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AXP

AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 25, 2019 Filed Apr 29, 2019 21:24 UTC
Pickett DenisePresident, GRBC and CRO
SaleCommon Stock 17,964 $116.21 $2,087,596.44
Disclosure

SEC source: 0001127602-19-016502 · form4.xml · nonDerivative · entry 2

Pickett Denise · CIK 0001730101 · President, GRBC and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,340.469

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.14 to $116.27. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
April 25, 2019 Filed Apr 29, 2019 21:24 UTC
Pickett DenisePresident, GRBC and CRO
Exercise / conversionCommon Stock 20,000 $64.43 $1,288,600.00
Disclosure

SEC source: 0001127602-19-016502 · form4.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · President, GRBC and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,304.469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 21:10 UTC
O'Neill Michael JohnChief Corp. Affairs Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,749 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-19-016242 · form4.xml · derivative · entry 4

O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,749 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
April 24, 2019 Filed Apr 25, 2019 21:10 UTC
O'Neill Michael JohnChief Corp. Affairs Officer
SaleCommon Stock 15,749 $113.94 $1,794,441.06
Disclosure

SEC source: 0001127602-19-016242 · form4.xml · nonDerivative · entry 2

O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,192.133

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.86 to $114.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 21:10 UTC
O'Neill Michael JohnChief Corp. Affairs Officer
Exercise / conversionCommon Stock 15,749 $38.10 $600,036.90
Disclosure

SEC source: 0001127602-19-016242 · form4.xml · nonDerivative · entry 1

O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,941.133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 21:35 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 94,488 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-19-016352 · form4.xml · derivative · entry 5

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,488 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
April 24, 2019 Filed Apr 26, 2019 21:35 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
SaleCommon Stock 94,488 $113.95 $10,766,907.60
Disclosure

SEC source: 0001127602-19-016352 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,469.91

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.59 to $114.22. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 21:35 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
Exercise / conversionCommon Stock 94,488 $38.10 $3,599,992.80
Disclosure

SEC source: 0001127602-19-016352 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,957.91

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:22 UTC GrantShare Equivalent Units · Derivative 373.54 $110.43 $41,250.02
Disclosure

SEC source: 0001127602-19-014042 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,711.4

Underlying: Common Stock · 373.54 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:25 UTC GrantShare Equivalent Units · Derivative 362.22 $110.43 $39,999.95
Disclosure

SEC source: 0001127602-19-014044 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,717.01

Underlying: Common Stock · 362.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:26 UTC GrantShare Equivalent Units · Derivative 271.665 $110.43 $29,999.97
Disclosure

SEC source: 0001127602-19-014049 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,457.4227

Underlying: Common Stock · 271.665 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:29 UTC GrantShare Equivalent Units · Derivative 271.665 $110.43 $29,999.97
Disclosure

SEC source: 0001127602-19-014052 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192.01

Underlying: Common Stock · 271.665 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:33 UTC GrantShare Equivalent Units · Derivative 169.791 $110.43 $18,750.02
Disclosure

SEC source: 0001127602-19-014054 · form4.xml · derivative · entry 2

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,861.381

Underlying: Common Stock · 169.791 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F4 · kind: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F5 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:33 UTC GrantShare Equivalent Units · Derivative 350.901 $110.43 $38,750.00
Disclosure

SEC source: 0001127602-19-014054 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,691.59

Underlying: Common Stock · 350.901 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:35 UTC GrantShare Equivalent Units · Derivative 316.943 $110.43 $35,000.02
Disclosure

SEC source: 0001127602-19-014056 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,397.787

Underlying: Common Stock · 316.943 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:37 UTC
Petrino RichardEVP - Corporate Controller
SaleCommon Stock 2,444 $107.11 $261,776.84
Disclosure

SEC source: 0001127602-19-006848 · form4.xml · nonDerivative · entry 1

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,591

Read SEC document
February 01, 2019 Filed Feb 5, 2019 19:47 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 1,985 $103.36 $205,169.60
Disclosure

SEC source: 0001127602-19-004001 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,295.813

