Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | EVP, Head of Axos Securities | September 15, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,766 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Exercise / conversion · Acquired 3,174 · Balance 7,766 F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 6,183 |
Reported balance
After 2026-09-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-15 · Disposition to issuer · Disposed 1,583 · Balance 6,183 F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,485 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Exercise / conversion · Disposed 3,174 · Balance 7,485 F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,385 |
Reported balance
After 2026-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-15 · Grant · Acquired 1,900 · Balance 9,385 F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 777 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 777 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.
F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 23:31 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0002065757-26-000007 · edgardoc.xml · derivative · entry 5 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,385 Underlying: Common Stock · 1,900 shares Expires not disclosed F6 · security: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:31 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,174 | $0.00 | $0.00 |
DisclosureSEC source: 0002065757-26-000007 · edgardoc.xml · derivative · entry 4 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,485 Underlying: Common Stock · 3,174 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:31 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,583 | $92.68 | $146,712.44 |
DisclosureSEC source: 0002065757-26-000007 · edgardoc.xml · nonDerivative · entry 2 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,183 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:31 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,174 | $92.68 | $294,166.32 |
DisclosureSEC source: 0002065757-26-000007 · edgardoc.xml · nonDerivative · entry 1 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| May 19, 2026 Filed May 21, 2026 18:21 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 1,653 | $83.77 | $138,470.16 |
DisclosureSEC source: 0002065757-26-000005 · edgardoc.xml · nonDerivative · entry 1 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,592 F1 · price: These transactions were executed in multiple trades, at prices ranging from $83.75 to $83.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 983 | $0.00 | $0.00 |
DisclosureSEC source: 0002065757-26-000003 · primary_doc.xml · derivative · entry 4 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,659 Underlying: Common Stock · 983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 491 | $82.93 | $40,718.63 |
DisclosureSEC source: 0002065757-26-000003 · primary_doc.xml · nonDerivative · entry 3 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,245 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:50 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 983 | $82.93 | $81,520.19 |
DisclosureSEC source: 0002065757-26-000003 · primary_doc.xml · nonDerivative · entry 2 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:22 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0002065757-26-000002 · edgardoc.xml · derivative · entry 8 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,642 Underlying: Common Stock · 2,020 shares Expires not disclosed F7 · security: Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:22 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,349 | $0.00 | $0.00 |
DisclosureSEC source: 0002065757-26-000002 · edgardoc.xml · derivative · entry 7 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,622 Underlying: Common Stock · 1,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:22 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,105 | $0.00 | $0.00 |
DisclosureSEC source: 0002065757-26-000002 · edgardoc.xml · derivative · entry 6 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,971 Underlying: Common Stock · 1,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:22 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 685 | $84.68 | $58,005.80 |
DisclosureSEC source: 0002065757-26-000002 · edgardoc.xml · nonDerivative · entry 4 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,753 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:22 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 610 | $84.68 | $51,654.80 |
DisclosureSEC source: 0002065757-26-000002 · edgardoc.xml · nonDerivative · entry 3 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,438 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:22 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,349 | $84.68 | $114,233.32 |
DisclosureSEC source: 0002065757-26-000002 · edgardoc.xml · nonDerivative · entry 2 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:22 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,105 | $84.68 | $93,571.40 |
DisclosureSEC source: 0002065757-26-000002 · edgardoc.xml · nonDerivative · entry 1 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 18:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 952 | $88.46 | $84,213.92 |
DisclosureSEC source: 0002065757-25-000004 · edgardoc.xml · derivative · entry 4 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,076 Underlying: Common Stock · 952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 18:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 512 | $88.46 | $45,291.52 |
DisclosureSEC source: 0002065757-25-000004 · edgardoc.xml · nonDerivative · entry 2 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,594 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 18:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 952 | $88.46 | $84,213.92 |
DisclosureSEC source: 0002065757-25-000004 · edgardoc.xml · nonDerivative · entry 1 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:41 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 1,640 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0002065757-25-000002 · edgardoc.xml · derivative · entry 8 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,028 Underlying: Common Stock · 1,640 shares Expires not disclosed F6 · security: Grant to the reporting person on September 15, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:41 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,055 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0002065757-25-000002 · edgardoc.xml · derivative · entry 7 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,388 Underlying: Common Stock · 1,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:41 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0002065757-25-000002 · edgardoc.xml · derivative · entry 6 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,443 Underlying: Common Stock · 1,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:41 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 568 | $90.29 | $51,284.72 |
DisclosureSEC source: 0002065757-25-000002 · edgardoc.xml · nonDerivative · entry 4 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,154 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:41 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 846 | $90.29 | $76,385.34 |
DisclosureSEC source: 0002065757-25-000002 · edgardoc.xml · nonDerivative · entry 3 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,722 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:41 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,055 | $90.29 | $95,255.95 |
DisclosureSEC source: 0002065757-25-000002 · edgardoc.xml · nonDerivative · entry 2 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:41 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,572 | $90.29 | $141,935.88 |
DisclosureSEC source: 0002065757-25-000002 · edgardoc.xml · nonDerivative · entry 1 Watson Michael James · CIK 0002065757 · EVP, Head of Axos Securities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.