Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2021 Filed Sep 2, 2021 01:26 UTC |
MATSUMOTO RAYMOND DEVP, Chief Operating Officer
|
Exercise / conversionCommon Stock | 2,421 | $48.48 | $117,370.08 |
DisclosureSEC source: 0001299709-21-000208 · edgardoc.xml · nonDerivative · entry 1 MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 01:26 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000209 · edgardoc.xml · derivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 01:26 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 5,783 | $48.48 | $280,359.84 |
DisclosureSEC source: 0001299709-21-000209 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,301 F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 01:26 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 11,000 | $48.48 | $533,280.00 |
DisclosureSEC source: 0001299709-21-000209 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:48 UTC |
Dada UzairDirector
|
GrantRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000193 · edgardoc.xml · derivative · entry 4 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,668 Underlying: Common Stock · 6,000 shares Expires not disclosed F5 · security: Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:48 UTC |
Dada UzairDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000193 · edgardoc.xml · derivative · entry 3 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:48 UTC |
Dada UzairDirector
|
Tax withholdingCommon Stock | 1,340 | $48.48 | $64,963.20 |
DisclosureSEC source: 0001299709-21-000193 · edgardoc.xml · nonDerivative · entry 2 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,081 F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:48 UTC |
Dada UzairDirector
|
Exercise / conversionCommon Stock | 2,666 | $48.48 | $129,247.68 |
DisclosureSEC source: 0001299709-21-000193 · edgardoc.xml · nonDerivative · entry 1 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:47 UTC |
Dada UzairDirector
|
GrantRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000192 · edgardoc.xml · derivative · entry 4 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,668 Underlying: Common Stock · 6,000 shares Expires not disclosed F5 · security: Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:47 UTC |
Dada UzairDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000192 · edgardoc.xml · derivative · entry 3 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:47 UTC |
Dada UzairDirector
|
Tax withholdingCommon Stock | 1,340 | $48.48 | $64,963.20 |
DisclosureSEC source: 0001299709-21-000192 · edgardoc.xml · nonDerivative · entry 2 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,081 F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:47 UTC |
Dada UzairDirector
|
Exercise / conversionCommon Stock | 2,666 | $48.48 | $129,247.68 |
DisclosureSEC source: 0001299709-21-000192 · edgardoc.xml · nonDerivative · entry 1 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:44 UTC |
COURT JAMES JOHNDirector
|
GrantRestricted Stock Units · Derivative | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000191 · edgardoc.xml · derivative · entry 5 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,335 Underlying: Common Stock · 6,600 shares Expires not disclosed F6 · security: Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:44 UTC |
COURT JAMES JOHNDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000191 · edgardoc.xml · derivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,735 Underlying: Common Stock · 2,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:44 UTC |
COURT JAMES JOHNDirector
|
Tax withholdingCommon Stock | 1,475 | $48.48 | $71,508.00 |
DisclosureSEC source: 0001299709-21-000191 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,902 F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:44 UTC |
COURT JAMES JOHNDirector
|
Exercise / conversionCommon Stock | 2,933 | $48.48 | $142,191.84 |
DisclosureSEC source: 0001299709-21-000191 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:40 UTC |
BLACK J BRANDONDirector
|
GrantRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000189 · edgardoc.xml · derivative · entry 4 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,668 Underlying: Common Stock · 6,000 shares Expires not disclosed F5 · security: Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:40 UTC |
BLACK J BRANDONDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000189 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:40 UTC |
BLACK J BRANDONDirector
|
Tax withholdingCommon Stock | 1,340 | $48.48 | $64,963.20 |
DisclosureSEC source: 0001299709-21-000189 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,915 F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 00:40 UTC |
BLACK J BRANDONDirector
|
Exercise / conversionCommon Stock | 2,666 | $48.48 | $129,247.68 |
DisclosureSEC source: 0001299709-21-000189 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2021 Filed Sep 9, 2021 20:28 UTC |
Carter Stefani DDirector
|
GrantRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000230 · edgardoc.xml · derivative · entry 1 Carter Stefani D · CIK 0001591372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 18:40 UTC |
PARK DAVID XEVP, Comm Banking & Treasury
|
Exercise / conversionRestricted Stock Units · Derivative | 1,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000176 · edgardoc.xml · derivative · entry 3 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,402 Underlying: Common Stock · 1,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 18:40 UTC |
PARK DAVID XEVP, Comm Banking & Treasury
|
Tax withholdingCommon Stock | 513 | $49.60 | $25,444.80 |
DisclosureSEC source: 0001299709-21-000176 · edgardoc.xml · nonDerivative · entry 2 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,635 F1 · security: Represents shares of Common Stock issued on August 28, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 18:40 UTC |
PARK DAVID XEVP, Comm Banking & Treasury
|
Exercise / conversionCommon Stock | 1,332 | $49.60 | $66,067.20 |
DisclosureSEC source: 0001299709-21-000176 · edgardoc.xml · nonDerivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 28, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 22:34 UTC |
Walsh DerrickSVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000174 · edgardoc.xml · derivative · entry 4 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,941 Underlying: Common Stock · 1,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 22:34 UTC |
Walsh DerrickSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 972 | $49.60 | $48,211.20 |
DisclosureSEC source: 0001299709-21-000174 · edgardoc.xml · nonDerivative · entry 2 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333 F1 · security: Represents shares of Common Stock issued on August 28, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 22:34 UTC |
