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Axos Financial, Inc.

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Tapewire entity
3860
SEC CIK
0001299709
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2026 Filed Mar 24, 2026 13:19 UTC
GILL ANNSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 601 $82.93 $49,840.93
Disclosure

SEC source: 0002040268-26-000004 · primary_doc.xml · nonDerivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 16:40 UTC
Bar-Adon EshelEVP Strategic Partnerships an
Exercise / conversionRestricted Stock Units · Derivative 1,098 $0.00 $0.00
Disclosure

SEC source: 0001777939-26-000010 · primary_doc.xml · derivative · entry 4

Bar-Adon Eshel · CIK 0001777939 · EVP Strategic Partnerships an

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,393

Underlying: Common Stock · 1,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 16:40 UTC
Bar-Adon EshelEVP Strategic Partnerships an
Disposition to issuerCommon Stock 592 $82.93 $49,094.56
Disclosure

SEC source: 0001777939-26-000010 · primary_doc.xml · nonDerivative · entry 3

Bar-Adon Eshel · CIK 0001777939 · EVP Strategic Partnerships an

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,378

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 16:40 UTC
Bar-Adon EshelEVP Strategic Partnerships an
Exercise / conversionCommon Stock 1,098 $82.93 $91,057.14
Disclosure

SEC source: 0001777939-26-000010 · primary_doc.xml · nonDerivative · entry 2

Bar-Adon Eshel · CIK 0001777939 · EVP Strategic Partnerships an

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 16:58 UTC
Constantine Thomas MEVP, Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,124 $0.00 $0.00
Disclosure

SEC source: 0001778031-26-000007 · primary_doc.xml · derivative · entry 4

Constantine Thomas M · CIK 0001778031 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,594

Underlying: Common Stock · 1,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 16:58 UTC
Constantine Thomas MEVP, Chief Credit Officer
Disposition to issuerCommon Stock 606 $82.93 $50,255.58
Disclosure

SEC source: 0001778031-26-000007 · primary_doc.xml · nonDerivative · entry 3

Constantine Thomas M · CIK 0001778031 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,189

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 16:58 UTC
Constantine Thomas MEVP, Chief Credit Officer
Exercise / conversionCommon Stock 1,124 $82.93 $93,213.32
Disclosure

SEC source: 0001778031-26-000007 · primary_doc.xml · nonDerivative · entry 2

Constantine Thomas M · CIK 0001778031 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:50 UTC
Watson Michael JamesEVP, Head of Axos Securities
Exercise / conversionRestricted Stock Units · Derivative 983 $0.00 $0.00
Disclosure

SEC source: 0002065757-26-000003 · primary_doc.xml · derivative · entry 4

Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,659

Underlying: Common Stock · 983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:50 UTC
Watson Michael JamesEVP, Head of Axos Securities
Disposition to issuerCommon Stock 491 $82.93 $40,718.63
Disclosure

SEC source: 0002065757-26-000003 · primary_doc.xml · nonDerivative · entry 3

Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,245

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:50 UTC
Watson Michael JamesEVP, Head of Axos Securities
Exercise / conversionCommon Stock 983 $82.93 $81,520.19
Disclosure

SEC source: 0002065757-26-000003 · primary_doc.xml · nonDerivative · entry 2

Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:37 UTC
Walsh DerrickEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,360 $0.00 $0.00
Disclosure

SEC source: 0001636371-26-000006 · primary_doc.xml · derivative · entry 4

Walsh Derrick · CIK 0001636371 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,835

Underlying: Common Stock · 1,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:37 UTC
Walsh DerrickEVP, Chief Financial Officer
Disposition to issuerCommon Stock 733 $82.93 $60,787.69
Disclosure

SEC source: 0001636371-26-000006 · primary_doc.xml · nonDerivative · entry 3

Walsh Derrick · CIK 0001636371 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,153

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:37 UTC
Walsh DerrickEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,360 $82.93 $112,784.80
Disclosure

SEC source: 0001636371-26-000006 · primary_doc.xml · nonDerivative · entry 2

Walsh Derrick · CIK 0001636371 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:16 UTC
Tolla John CharlesEVP, Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 1,177 $0.00 $0.00
Disclosure

SEC source: 0001777926-26-000004 · primary_doc.xml · derivative · entry 7

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,804

Underlying: Common Stock · 1,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:16 UTC
Tolla John CharlesEVP, Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 2,943 $0.00 $0.00
Disclosure

SEC source: 0001777926-26-000004 · primary_doc.xml · derivative · entry 6

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,981

Underlying: Common Stock · 2,943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:16 UTC
Tolla John CharlesEVP, Chief Risk Officer
Disposition to issuerCommon Stock 634 $82.93 $52,577.62
Disclosure

