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AXP

AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2021 Filed Jun 21, 2021 19:04 UTC
Seeger LaureenChief Legal Officer
Exercise / conversionCommon Stock 16,579 $97.98 $1,624,410.42
Disclosure

SEC source: 0001127602-21-020350 · form4.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,987.236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 19:33 UTC
Joabar RaymondGrp. Pres., GMNS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $65.43 $0.00
Disclosure

SEC source: 0001127602-21-019705 · form4.xml · derivative · entry 5

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 19:33 UTC
Joabar RaymondGrp. Pres., GMNS
SaleCommon Stock 10,000 $164.03 $1,640,300.00
Disclosure

SEC source: 0001127602-21-019705 · form4.xml · nonDerivative · entry 2

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,234

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of the net shares acquired from this exercise.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.01 to $164.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 19:33 UTC
Joabar RaymondGrp. Pres., GMNS
Exercise / conversionCommon Stock 10,000 $65.43 $654,300.00
Disclosure

SEC source: 0001127602-21-019705 · form4.xml · nonDerivative · entry 1

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 11, 2021 18:40 UTC
Pickett DenisePres., GSG and TLS
SaleCommon Stock 2,460 $157.53 $387,523.80
Disclosure

SEC source: 0001127602-21-016200 · form4.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,644.83

F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:34 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015661 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474.569

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:36 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015663 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,713.1

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:39 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015665 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,468.5577

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F5 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:40 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015667 · form4.xml · derivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,145.256

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:44 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015669 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,844.4279

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:47 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015671 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,428.988

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:48 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015673 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,325.002

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:51 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015675 · form4.xml · derivative · entry 1

PARKHILL KAREN L · CIK 0001527660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691.079

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:54 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015677 · form4.xml · derivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597.464

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:56 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015680 · form4.xml · derivative · entry 1

Pike Lynn Ann · CIK 0001397863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691.0794

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:57 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015682 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,781.084

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 19:00 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015686 · form4.xml · derivative · entry 1

WARDELL LISA W · CIK 0001450092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395.829

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 19:03 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015689 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,798.8423

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 04, 2021 Filed May 6, 2021 19:09 UTC GrantShare Equivalent Units · Derivative 1,339.136 $149.35 $199,999.96
Disclosure

SEC source: 0001127602-21-015693 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,003.3784

Underlying: Common Stock · 1,339.136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:51 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 8,093 $0.00 Strike: $98.75 $0.00
Disclosure

SEC source: 0001127602-21-015239 · form4.xml · derivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,093

Underlying: Common Stock · 8,093 shares

Expires 2028-04-30

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on April 30, 2018. These options became exercisable on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:51 UTC Tax withholdingCommon Stock 4,308 $154.63 $666,146.04
Disclosure

SEC source: 0001127602-21-015239 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,859.247

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:51 UTC GrantCommon Stock 8,093 $154.63 $1,251,420.59
Disclosure

SEC source: 0001127602-21-015239 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,167.247

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:54 UTC
CAMPBELL JEFFREY CVice Chairman and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 4,046 $0.00 Strike: $98.75 $0.00
Disclosure

SEC source: 0001127602-21-015248 · form4.xml · derivative · entry 3

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,046

Underlying: Common Stock · 4,046 shares

Expires 2028-04-30

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2018. These options became exercisable on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:54 UTC
CAMPBELL JEFFREY CVice Chairman and CFO
Tax withholdingCommon Stock 2,154 $154.63 $333,073.02
Disclosure

SEC source: 0001127602-21-015248 · form4.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,995.551

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:54 UTC
CAMPBELL JEFFREY CVice Chairman and CFO
GrantCommon Stock 4,046 $154.63 $625,632.98
Disclosure

SEC source: 0001127602-21-015248 · form4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,149.551

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:55 UTC
GORDON MARC DChief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 5,665 $0.00 Strike: $98.75 $0.00
Disclosure

SEC source: 0001127602-21-015254 · form4.xml · derivative · entry 3

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,665

Underlying: Common Stock · 5,665 shares

Expires 2028-04-30

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2018. These options became exercisable on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:55 UTC
GORDON MARC DChief Information Officer
Tax withholdingCommon Stock 2,898 $154.63 $448,117.74
Disclosure

SEC source: 0001127602-21-015254 · form4.xml · nonDerivative · entry 2

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,024.046

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:55 UTC
GORDON MARC DChief Information Officer
GrantCommon Stock 5,665 $154.63 $875,978.95
Disclosure

SEC source: 0001127602-21-015254 · form4.xml · nonDerivative · entry 1

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,922.046

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:58 UTC
Herena MoniqueChief Colleague Experience Off
Tax withholdingCommon Stock 5,682 $154.63 $878,607.66
Disclosure

SEC source: 0001127602-21-015263 · form4.xml · nonDerivative · entry 2

Herena Monique · CIK 0001606897 · Chief Colleague Experience Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,539.186

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:58 UTC
Herena MoniqueChief Colleague Experience Off
GrantCommon Stock 11,601 $154.63 $1,793,862.63
Disclosure

SEC source: 0001127602-21-015263 · form4.xml · nonDerivative · entry 1

Herena Monique · CIK 0001606897 · Chief Colleague Experience Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,221.186

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:02 UTC
Joabar RaymondGrp. Pres., GMNS
Tax withholdingCommon Stock 3,503 $154.63 $541,668.89
Disclosure

SEC source: 0001127602-21-015273 · form4.xml · nonDerivative · entry 2

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,234

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:02 UTC
Joabar RaymondGrp. Pres., GMNS
GrantCommon Stock 6,582 $154.63 $1,017,774.66
Disclosure

SEC source: 0001127602-21-015273 · form4.xml · nonDerivative · entry 1

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,737

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:06 UTC
Pickett DenisePres., GSG and TLS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,260 $0.00 Strike: $98.75 $0.00
Disclosure

SEC source: 0001127602-21-015281 · form4.xml · derivative · entry 7

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,260 shares

Expires 2028-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:06 UTC
Pickett DenisePres., GSG and TLS
GrantEmployee Stock Option (Right to Buy) · Derivative 5,260 $0.00 Strike: $98.75 $0.00
Disclosure

SEC source: 0001127602-21-015281 · form4.xml · derivative · entry 6

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,260

Underlying: Common Stock · 5,260 shares

Expires 2028-04-30

F7 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2018. These options became exercisable on April 30, 2021.

