Garrabrants Gregory

SEC source: 0001419425-26-000007 · edgardoc.xml · derivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,229

Underlying: Common Stock · 61,482 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 3, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Executive Officer.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001419425-26-000005 · edgardoc.xml · derivative · entry 5

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,747

Underlying: Common Stock · 202,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001419425-26-000005 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,509,266

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001419425-26-000005 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,618,261

F1 · security: Represents shares of Common Stock issued on June 30, 2026 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

SEC source: 0001419425-26-000002 · edgardoc.xml · nonDerivative · entry 3

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,416,229

F4 · shares: This transaction represents a charitable donation of 1,009 shares of common stock of the Issuer to a charitable fund on February5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $99,861.

SEC source: 0001419425-26-000002 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,417,238

F3 · shares: This transaction represents a charitable donation of 1,513 shares of common stock of the Issuer to a charitable fund on February 5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $149,742.

SEC source: 0001419425-26-000002 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,418,751

F1 · security: Represents shares of Common Stock issued on June 30, 2025 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

F2 · price: These transactions were executed in multiple trades, at prices ranging from $99.00 to $99.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-25-000131 · edgardoc.xml · derivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594,779

Underlying: Common Stock · 193,811 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 5, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Executive Officer.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-25-000105 · edgardoc.xml · derivative · entry 5

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,968

Underlying: Common Stock · 273,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-25-000105 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,462,045

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-25-000105 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,609,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on June 30, 2025 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

SEC source: 0001299709-24-000242 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,335,977

F2 · shares: This transaction represents a charitable donation of 1,300 shares of common stock of the Issuer to a charitable fund on November 14, 2024. The Issuer's common stock was transferred at $81.32, resulting in a value for the donation of $105,716

SEC source: 0001299709-24-000242 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,337,277

F1 · shares: This transaction represents a charitable donation of 3,100 shares of common stock of the Issuer to a charitable fund on November 13, 2024. The Issuer's common stock was transferred at $83.65, resulting in a value for the donation of $259,315.

SEC source: 0001299709-24-000226 · edgardoc.xml · nonDerivative · entry 3

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,340,377

F3 · price: These transactions were executed in multiple trades, at prices ranging from $81.50 to $82.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-24-000226 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,446,377

F2 · price: These transactions were executed in multiple trades, at prices ranging from $81.14 to $81.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-24-000226 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,465,377

F1 · shares: This transaction represents a charitable donation of 5,200 shares of common stock of the Issuer to a charitable fund on November 06, 2024. The Issuer's common stock was transferred at $81.55, resulting in a value for the donation of $424,060

SEC source: 0001299709-24-000173 · edgardoc.xml · derivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 674,137

Underlying: Common Stock · 375,241 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 13, 2024 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Executive Officer.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-24-000100 · edgardoc.xml · derivative · entry 5

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,896

Underlying: Common Stock · 179,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-24-000100 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,470,577

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-24-000100 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,566,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on June 30, 2024 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

SEC source: 0001299709-23-000246 · edgardoc.xml · derivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,254

Underlying: Common Stock · 239,078 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 14, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Executive Officer.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-23-000152 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,387,623

F1 · kind: The sales reported in this Form 4 were made to repay loans with shares pledged as security in a margin account due to increased costs associated with the margin loan account. There was no associated margin call.

F2 · price: These transactions were executed in multiple trades, at prices ranging from $45.15 to $45.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-23-000148 · edgardoc.xml · nonDerivative · entry 3

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435,979

F1 · kind: The sales reported in this Form 4 were made to repay loans with shares pledged as security in a margin account due to increased costs associated with the margin loan account. There was no associated margin call.

F4 · price: These transactions were executed in multiple trades, at prices ranging from $45.05 to $45.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-23-000148 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,521,291

F1 · kind: The sales reported in this Form 4 were made to repay loans with shares pledged as security in a margin account due to increased costs associated with the margin loan account. There was no associated margin call.

F3 · price: These transactions were executed in multiple trades, at prices ranging from $45.00 to $45.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-23-000148 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,583,647

F1 · kind: The sales reported in this Form 4 were made to repay loans with shares pledged as security in a margin account due to increased costs associated with the margin loan account. There was no associated margin call.

F2 · price: These transactions were executed in multiple trades, at prices ranging from $45.35 to $45.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-23-000137 · edgardoc.xml · derivative · entry 5

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,176

Underlying: Common Stock · 119,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-23-000137 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,623,647

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-23-000137 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,686,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on June 30, 2023 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

SEC source: 0001299709-22-000118 · edgardoc.xml · derivative · entry 5

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,764

Underlying: Common Stock · 239,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-22-000118 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,567,022

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-22-000118 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on June 30, 2022 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

SEC source: 0001299709-21-000166 · edgardoc.xml · derivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,353

Underlying: Common Stock · 478,353 shares

Expires not disclosed

F1 · security: Grant to the reporting person on August 25, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Executive Officer.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-21-000110 · edgardoc.xml · derivative · entry 5

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 160,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-21-000110 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,453,576

F1 · security: Represents shares of Common Stock issued on June 30, 2021 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-21-000110 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on June 30, 2021 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

SEC source: 0001299709-20-000089 · edgardoc.xml · derivative · entry 5

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 232,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-20-000089 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377,816

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-20-000089 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,499,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on June 30, 2020 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

SEC source: 0001299709-19-000091 · edgardoc.xml · derivative · entry 5

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,000

Underlying: Common Stock · 304,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-19-000091 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267,964

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-19-000091 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on June 30, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

SEC source: 0001299709-18-000103 · edgardoc.xml · derivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,000

Underlying: Common Stock · 480,000 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 5, 2018, of restricted stock units ("RSUs") under the BofI Holding, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as President and Chief Executive Officer.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-18-000052 · edgardoc.xml · derivative · entry 5

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,000

Underlying: Common Stock · 256,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-18-000052 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,020

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-18-000052 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on June 30, 2018 following the vesting of Restricted Stock Units (RSUs) which vest one-fourth each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

SEC source: 0001299709-17-000083 · edgardoc.xml · derivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,000

Underlying: Common Stock · 160,000 shares

Expires not disclosed

F1 · security: Grant to the reporting person on August 24, 2017, of restricted stock units ("RSUs") under the BofI Holding, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as President and Chief Executive Officer.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-17-000034 · edgardoc.xml · derivative · entry 5

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,000

Underlying: Common Stock · 288,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

SEC source: 0001299709-17-000034 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,804

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-17-000034 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on June 30, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-fourth each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.