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.29 to $103.48. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 19:47 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 10,515 $102.96 $1,082,624.40
Disclosure

SEC source: 0001127602-19-004001 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,280.813

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.46 to $103.26. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 22:53 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
GrantEmployee Stock Option (Right to Buy) · Derivative 23,505 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-002922 · form4.xml · derivative · entry 6

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,505

Underlying: Common Stock · 23,505 shares

Expires 2026-01-26

F8 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 22:53 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
Tax withholdingCommon Stock 11,046 $100.77 $1,113,105.42
Disclosure

SEC source: 0001127602-19-002922 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,455.744

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F5 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 22:53 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
GrantCommon Stock 23,505 $100.77 $2,368,598.85
Disclosure

SEC source: 0001127602-19-002922 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,501.744

F3 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 22:57 UTC
CAMPBELL JEFFREY CChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 36,726 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-002924 · form4.xml · derivative · entry 3

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,726

Underlying: Common Stock · 36,726 shares

Expires 2026-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 22:57 UTC
CAMPBELL JEFFREY CChief Financial Officer
Tax withholdingCommon Stock 18,077 $100.77 $1,821,619.29
Disclosure

SEC source: 0001127602-19-002924 · form4.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,416.843

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 22:57 UTC
CAMPBELL JEFFREY CChief Financial Officer
GrantCommon Stock 36,726 $100.77 $3,700,879.02
Disclosure

SEC source: 0001127602-19-002924 · form4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,493.843

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:01 UTC
Cox L KevinChief Human Resources Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 20,199 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-002929 · form4.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,199

Underlying: Common Stock · 20,199 shares

Expires 2026-01-26

F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:01 UTC
Cox L KevinChief Human Resources Officer
Tax withholdingCommon Stock 8,436 $100.77 $850,095.72
Disclosure

SEC source: 0001127602-19-002929 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,763

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:01 UTC
Cox L KevinChief Human Resources Officer
GrantCommon Stock 20,199 $100.77 $2,035,453.23
Disclosure

SEC source: 0001127602-19-002929 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,199

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

F2 · balance_after: This balance reflects the prior transfer of 30,394 shares from the reporting person's direct holdings to indirect holdings in GRAT 4 shown below.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:05 UTC
Fabara Paul DPres., Global Services Group
GrantEmployee Stock Option (Right to Buy) · Derivative 11,018 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-002933 · form4.xml · derivative · entry 3

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,018

Underlying: Common Stock · 11,018 shares

Expires 2026-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:05 UTC
Fabara Paul DPres., Global Services Group
Tax withholdingCommon Stock 3,974 $100.77 $400,459.98
Disclosure

SEC source: 0001127602-19-002933 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,065.361

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:05 UTC
Fabara Paul DPres., Global Services Group
GrantCommon Stock 11,018 $100.77 $1,110,283.86
Disclosure

SEC source: 0001127602-19-002933 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,039.361

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:08 UTC
GORDON MARC DChief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 17,628 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-002935 · form4.xml · derivative · entry 3

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,628

Underlying: Common Stock · 17,628 shares

Expires 2026-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:08 UTC
GORDON MARC DChief Information Officer
Tax withholdingCommon Stock 7,229 $100.77 $728,466.33
Disclosure

SEC source: 0001127602-19-002935 · form4.xml · nonDerivative · entry 2

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,212.647

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:08 UTC
GORDON MARC DChief Information Officer
GrantCommon Stock 17,628 $100.77 $1,776,373.56
Disclosure

SEC source: 0001127602-19-002935 · form4.xml · nonDerivative · entry 1

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,441.647

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:10 UTC
O'Neill Michael JohnChief Corp. Affairs Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 11,018 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-002936 · form4.xml · derivative · entry 4

O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,018

Underlying: Common Stock · 11,018 shares

Expires 2026-01-26

F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:10 UTC
O'Neill Michael JohnChief Corp. Affairs Officer
Tax withholdingCommon Stock 4,417 $100.77 $445,101.09
Disclosure

