AX

SEC source: 0001299709-22-000219 · edgardoc.xml · derivative · entry 3

Micheletti Andrew J · CIK 0001319005 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000219 · edgardoc.xml · nonDerivative · entry 1

Micheletti Andrew J · CIK 0001319005 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000216 · edgardoc.xml · derivative · entry 3

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

Underlying: Common Stock · 4,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000216 · edgardoc.xml · nonDerivative · entry 1

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000218 · edgardoc.xml · derivative · entry 4

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,559

Underlying: Common Stock · 2,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000218 · edgardoc.xml · nonDerivative · entry 2

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,946

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-22-000218 · edgardoc.xml · nonDerivative · entry 1

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000215 · edgardoc.xml · derivative · entry 4

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,934

Underlying: Common Stock · 5,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000215 · edgardoc.xml · nonDerivative · entry 1

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000213 · edgardoc.xml · derivative · entry 3

Carter Stefani D · CIK 0001591372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000213 · edgardoc.xml · nonDerivative · entry 1

Carter Stefani D · CIK 0001591372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000210 · edgardoc.xml · derivative · entry 2

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

Underlying: Common Stock · 4,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000210 · edgardoc.xml · nonDerivative · entry 1

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000192 · edgardoc.xml · derivative · entry 4

PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,217

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000192 · edgardoc.xml · nonDerivative · entry 2

PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,554

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-22-000192 · edgardoc.xml · nonDerivative · entry 1

PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 28, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000191 · edgardoc.xml · derivative · entry 4

PITTERS RON · CIK 0001891973 · SVP, Head of Axos Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000191 · edgardoc.xml · nonDerivative · entry 2

PITTERS RON · CIK 0001891973 · SVP, Head of Axos Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,566

F1 · security: Represents shares of Common Stock issued on August 28, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-22-000191 · edgardoc.xml · nonDerivative · entry 1

PITTERS RON · CIK 0001891973 · SVP, Head of Axos Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 28, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000190 · edgardoc.xml · derivative · entry 4

Walsh Derrick · CIK 0001636371 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,274

Underlying: Common Stock · 1,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000190 · edgardoc.xml · nonDerivative · entry 2

Walsh Derrick · CIK 0001636371 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,695

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-22-000190 · edgardoc.xml · nonDerivative · entry 1

Walsh Derrick · CIK 0001636371 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 28, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000179 · edgardoc.xml · derivative · entry 4

PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,550

Underlying: Common Stock · 792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000179 · edgardoc.xml · nonDerivative · entry 2

PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,881

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-22-000179 · edgardoc.xml · nonDerivative · entry 1

PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000175 · edgardoc.xml · derivative · entry 4

Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,112

Underlying: Common Stock · 1,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000175 · edgardoc.xml · nonDerivative · entry 2

Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,521

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-22-000175 · edgardoc.xml · nonDerivative · entry 1

Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000176 · edgardoc.xml · derivative · entry 5

Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,268

Underlying: Common Stock · 1,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000176 · edgardoc.xml · nonDerivative · entry 3

Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,766

F4 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-22-000176 · edgardoc.xml · nonDerivative · entry 2

Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F3 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000176 · edgardoc.xml · nonDerivative · entry 1

Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,123

F1 · price: These transactions were executed in multiple trades, at prices ranging from $44.12 to $44.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-22-000182 · edgardoc.xml · derivative · entry 4

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,106

Underlying: Common Stock · 815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000182 · edgardoc.xml · nonDerivative · entry 2

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,113

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-22-000182 · edgardoc.xml · nonDerivative · entry 1

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000181 · edgardoc.xml · derivative · entry 4

Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,753

Underlying: Common Stock · 1,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000181 · edgardoc.xml · nonDerivative · entry 2

Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,008

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-22-000181 · edgardoc.xml · nonDerivative · entry 1

Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000180 · edgardoc.xml · derivative · entry 4

PITTERS RON · CIK 0001891973 · SVP, Head of Axos Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,061

Underlying: Common Stock · 577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000180 · edgardoc.xml · nonDerivative · entry 2

PITTERS RON · CIK 0001891973 · SVP, Head of Axos Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,780

F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-22-000180 · edgardoc.xml · nonDerivative · entry 1

PITTERS RON · CIK 0001891973 · SVP, Head of Axos Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000178 · edgardoc.xml · derivative · entry 3

Micheletti Andrew J · CIK 0001319005 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000178 · edgardoc.xml · nonDerivative · entry 1

Micheletti Andrew J · CIK 0001319005 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000177 · edgardoc.xml · derivative · entry 4

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,980

Underlying: Common Stock · 1,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-22-000177 · edgardoc.xml · nonDerivative · entry 2

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,362

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-22-000177 · edgardoc.xml · nonDerivative · entry 1

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

SEC source: 0001299709-22-000158 · edgardoc.xml · nonDerivative · entry 2

Micheletti Andrew J · CIK 0001319005 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,689

F2 · price: These transactions were executed in multiple trades, at prices ranging from $46.27 to $46.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-22-000158 · edgardoc.xml · nonDerivative · entry 1

Micheletti Andrew J · CIK 0001319005 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,689

F1 · price: These transactions were executed in multiple trades, at prices ranging from $47.28 to $47.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-22-000155 · edgardoc.xml · derivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,621

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · security: Grant to the reporting person on August 15, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F3 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-22-000151 · edgardoc.xml · derivative · entry 1

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,334

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · security: Grant to the reporting person on August 15, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F3 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.