 | $42,944.86 |
DisclosureSEC source: 0001127602-17-014025 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,313.007 Underlying: Common Stock · 542.85 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:07 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $58.54 | $0.00 |
DisclosureSEC source: 0001127602-17-008946 · form4.xml · derivative · entry 2 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested and became exercisable 25% each year starting 7/31/2008. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:07 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionCommon Stock | 15,000 | $58.54 | $878,100.00 |
DisclosureSEC source: 0001127602-17-008946 · form4.xml · nonDerivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:59 UTC |
Brennan John JosephDirector
|
PurchaseCommon Stock | 4,000 | $79.74 | $318,940.00 |
DisclosureSEC source: 0001127602-17-007979 · form4.xml · nonDerivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:16 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 2,797 | $77.57 | $216,963.29 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · nonDerivative · entry 5 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT II Disclosed balance after: 2,112 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.50 to $77.65. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:16 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 2,797 | $77.58 | $216,991.26 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,889 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.50 to $77.66. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 22:16 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 27,133 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · derivative · entry 8 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,133 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 5,479 of the options exercised became exercisable on 1/26/2013; the balance became exercisable on 1/26/2014. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 22:16 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 3,355 | $78.01 | $261,723.55 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT II Disclosed balance after: 4,909 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.03. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 22:16 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 23,777 | $78.00 | $1,854,606.00 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,686 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.04. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 22:16 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionCommon Stock | 27,133 | $38.10 | $1,033,767.30 |
DisclosureSEC source: 0001127602-17-004388 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:17 UTC |
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 11,344 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003147 · form4.xml · derivative · entry 4 Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,344 Underlying: Common Stock · 11,344 shares Expires 2024-01-28 F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:17 UTC |
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
|
Tax withholdingCommon Stock | 6,236 | $76.85 | $479,236.60 |
DisclosureSEC source: 0001127602-17-003147 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,676.057 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:17 UTC |
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
|
GrantCommon Stock | 11,344 | $76.85 | $871,786.40 |
DisclosureSEC source: 0001127602-17-003147 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,912.057 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:18 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 12,184 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003149 · form4.xml · derivative · entry 3 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,184 Underlying: Common Stock · 12,184 shares Expires 2024-01-28 F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:18 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Tax withholdingCommon Stock | 5,068 | $76.85 | $389,475.80 |
DisclosureSEC source: 0001127602-17-003149 · form4.xml · nonDerivative · entry 2 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,996 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:18 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
GrantCommon Stock | 12,184 | $76.85 | $936,340.40 |
DisclosureSEC source: 0001127602-17-003149 · form4.xml · nonDerivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,064 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:20 UTC |
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 7,563 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003151 · form4.xml · derivative · entry 4 Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,563 Underlying: Common Stock · 7,563 shares Expires 2024-01-28 F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:20 UTC |
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
|
Tax withholdingCommon Stock | 2,864 | $76.85 | $220,098.40 |
DisclosureSEC source: 0001127602-17-003151 · form4.xml · nonDerivative · entry 2 Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,054 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:20 UTC |
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
|
GrantCommon Stock | 7,563 | $76.85 | $581,216.55 |
DisclosureSEC source: 0001127602-17-003151 · form4.xml · nonDerivative · entry 1 Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,918 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:22 UTC |
Cox L KevinChief Human Resources Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 11,554 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003156 · form4.xml · derivative · entry 6 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,554 Underlying: Common Stock · 11,554 shares Expires 2024-01-28 F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:22 UTC |
Cox L KevinChief Human Resources Officer
|
Tax withholdingCommon Stock | 5,959 | $76.85 | $457,949.15 |
DisclosureSEC source: 0001127602-17-003156 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,330 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:22 UTC |
Cox L KevinChief Human Resources Officer
|
GrantCommon Stock | 11,554 | $76.85 | $887,924.90 |
DisclosureSEC source: 0001127602-17-003156 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,289 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:26 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 78,361 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003162 · form4.xml · derivative · entry 9 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,361 Underlying: Common Stock · 78,361 shares Expires 2024-01-28 F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:26 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 43,742 | $76.85 | $3,361,572.70 |
DisclosureSEC source: 0001127602-17-003162 · form4.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,836 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:26 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
GrantCommon Stock | 78,361 | $76.85 | $6,022,042.85 |
DisclosureSEC source: 0001127602-17-003162 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 955,578 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:24 UTC |