SEC source: 0001127602-19-002936 · form4.xml · nonDerivative · entry 2

O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,091.56

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:10 UTC
O'Neill Michael JohnChief Corp. Affairs Officer
GrantCommon Stock 11,018 $100.77 $1,110,283.86
Disclosure

SEC source: 0001127602-19-002936 · form4.xml · nonDerivative · entry 1

O'Neill Michael John · CIK 0001621075 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,508.56

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

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January 26, 2019 Filed Jan 29, 2019 23:10 UTC
Petrino RichardEVP - Corporate Controller
Tax withholdingCommon Stock 2,001 $100.77 $201,640.77
Disclosure

SEC source: 0001127602-19-002938 · form4.xml · nonDerivative · entry 2

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,035

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 26, 2019 Filed Jan 29, 2019 23:10 UTC
Petrino RichardEVP - Corporate Controller
GrantCommon Stock 5,718 $100.77 $576,202.86
Disclosure

SEC source: 0001127602-19-002938 · form4.xml · nonDerivative · entry 1

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,036

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

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January 26, 2019 Filed Jan 29, 2019 23:12 UTC
Pickett DenisePresident, GRBC and CRO
Tax withholdingCommon Stock 4,829 $100.77 $486,618.33
Disclosure

SEC source: 0001127602-19-002939 · form4.xml · nonDerivative · entry 2

Pickett Denise · CIK 0001730101 · President, GRBC and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,292.269

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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January 26, 2019 Filed Jan 29, 2019 23:12 UTC
Pickett DenisePresident, GRBC and CRO
GrantCommon Stock 11,799 $100.77 $1,188,985.23
Disclosure

SEC source: 0001127602-19-002939 · form4.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · President, GRBC and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,121.269

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

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January 26, 2019 Filed Jan 29, 2019 23:13 UTC
Seeger LaureenChief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 29,381 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-002940 · form4.xml · derivative · entry 3

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,381

Underlying: Common Stock · 29,381 shares

Expires 2026-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

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January 26, 2019 Filed Jan 29, 2019 23:13 UTC
Seeger LaureenChief Legal Officer
Tax withholdingCommon Stock 14,178 $100.77 $1,428,717.06
Disclosure

SEC source: 0001127602-19-002940 · form4.xml · nonDerivative · entry 2

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,695.184

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:13 UTC
Seeger LaureenChief Legal Officer
GrantCommon Stock 29,381 $100.77 $2,960,723.37
Disclosure

SEC source: 0001127602-19-002940 · form4.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,873.184

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:16 UTC
Squeri Stephen JDirector · Chairman and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 68,312 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-002941 · form4.xml · derivative · entry 5

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,312

Underlying: Common Stock · 68,312 shares

Expires 2026-01-26

F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:16 UTC
Squeri Stephen JDirector · Chairman and CEO
Tax withholdingCommon Stock 32,533 $100.77 $3,278,350.41
Disclosure

SEC source: 0001127602-19-002941 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,795.813

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:16 UTC
Squeri Stephen JDirector · Chairman and CEO
GrantCommon Stock 68,312 $100.77 $6,883,800.24
Disclosure

SEC source: 0001127602-19-002941 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,328.813

F2 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:17 UTC
Williams Anre DGroup Pres., GMNS
GrantEmployee Stock Option (Right to Buy) · Derivative 21,668 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-002943 · form4.xml · derivative · entry 4

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,668

Underlying: Common Stock · 21,668 shares

Expires 2026-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:17 UTC
Williams Anre DGroup Pres., GMNS
Tax withholdingCommon Stock 9,218 $100.77 $928,897.86
Disclosure

SEC source: 0001127602-19-002943 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,258.661

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:17 UTC
Williams Anre DGroup Pres., GMNS
GrantCommon Stock 21,668 $100.77 $2,183,484.36
Disclosure

SEC source: 0001127602-19-002943 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Group Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,476.661

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:20 UTC
Rutledge ElizabethChief Marketing Officer
Tax withholdingCommon Stock 1,961 $100.77 $197,609.97
Disclosure

SEC source: 0001127602-19-002944 · form4.xml · nonDerivative · entry 4

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,298.854

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.