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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2017 Filed Aug 2, 2017 21:15 UTC
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,188 $0.00 Strike: $44.54 $0.00
Disclosure

SEC source: 0001127602-17-024766 · form4.xml · derivative · entry 7

Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,188 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:15 UTC
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 27,560 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-17-024766 · form4.xml · derivative · entry 6

Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,560 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:15 UTC
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
SaleCommon Stock 53,111 $85.24 $4,527,181.64
Disclosure

SEC source: 0001127602-17-024766 · form4.xml · nonDerivative · entry 4

Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,481

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.17 to $85.36. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:15 UTC
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
Exercise / conversionCommon Stock 3,790 $48.04 $182,071.60
Disclosure

SEC source: 0001127602-17-024766 · form4.xml · nonDerivative · entry 3

Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:15 UTC
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
Exercise / conversionCommon Stock 29,188 $44.54 $1,300,033.52
Disclosure

SEC source: 0001127602-17-024766 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:15 UTC
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
Exercise / conversionCommon Stock 27,560 $38.10 $1,050,036.00
Disclosure

SEC source: 0001127602-17-024766 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2017 Filed Jul 27, 2017 21:15 UTC
Squeri Stephen JVice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 37,486 $0.00 Strike: $49.23 $0.00
Disclosure

SEC source: 0001127602-17-024261 · form4.xml · derivative · entry 7

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,486 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
July 25, 2017 Filed Jul 27, 2017 21:15 UTC
Squeri Stephen JVice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 32,965 $0.00 Strike: $44.54 $0.00
Disclosure

SEC source: 0001127602-17-024261 · form4.xml · derivative · entry 6

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,965 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
July 25, 2017 Filed Jul 27, 2017 21:15 UTC
Squeri Stephen JVice Chairman
SaleCommon Stock 32,000 $85.41 $2,733,120.00
Disclosure

SEC source: 0001127602-17-024261 · form4.xml · nonDerivative · entry 4

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,359.309

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.09 to $85.76. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
July 25, 2017 Filed Jul 27, 2017 21:15 UTC
Squeri Stephen JVice Chairman
SaleCommon Stock 62,792 $85.41 $5,363,064.72
Disclosure

SEC source: 0001127602-17-024261 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,359.309

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.09 to $85.76. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
July 25, 2017 Filed Jul 27, 2017 21:15 UTC
Squeri Stephen JVice Chairman
Exercise / conversionCommon Stock 37,486 $49.23 $1,845,435.78
Disclosure

SEC source: 0001127602-17-024261 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,151.309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2017 Filed Jul 27, 2017 21:15 UTC
Squeri Stephen JVice Chairman
Exercise / conversionCommon Stock 32,965 $44.54 $1,468,261.10
Disclosure

SEC source: 0001127602-17-024261 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,665.309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 25, 2017 21:18 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 960,000 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-17-024118 · form4.xml · derivative · entry 11

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,888

Underlying: Common Stock · 960,000 shares

Expires 2019-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
July 24, 2017 Filed Jul 25, 2017 21:18 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
SaleCommon Stock 305,246 $85.12 $25,982,539.52
Disclosure

SEC source: 0001127602-17-024118 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060,333

F2 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.76 to $85.47. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
July 24, 2017 Filed Jul 25, 2017 21:18 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
SaleCommon Stock 484,257 $84.30 $40,822,865.10
Disclosure

SEC source: 0001127602-17-024118 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365,579

F2 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 to $84.75. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
July 24, 2017 Filed Jul 25, 2017 21:18 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
Exercise / conversionCommon Stock 960,000 $16.71 $16,041,600.00
Disclosure

SEC source: 0001127602-17-024118 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,849,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2017 Filed Jul 21, 2017 19:15 UTC
Fabara Paul DCRO & Pres., Glb Risk & Compl
SaleCommon Stock 5,981 $85.88 $513,648.28
Disclosure

SEC source: 0001127602-17-024004 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,489.823

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.88 to $85.89. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:48 UTC GrantShare Equivalent Units · Derivative 407.12 $82.90 $33,750.25
Disclosure

SEC source: 0001127602-17-023028 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,948.59

Underlying: Common Stock · 407.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:50 UTC GrantShare Equivalent Units · Derivative 346.8 $82.90 $28,749.72
Disclosure