SEC source: 0001777926-26-000004 · primary_doc.xml · nonDerivative · entry 5

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,294

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:16 UTC
Tolla John CharlesEVP, Chief Risk Officer
Disposition to issuerCommon Stock 1,587 $82.93 $131,609.91
Disclosure

SEC source: 0001777926-26-000004 · primary_doc.xml · nonDerivative · entry 4

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,928

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:16 UTC
Tolla John CharlesEVP, Chief Risk Officer
Exercise / conversionCommon Stock 1,177 $82.93 $97,608.61
Disclosure

SEC source: 0001777926-26-000004 · primary_doc.xml · nonDerivative · entry 3

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:16 UTC
Tolla John CharlesEVP, Chief Risk Officer
Exercise / conversionCommon Stock 2,943 $82.93 $244,062.99
Disclosure

SEC source: 0001777926-26-000004 · primary_doc.xml · nonDerivative · entry 2

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:46 UTC
Swanson Brian DPresident, Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 1,177 $0.00 $0.00
Disclosure

SEC source: 0001777936-26-000003 · primary_doc.xml · derivative · entry 7

Swanson Brian D · CIK 0001777936 · President, Consumer Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,656

Underlying: Common Stock · 1,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:46 UTC
Swanson Brian DPresident, Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 2,943 $0.00 $0.00
Disclosure

SEC source: 0001777936-26-000003 · primary_doc.xml · derivative · entry 6

Swanson Brian D · CIK 0001777936 · President, Consumer Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,833

Underlying: Common Stock · 2,943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:46 UTC
Swanson Brian DPresident, Consumer Bank
Disposition to issuerCommon Stock 634 $82.93 $52,577.62
Disclosure

SEC source: 0001777936-26-000003 · primary_doc.xml · nonDerivative · entry 5

Swanson Brian D · CIK 0001777936 · President, Consumer Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,023

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:46 UTC
Swanson Brian DPresident, Consumer Bank
Disposition to issuerCommon Stock 1,587 $82.93 $131,609.91
Disclosure

SEC source: 0001777936-26-000003 · primary_doc.xml · nonDerivative · entry 4

Swanson Brian D · CIK 0001777936 · President, Consumer Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,657

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:46 UTC
Swanson Brian DPresident, Consumer Bank
Exercise / conversionCommon Stock 1,177 $82.93 $97,608.61
Disclosure

SEC source: 0001777936-26-000003 · primary_doc.xml · nonDerivative · entry 3

Swanson Brian D · CIK 0001777936 · President, Consumer Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:46 UTC
Swanson Brian DPresident, Consumer Bank
Exercise / conversionCommon Stock 2,943 $82.93 $244,062.99
Disclosure

SEC source: 0001777936-26-000003 · primary_doc.xml · nonDerivative · entry 2

Swanson Brian D · CIK 0001777936 · President, Consumer Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:27 UTC
MATSUMOTO RAYMOND DEVP, Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,621 $0.00 $0.00
Disclosure

SEC source: 0001281197-26-000004 · primary_doc.xml · derivative · entry 4

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,113

Underlying: Common Stock · 1,621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:27 UTC
MATSUMOTO RAYMOND DEVP, Chief Operating Officer
Disposition to issuerCommon Stock 874 $82.93 $72,480.82
Disclosure

SEC source: 0001281197-26-000004 · primary_doc.xml · nonDerivative · entry 3

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,633

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:27 UTC
MATSUMOTO RAYMOND DEVP, Chief Operating Officer
Exercise / conversionCommon Stock 1,621 $82.93 $134,429.53
Disclosure

SEC source: 0001281197-26-000004 · primary_doc.xml · nonDerivative · entry 2

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:07 UTC
Crow David MEVP, Head of Clearing
Exercise / conversionRestricted Stock Units · Derivative 583 $0.00 $0.00
Disclosure

SEC source: 0001988405-26-000004 · primary_doc.xml · derivative · entry 4

Crow David M · CIK 0001988405 · EVP, Head of Clearing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:07 UTC
Crow David MEVP, Head of Clearing
Disposition to issuerCommon Stock 200 $82.93 $16,586.00
Disclosure

SEC source: 0001988405-26-000004 · primary_doc.xml · nonDerivative · entry 3

Crow David M · CIK 0001988405 · EVP, Head of Clearing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,716

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:07 UTC
Crow David MEVP, Head of Clearing
Exercise / conversionCommon Stock 583 $82.93 $48,348.19
Disclosure

SEC source: 0001988405-26-000004 · primary_doc.xml · nonDerivative · entry 2

Crow David M · CIK 0001988405 · EVP, Head of Clearing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 20:04 UTC
THIELE CANDACE LEVP, Chief Administrative Offi
GrantRestricted Stock Units · Derivative 1,063 $0.00 $0.00
Disclosure