GORDON MARC DEVP, Chief Information Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 8,403 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003159 · form4.xml · derivative · entry 3 GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 Underlying: Common Stock · 8,403 shares Expires 2024-01-28 F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:24 UTC |
GORDON MARC DEVP, Chief Information Officer
|
Tax withholdingCommon Stock | 3,510 | $76.85 | $269,743.50 |
DisclosureSEC source: 0001127602-17-003159 · form4.xml · nonDerivative · entry 2 GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,762.854 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:24 UTC |
GORDON MARC DEVP, Chief Information Officer
|
GrantCommon Stock | 8,403 | $76.85 | $645,770.55 |
DisclosureSEC source: 0001127602-17-003159 · form4.xml · nonDerivative · entry 1 GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,272.854 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:27 UTC |
CAMPBELL JEFFREY CEVP, Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 21,008 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003164 · form4.xml · derivative · entry 4 CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,008 Underlying: Common Stock · 21,008 shares Expires 2024-01-28 F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:27 UTC |
CAMPBELL JEFFREY CEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 9,855 | $76.85 | $757,356.75 |
DisclosureSEC source: 0001127602-17-003164 · form4.xml · nonDerivative · entry 2 CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,222.152 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:27 UTC |
CAMPBELL JEFFREY CEVP, Chief Financial Officer
|
GrantCommon Stock | 21,008 | $76.85 | $1,614,464.80 |
DisclosureSEC source: 0001127602-17-003164 · form4.xml · nonDerivative · entry 1 CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,077.152 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:29 UTC |
Squeri Stephen JVice Chairman
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 26,260 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003166 · form4.xml · derivative · entry 4 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,260 Underlying: Common Stock · 26,260 shares Expires 2024-01-28 F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:29 UTC |
Squeri Stephen JVice Chairman
|
Tax withholdingCommon Stock | 13,616 | $76.85 | $1,046,389.60 |
DisclosureSEC source: 0001127602-17-003166 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,487.774 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:29 UTC |
Squeri Stephen JVice Chairman
|
GrantCommon Stock | 26,260 | $76.85 | $2,018,081.00 |
DisclosureSEC source: 0001127602-17-003166 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,103.774 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:31 UTC |
Zukauckas LindaEVP & Corporate Comptroller
|
Tax withholdingCommon Stock | 2,312 | $76.85 | $177,677.20 |
DisclosureSEC source: 0001127602-17-003169 · form4.xml · nonDerivative · entry 2 Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,171 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:31 UTC |
Zukauckas LindaEVP & Corporate Comptroller
|
GrantCommon Stock | 5,483 | $76.85 | $421,368.55 |
DisclosureSEC source: 0001127602-17-003169 · form4.xml · nonDerivative · entry 1 Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,483 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:32 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
Tax withholdingCommon Stock | 1,550 | $76.85 | $119,117.50 |
DisclosureSEC source: 0001127602-17-003171 · form4.xml · nonDerivative · entry 2 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,006.35 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:32 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
GrantCommon Stock | 3,636 | $76.85 | $279,426.60 |
DisclosureSEC source: 0001127602-17-003171 · form4.xml · nonDerivative · entry 1 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,556.35 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:34 UTC |
Bush James PeterPresident, GNICS
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 9,453 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003173 · form4.xml · derivative · entry 4 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,453 Underlying: Common Stock · 9,453 shares Expires 2024-01-28 F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:34 UTC |
Bush James PeterPresident, GNICS
|
Tax withholdingCommon Stock | 3,568 | $76.85 | $274,200.80 |
DisclosureSEC source: 0001127602-17-003173 · form4.xml · nonDerivative · entry 2 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,247.6239 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:34 UTC |
Bush James PeterPresident, GNICS
|
GrantCommon Stock | 9,453 | $76.85 | $726,463.05 |
DisclosureSEC source: 0001127602-17-003173 · form4.xml · nonDerivative · entry 1 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,815.6239 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:35 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 7,563 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003175 · form4.xml · derivative · entry 4 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,563 Underlying: Common Stock · 7,563 shares Expires 2024-01-28 F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:35 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
Tax withholdingCommon Stock | 2,864 | $76.85 | $220,098.40 |
DisclosureSEC source: 0001127602-17-003175 · form4.xml · nonDerivative · entry 2 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,383.16 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:35 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
GrantCommon Stock | 7,563 | $76.85 | $581,216.55 |
DisclosureSEC source: 0001127602-17-003175 · form4.xml · nonDerivative · entry 1 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,247.16 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:38 UTC |
Fabara Paul DCRO & Pres., Glb Risk & Compl
|
Tax withholdingCommon Stock | 2,151 | $76.85 | $165,304.35 |
DisclosureSEC source: 0001127602-17-003179 · form4.xml · nonDerivative · entry 4 Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,320.042 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:38 UTC |
Fabara Paul DCRO & Pres., Glb Risk & Compl
|
GrantCommon Stock | 5,772 | $76.85 | $443,578.20 |
DisclosureSEC source: 0001127602-17-003179 · form4.xml · nonDerivative · entry 3 Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,471.042 F3 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2014 and have vested based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:38 UTC |
Fabara Paul DCRO & Pres., Glb Risk & Compl
|
Tax withholdingCommon Stock | 2,413 | $76.85 | $185,439.05 |
DisclosureSEC source: 0001127602-17-003179 · form4.xml · nonDerivative · entry 2 Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,699.042 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:38 UTC |
Fabara Paul DCRO & Pres., Glb Risk & Compl
|
GrantCommon Stock | 6,349 | $76.85 | $487,920.65 |
DisclosureSEC source: 0001127602-17-003179 · form4.xml · nonDerivative · entry 1 Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,112.042 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.