SEC source: 0001127602-17-023034 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,703.6383

Underlying: Common Stock · 346.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:53 UTC GrantShare Equivalent Units · Derivative 376.96 $82.90 $31,249.98
Disclosure

SEC source: 0001127602-17-023040 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,768.916

Underlying: Common Stock · 376.96 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:58 UTC GrantShare Equivalent Units · Derivative 361.88 $82.90 $29,999.85
Disclosure

SEC source: 0001127602-17-023050 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,913.5667

Underlying: Common Stock · 361.88 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:55 UTC GrantShare Equivalent Units · Derivative 482.51 $82.90 $40,000.08
Disclosure

SEC source: 0001127602-17-023045 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,340.637

Underlying: Common Stock · 482.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:00 UTC GrantShare Equivalent Units · Derivative 180.94 $82.90 $14,999.93
Disclosure

SEC source: 0001127602-17-023055 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,797.317

Underlying: Common Stock · 180.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:06 UTC GrantShare Equivalent Units · Derivative 452.352 $82.90 $37,499.98
Disclosure

SEC source: 0001127602-17-023079 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,103.104

Underlying: Common Stock · 452.352 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:11 UTC GrantShare Equivalent Units · Derivative 361.88 $82.90 $29,999.85
Disclosure

SEC source: 0001127602-17-023093 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,804.766

Underlying: Common Stock · 361.88 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 13, 2017 Filed Jul 25, 2017 21:18 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
GiftCommon Stock 22,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-024118 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,836

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
May 24, 2017 Filed May 25, 2017 20:44 UTC
GORDON MARC DEVP, Chief Information Officer
SaleCommon Stock 4,900 $76.98 $377,211.80
Disclosure

SEC source: 0001127602-17-019427 · form4.xml · nonDerivative · entry 1

GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,995.476

F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:42 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016520 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539.716

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:45 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016522 · form4.xml · derivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,522.236

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:47 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016524 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,266.6843

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:49 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016526 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,123.365

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:52 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016528 · form4.xml · derivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,547.676

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:03 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016534 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,493.1607

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:55 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016530 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,782.151

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:05 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016536 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,602.163

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:07 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016538 · form4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,914.756

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:10 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016540 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,712.456

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:12 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016542 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,421.633

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:14 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016544 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,409.114

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:24 UTC GrantShare Equivalent Units · Derivative 2,108.626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016547 · form4.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,789.406

Underlying: Common Stock · 2,108.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:27 UTC
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
SaleCommon Stock 3,000 $79.24 $237,720.00
Disclosure

SEC source: 0001127602-17-016322 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,486.057

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.14 to $79.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:27 UTC
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
GiftCommon Stock 1,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016322 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,486.057

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 19:41 UTC
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $58.54 $0.00
Disclosure

SEC source: 0001127602-17-015693 · form4.xml · derivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2017-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
April 25, 2017 Filed Apr 27, 2017 19:41 UTC
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
SaleCommon Stock 46,950 $80.78 $3,792,621.00
Disclosure

SEC source: 0001127602-17-015693 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,726.057

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.68 to $80.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 19:41 UTC
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
Exercise / conversionCommon Stock 50,000 $58.54 $2,927,000.00
Disclosure

SEC source: 0001127602-17-015693 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,676.057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:49 UTC GrantShare Equivalent Units · Derivative 431.09 $79.11 $34,103.53
Disclosure

SEC source: 0001127602-17-014003 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431.09

Underlying: Common Stock · 431.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:55 UTC GrantShare Equivalent Units · Derivative 367.22 $79.11 $29,050.77
Disclosure

SEC source: 0001127602-17-014012 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,158.0583

Underlying: Common Stock · 367.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:58 UTC GrantShare Equivalent Units · Derivative 399.16 $79.11 $31,577.55
Disclosure

SEC source: 0001127602-17-014015 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,014.739

Underlying: Common Stock · 399.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:01 UTC GrantShare Equivalent Units · Derivative 510.92 $79.11 $40,418.88
Disclosure

SEC source: 0001127602-17-014017 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,673.525

Underlying: Common Stock · 510.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:03 UTC GrantShare Equivalent Units · Derivative 383.19 $79.11 $30,314.16
Disclosure

SEC source: 0001127602-17-014019 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,384.5347

Underlying: Common Stock · 383.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.