SEC source: 0002046152-26-000002 · edgardoc.xml · derivative · entry 8

THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,985

Underlying: Common Stock · 1,063 shares

Expires not disclosed

F6 · security: Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 20:04 UTC
THIELE CANDACE LEVP, Chief Administrative Offi
Exercise / conversionRestricted Stock Units · Derivative 405 $0.00 $0.00
Disclosure

SEC source: 0002046152-26-000002 · edgardoc.xml · derivative · entry 7

THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,922

Underlying: Common Stock · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 20:04 UTC
THIELE CANDACE LEVP, Chief Administrative Offi
Exercise / conversionRestricted Stock Units · Derivative 398 $0.00 $0.00
Disclosure

SEC source: 0002046152-26-000002 · edgardoc.xml · derivative · entry 6

THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,327

Underlying: Common Stock · 398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 20:04 UTC
THIELE CANDACE LEVP, Chief Administrative Offi
Disposition to issuerCommon Stock 219 $84.68 $18,544.92
Disclosure

SEC source: 0002046152-26-000002 · edgardoc.xml · nonDerivative · entry 4

THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 781

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 20:04 UTC
THIELE CANDACE LEVP, Chief Administrative Offi
Disposition to issuerCommon Stock 215 $84.68 $18,206.20
Disclosure

SEC source: 0002046152-26-000002 · edgardoc.xml · nonDerivative · entry 3

THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 20:04 UTC
THIELE CANDACE LEVP, Chief Administrative Offi
Exercise / conversionCommon Stock 405 $84.68 $34,295.40
Disclosure

SEC source: 0002046152-26-000002 · edgardoc.xml · nonDerivative · entry 2

THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 20:04 UTC
THIELE CANDACE LEVP, Chief Administrative Offi
Exercise / conversionCommon Stock 398 $84.68 $33,702.64
Disclosure

SEC source: 0002046152-26-000002 · edgardoc.xml · nonDerivative · entry 1

THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC
GILL ANNSVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 1,359 $0.00 $0.00
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · derivative · entry 8

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,786

Underlying: Common Stock · 1,359 shares

Expires not disclosed

F6 · security: Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC
GILL ANNSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · derivative · entry 7

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,427

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC
GILL ANNSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · derivative · entry 6

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,102

Underlying: Common Stock · 773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC
GILL ANNSVP, Chief Accounting Officer
Disposition to issuerCommon Stock 399 $84.68 $33,787.32
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · nonDerivative · entry 4

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,303

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC
GILL ANNSVP, Chief Accounting Officer
Disposition to issuerCommon Stock 458 $84.68 $38,783.44
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · nonDerivative · entry 3

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,702

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC
GILL ANNSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 675 $84.68 $57,159.00
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · nonDerivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC
GILL ANNSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 773 $84.68 $65,457.64
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · nonDerivative · entry 1

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 22:56 UTC
Bar-Adon EshelEVP, Strategic Partnerships an
GrantRestricted Stock Units · Derivative 3,248 $0.00 $0.00
Disclosure

SEC source: 0001777939-26-000002 · edgardoc.xml · derivative · entry 8

Bar-Adon Eshel · CIK 0001777939 · EVP, Strategic Partnerships an

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,491

Underlying: Common Stock · 3,248 shares

Expires not disclosed

F6 · security: Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 22:56 UTC
Bar-Adon EshelEVP, Strategic Partnerships an
Exercise / conversionRestricted Stock Units · Derivative 1,416 $0.00 $0.00
Disclosure

SEC source: 0001777939-26-000002 · edgardoc.xml · derivative · entry 7

Bar-Adon Eshel · CIK 0001777939 · EVP, Strategic Partnerships an

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,243

Underlying: Common Stock · 1,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 22:56 UTC
Bar-Adon EshelEVP, Strategic Partnerships an
Exercise / conversionRestricted Stock Units · Derivative 1,634 $0.00 $0.00
Disclosure

SEC source: 0001777939-26-000002 · edgardoc.xml · derivative · entry 6

Bar-Adon Eshel · CIK 0001777939 · EVP, Strategic Partnerships an

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,659

Underlying: Common Stock · 1,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 22:56 UTC
Bar-Adon EshelEVP, Strategic Partnerships an
Disposition to issuerCommon Stock 763 $84.68 $64,610.84
Disclosure

SEC source: 0001777939-26-000002 · edgardoc.xml · nonDerivative · entry 4

Bar-Adon Eshel · CIK 0001777939 · EVP, Strategic Partnerships an

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,872

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 22:56 UTC
Bar-Adon EshelEVP, Strategic Partnerships an
Disposition to issuerCommon Stock 952 $94.68 $90,135.36
Disclosure

SEC source: 0001777939-26-000002 · edgardoc.xml · nonDerivative · entry 3

Bar-Adon Eshel · CIK 0001777939 · EVP, Strategic Partnerships an

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,635

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.