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April 30, 2021 Filed May 4, 2021 21:06 UTC
Pickett DenisePres., GSG and TLS
SaleCommon Stock 5,260 $153.11 $805,358.60
Disclosure

SEC source: 0001127602-21-015281 · form4.xml · nonDerivative · entry 4

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,104.83

F3 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of the net shares acquired from this exercise.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.10 to $153.12. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F5 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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April 30, 2021 Filed May 4, 2021 21:06 UTC
Pickett DenisePres., GSG and TLS
Exercise / conversionCommon Stock 5,260 $98.75 $519,425.00
Disclosure

SEC source: 0001127602-21-015281 · form4.xml · nonDerivative · entry 3

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,364.83

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 30, 2021 Filed May 4, 2021 21:06 UTC
Pickett DenisePres., GSG and TLS
Tax withholdingCommon Stock 2,800 $154.63 $432,964.00
Disclosure

SEC source: 0001127602-21-015281 · form4.xml · nonDerivative · entry 2

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,104.83

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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April 30, 2021 Filed May 4, 2021 21:06 UTC
Pickett DenisePres., GSG and TLS
GrantCommon Stock 5,260 $154.63 $813,353.80
Disclosure

SEC source: 0001127602-21-015281 · form4.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,904.83

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.

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April 30, 2021 Filed May 4, 2021 21:09 UTC
Rutledge ElizabethChief Marketing Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 2,225 $0.00 Strike: $98.75 $0.00
Disclosure

SEC source: 0001127602-21-015285 · form4.xml · derivative · entry 4

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

Underlying: Common Stock · 2,225 shares

Expires 2028-04-30

F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2018. These options became exercisable on April 30, 2021.

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April 30, 2021 Filed May 4, 2021 21:09 UTC
Rutledge ElizabethChief Marketing Officer
Tax withholdingCommon Stock 1,090 $154.63 $168,546.70
Disclosure

SEC source: 0001127602-21-015285 · form4.xml · nonDerivative · entry 2

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,805.848

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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April 30, 2021 Filed May 4, 2021 21:09 UTC
Rutledge ElizabethChief Marketing Officer
GrantCommon Stock 2,225 $154.63 $344,051.75
Disclosure

SEC source: 0001127602-21-015285 · form4.xml · nonDerivative · entry 1

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,895.848

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.

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April 30, 2021 Filed May 4, 2021 21:15 UTC
Seeger LaureenChief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 4,046 $0.00 Strike: $98.75 $0.00
Disclosure

SEC source: 0001127602-21-015291 · form4.xml · derivative · entry 3

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,046

Underlying: Common Stock · 4,046 shares

Expires 2028-04-30

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2018. These options became exercisable on April 30, 2021.

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April 30, 2021 Filed May 4, 2021 21:15 UTC
Seeger LaureenChief Legal Officer
Tax withholdingCommon Stock 2,154 $154.63 $333,073.02
Disclosure

SEC source: 0001127602-21-015291 · form4.xml · nonDerivative · entry 2

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,408.236

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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April 30, 2021 Filed May 4, 2021 21:15 UTC
Seeger LaureenChief Legal Officer
GrantCommon Stock 4,046 $154.63 $625,632.98
Disclosure

SEC source: 0001127602-21-015291 · form4.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,562.236

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.

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April 30, 2021 Filed May 4, 2021 21:19 UTC
Williams Anre DGroup Pres., Enterprise Serv.
GrantEmployee Stock Option (Right to Buy) · Derivative 8,093 $0.00 Strike: $98.75 $0.00
Disclosure

SEC source: 0001127602-21-015296 · form4.xml · derivative · entry 4

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,093

Underlying: Common Stock · 8,093 shares

Expires 2028-04-30

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2018. These options became exercisable on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:19 UTC
Williams Anre DGroup Pres., Enterprise Serv.
Tax withholdingCommon Stock 4,140 $154.63 $640,168.20
Disclosure

SEC source: 0001127602-21-015296 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,422.661

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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April 30, 2021 Filed May 4, 2021 21:19 UTC
Williams Anre DGroup Pres., Enterprise Serv.
GrantCommon Stock 8,093 $154.63 $1,251,420.59
Disclosure

SEC source: 0001127602-21-015296 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,562.661

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:58 UTC GrantShare Equivalent Units · Derivative 303.253 $141.11 $42,792.03
Disclosure

SEC source: 0001127602-21-012691 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,129.4217

Underlying: Common Stock · 303.253 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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March 31, 2021 Filed Apr 2, 2021 21:00 UTC GrantShare Equivalent Units · Derivative 263.582 $141.11 $37,194.06
Disclosure

SEC source: 0001127602-21-012694 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,441.948

Underlying: Common Stock · 263.582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:03 UTC GrantShare Equivalent Units · Derivative 56.693 $141.11 $7,999.95
Disclosure

SEC source: 0001127602-21-012702 · form4.xml · derivative · entry 1

WARDELL LISA W · CIK 0001450092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56.693

Underlying: Common Stock · 56.693 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.