Walsh DerrickSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 1,999 | $49.60 | $99,150.40 |
DisclosureSEC source: 0001299709-21-000174 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 28, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 16:56 UTC |
PARK DAVID XEVP, Comm Banking & Treasury
|
GrantRestricted Stock Units · Derivative | 2,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000169 · edgardoc.xml · derivative · entry 1 PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,734 Underlying: Common Stock · 2,376 shares Expires not disclosed F1 · security: Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 20:48 UTC |
Constantine Thomas MEVP and Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 4,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000165 · edgardoc.xml · derivative · entry 1 Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,416 Underlying: Common Stock · 4,075 shares Expires not disclosed F1 · security: Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 20:45 UTC |
Bar-Adon EshelEVP, Chief Legal Officer
|
GrantRestricted Stock Units · Derivative | 3,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000164 · edgardoc.xml · derivative · entry 1 Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,619 Underlying: Common Stock · 3,667 shares Expires not disclosed F1 · security: Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 20:50 UTC |
Garrabrants GregoryDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 478,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000166 · edgardoc.xml · derivative · entry 1 Garrabrants Gregory · CIK 0001419425 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,353 Underlying: Common Stock · 478,353 shares Expires not disclosed F1 · security: Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Executive Officer. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant. F3 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 20:53 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000168 · edgardoc.xml · derivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,000 Underlying: Common Stock · 33,000 shares Expires not disclosed F1 · security: Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Financial Officer. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 21:00 UTC |
Tolla John CharlesEVP, Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000171 · edgardoc.xml · derivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,577 Underlying: Common Stock · 2,445 shares Expires not disclosed F1 · security: Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 20:58 UTC |
Swanson Brian DEVP, Head of Consumer Bank
|
GrantRestricted Stock Units · Derivative | 3,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000170 · edgardoc.xml · derivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,365 Underlying: Common Stock · 3,504 shares Expires not disclosed F1 · security: Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 20:51 UTC |
MATSUMOTO RAYMOND DEVP, Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 4,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000167 · edgardoc.xml · derivative · entry 1 MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,944 Underlying: Common Stock · 4,482 shares Expires not disclosed F1 · security: Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 17:10 UTC |
Ratinoff Edward JamesDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000142 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 17:10 UTC |
Ratinoff Edward JamesDirector
|
Tax withholdingCommon Stock | 1,341 | $47.85 | $64,166.85 |
DisclosureSEC source: 0001299709-21-000142 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,556 F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 17:10 UTC |
Ratinoff Edward JamesDirector
|
Exercise / conversionCommon Stock | 2,667 | $47.85 | $127,615.95 |
DisclosureSEC source: 0001299709-21-000142 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 17:17 UTC |
Nick MosichDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000144 · edgardoc.xml · derivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 17:17 UTC |
Nick MosichDirector
|
Tax withholdingCommon Stock | 1,710 | $47.85 | $81,823.50 |
DisclosureSEC source: 0001299709-21-000144 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,464 F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 17:17 UTC |
Nick MosichDirector
|
Exercise / conversionCommon Stock | 3,400 | $47.85 | $162,690.00 |
DisclosureSEC source: 0001299709-21-000144 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 01, 2021 Filed Aug 5, 2021 00:27 UTC |
Grinberg PaulDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000148 · edgardoc.xml · derivative · entry 3 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,334 Underlying: Common Stock · 8,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 01, 2021 Filed Aug 5, 2021 00:27 UTC |
Grinberg PaulDirector
|
Tax withholdingCommon Stock | 2,984 | $47.85 | $142,784.40 |
DisclosureSEC source: 0001299709-21-000148 · edgardoc.xml · nonDerivative · entry 2 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,845 F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 01, 2021 Filed Aug 5, 2021 00:27 UTC |
Grinberg PaulDirector
|
Exercise / conversionCommon Stock | 8,067 | $47.85 | $386,005.95 |
DisclosureSEC source: 0001299709-21-000148 · edgardoc.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 20:56 UTC |
BLACK J BRANDONDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000138 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 20:56 UTC |
BLACK J BRANDONDirector
|
Tax withholdingCommon Stock | 1,341 | $47.85 | $64,166.85 |
DisclosureSEC source: 0001299709-21-000138 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,589 F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 20:56 UTC |
BLACK J BRANDONDirector
|
Exercise / conversionCommon Stock | 2,667 | $47.85 | $127,615.95 |
DisclosureSEC source: 0001299709-21-000138 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 21:02 UTC |
Dada UzairDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000140 · edgardoc.xml · derivative · entry 3 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 21:02 UTC |
Dada UzairDirector
|
Tax withholdingCommon Stock | 1,341 | $47.85 | $64,166.85 |
DisclosureSEC source: 0001299709-21-000140 · edgardoc.xml · nonDerivative · entry 2 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,755 F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 21:02 UTC |
Dada UzairDirector
|
Exercise / conversionCommon Stock | 2,667 | $47.85 | $127,615.95 |
DisclosureSEC source: 0001299709-21-000140 · edgardoc.xml · nonDerivative · entry 1 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.