Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | EVP, Chief Administrative Offi | September 15, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,130 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Exercise / conversion · Acquired 1,122 · Balance 2,130 F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 1,583 |
Reported balance
After 2026-09-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-15 · Disposition to issuer · Disposed 547 · Balance 1,583 F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,419 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Exercise / conversion · Disposed 1,122 · Balance 3,419 F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,498 |
Reported balance
After 2026-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-15 · Grant · Acquired 1,079 · Balance 4,498 F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 348 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 348 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.
F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 23:36 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 1,079 | $0.00 | $0.00 |
DisclosureSEC source: 0002046152-26-000006 · edgardoc.xml · derivative · entry 5 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,498 Underlying: Common Stock · 1,079 shares Expires not disclosed F6 · security: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0002046152-26-000006 · edgardoc.xml · derivative · entry 4 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,419 Underlying: Common Stock · 1,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 547 | $92.68 | $50,695.96 |
DisclosureSEC source: 0002046152-26-000006 · edgardoc.xml · nonDerivative · entry 2 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,583 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,122 | $92.68 | $103,986.96 |
DisclosureSEC source: 0002046152-26-000006 · edgardoc.xml · nonDerivative · entry 1 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 14:02 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0002046152-26-000004 · primary_doc.xml · derivative · entry 4 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,541 Underlying: Common Stock · 444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 14:02 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 217 | $82.93 | $17,995.81 |
DisclosureSEC source: 0002046152-26-000004 · primary_doc.xml · nonDerivative · entry 3 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,008 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 14:02 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 444 | $82.93 | $36,820.92 |
DisclosureSEC source: 0002046152-26-000004 · primary_doc.xml · nonDerivative · entry 2 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 20:04 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 1,063 | $0.00 | $0.00 |
DisclosureSEC source: 0002046152-26-000002 · edgardoc.xml · derivative · entry 8 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,985 Underlying: Common Stock · 1,063 shares Expires not disclosed F6 · security: Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 20:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0002046152-26-000002 · edgardoc.xml · derivative · entry 7 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,922 Underlying: Common Stock · 405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 20:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 398 | $0.00 | $0.00 |
DisclosureSEC source: 0002046152-26-000002 · edgardoc.xml · derivative · entry 6 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,327 Underlying: Common Stock · 398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 20:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 219 | $84.68 | $18,544.92 |
DisclosureSEC source: 0002046152-26-000002 · edgardoc.xml · nonDerivative · entry 4 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 781 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 20:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 215 | $84.68 | $18,206.20 |
DisclosureSEC source: 0002046152-26-000002 · edgardoc.xml · nonDerivative · entry 3 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 20:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 405 | $84.68 | $34,295.40 |
DisclosureSEC source: 0002046152-26-000002 · edgardoc.xml · nonDerivative · entry 2 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 20:04 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 398 | $84.68 | $33,702.64 |
DisclosureSEC source: 0002046152-26-000002 · edgardoc.xml · nonDerivative · entry 1 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:35 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0002046152-25-000003 · edgardoc.xml · derivative · entry 8 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,725 Underlying: Common Stock · 997 shares Expires not disclosed F6 · security: Grant to the reporting person on September 15, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 395 | $0.00 | $0.00 |
DisclosureSEC source: 0002046152-25-000003 · edgardoc.xml · derivative · entry 7 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,728 Underlying: Common Stock · 395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0002046152-25-000003 · edgardoc.xml · derivative · entry 6 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,123 Underlying: Common Stock · 393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 199 | $90.29 | $17,967.71 |
DisclosureSEC source: 0002046152-25-000003 · edgardoc.xml · nonDerivative · entry 4 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 200 | $90.29 | $18,058.00 |
DisclosureSEC source: 0002046152-25-000003 · edgardoc.xml · nonDerivative · entry 3 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 611 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 395 | $90.29 | $35,664.55 |
DisclosureSEC source: 0002046152-25-000003 · edgardoc.xml · nonDerivative · entry 2 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 19:35 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 393 | $90.29 | $35,483.97 |
DisclosureSEC source: 0002046152-25-000003 · edgardoc.xml · nonDerivative · entry 1 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 03, 2025 Filed Sep 3, 2025 19:02 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 700 | $90.14 | $63,094.50 |
DisclosureSEC source: 0001299709-25-000129 · edgardoc.xml · nonDerivative · entry 1 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23 Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 17:19 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 1,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000055 · edgardoc.xml · derivative · entry 1 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,516 Underlying: Common Stock · 1,334 shares Expires not disclosed F1 · security: Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000035 · edgardoc.xml · derivative · entry 7 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,182 Underlying: Common Stock · 404 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 398 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000035 · edgardoc.xml · derivative · entry 6 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,586 Underlying: Common Stock · 398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 226 | $63.94 | $14,450.44 |
DisclosureSEC source: 0001299709-25-000035 · edgardoc.xml · nonDerivative · entry 4 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 723 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 223 | $63.94 | $14,258.62 |
DisclosureSEC source: 0001299709-25-000035 · edgardoc.xml · nonDerivative · entry 3 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 949 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 404 | $63.94 | $25,831.76 |
DisclosureSEC source: 0001299709-25-000035 · edgardoc.xml · nonDerivative · entry 2 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 17:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 398 | $63.94 | $25,448.12 |
DisclosureSEC source: 0001299709-25-000035 · edgardoc.xml · nonDerivative · entry 1 THIELE CANDACE L · CIK 0002046152 · EVP, Chief Administrative Offi 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.