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GILL ANN

Disclosed activity across 1 company

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56328
SEC CIK
0002040268

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Axos Financial, Inc.AX · Entity 3860SVP, Chief Accounting OfficerSeptember 15, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Axos Financial, Inc.

Report date September 15, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,224 Reported balance After 2026-09-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-15 · Exercise / conversion · Acquired 1,643 · Balance 12,224

F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Common StockSEC Table I · non-derivativeDirect11,340 Reported balance After 2026-09-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-09-15 · Disposition to issuer · Disposed 884 · Balance 11,340

F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,542 Reported balance After 2026-09-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-15 · Exercise / conversion · Disposed 1,643 · Balance 6,542

F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,837 Reported balance After 2026-09-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-15 · Grant · Acquired 1,295 · Balance 7,837

F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Common StockSEC Table I · non-derivativeIndirect401(k) Plan1,423 Reported balance Holding disclosure · report date 2026-09-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,423

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 16, 2026 23:27 UTC Axos Financial, Inc. AX · Entity 3860 GrantRestricted Stock Units · Derivative 1,295 $0.00 $0.00
Disclosure

SEC source: 0002040268-26-000006 · edgardoc.xml · derivative · entry 5

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,837

Underlying: Common Stock · 1,295 shares

Expires not disclosed

F6 · security: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 23:27 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 1,643 $0.00 $0.00
Disclosure

SEC source: 0002040268-26-000006 · edgardoc.xml · derivative · entry 4

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,542

Underlying: Common Stock · 1,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 23:27 UTC Axos Financial, Inc. AX · Entity 3860 Disposition to issuerCommon Stock 884 $92.68 $81,929.12
Disclosure

SEC source: 0002040268-26-000006 · edgardoc.xml · nonDerivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,340

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 23:27 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 1,643 $92.68 $152,273.24
Disclosure

SEC source: 0002040268-26-000006 · edgardoc.xml · nonDerivative · entry 1

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 13:19 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 601 $0.00 $0.00
Disclosure

SEC source: 0002040268-26-000004 · primary_doc.xml · derivative · entry 4

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,185

Underlying: Common Stock · 601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 13:19 UTC Axos Financial, Inc. AX · Entity 3860 Disposition to issuerCommon Stock 323 $82.93 $26,786.39
Disclosure

SEC source: 0002040268-26-000004 · primary_doc.xml · nonDerivative · entry 3

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,581

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 13:19 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 601 $82.93 $49,840.93
Disclosure

SEC source: 0002040268-26-000004 · primary_doc.xml · nonDerivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC Axos Financial, Inc. AX · Entity 3860 GrantRestricted Stock Units · Derivative 1,359 $0.00 $0.00
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · derivative · entry 8

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,786

Underlying: Common Stock · 1,359 shares

Expires not disclosed

F6 · security: Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · derivative · entry 7

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,427

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · derivative · entry 6

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,102

Underlying: Common Stock · 773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC Axos Financial, Inc. AX · Entity 3860 Disposition to issuerCommon Stock 399 $84.68 $33,787.32
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · nonDerivative · entry 4

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,303

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC Axos Financial, Inc. AX · Entity 3860 Disposition to issuerCommon Stock 458 $84.68 $38,783.44
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · nonDerivative · entry 3

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,702

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 675 $84.68 $57,159.00
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · nonDerivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 15, 2026 Filed Mar 16, 2026 19:58 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 773 $84.68 $65,457.64
Disclosure

SEC source: 0002040268-26-000002 · edgardoc.xml · nonDerivative · entry 1

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 18:54 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0002040268-25-000008 · edgardoc.xml · derivative · entry 4

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,875

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 18:54 UTC Axos Financial, Inc. AX · Entity 3860 Disposition to issuerCommon Stock 538 $79.12 $42,566.56
Disclosure

SEC source: 0002040268-25-000008 · edgardoc.xml · nonDerivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,712

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 18:54 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 1,000 $79.12 $79,120.00
Disclosure

SEC source: 0002040268-25-000008 · edgardoc.xml · nonDerivative · entry 1

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
September 23, 2025 Filed Sep 25, 2025 14:17 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 906 $88.46 $80,144.76
Disclosure

SEC source: 0002040268-25-000007 · edgardoc.xml · derivative · entry 4

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,875

Underlying: Common Stock · 906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
September 23, 2025 Filed Sep 25, 2025 14:17 UTC Axos Financial, Inc. AX · Entity 3860 Disposition to issuerCommon Stock 487 $88.46 $43,080.02
Disclosure

SEC source: 0002040268-25-000007 · edgardoc.xml · nonDerivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,250

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
September 23, 2025 Filed Sep 25, 2025 14:17 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 906 $88.46 $80,144.76
Disclosure

SEC source: 0002040268-25-000007 · edgardoc.xml · nonDerivative · entry 1

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on September 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 19:29 UTC Axos Financial, Inc. AX · Entity 3860 GrantRestricted Stock Units · Derivative 1,163 $0.00 $0.00
Disclosure

SEC source: 0002040268-25-000005 · edgardoc.xml · derivative · entry 8

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,781

Underlying: Common Stock · 1,163 shares

Expires not disclosed

F6 · security: Grant to the reporting person on September 15, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 19:29 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 527 $0.00 $0.00
Disclosure

SEC source: 0002040268-25-000005 · edgardoc.xml · derivative · entry 7

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,618

Underlying: Common Stock · 527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 19:29 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 727 $0.00 $0.00
Disclosure

SEC source: 0002040268-25-000005 · edgardoc.xml · derivative · entry 6

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,145

Underlying: Common Stock · 727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 19:29 UTC Axos Financial, Inc. AX · Entity 3860 Disposition to issuerCommon Stock 391 $90.29 $35,303.39
Disclosure

SEC source: 0002040268-25-000005 · edgardoc.xml · nonDerivative · entry 4

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,831

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 19:29 UTC Axos Financial, Inc. AX · Entity 3860 Disposition to issuerCommon Stock 283 $90.29 $25,552.07
Disclosure

SEC source: 0002040268-25-000005 · edgardoc.xml · nonDerivative · entry 3

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,222

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 19:29 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 527 $90.29 $47,582.83
Disclosure

SEC source: 0002040268-25-000005 · edgardoc.xml · nonDerivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 19:29 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 727 $90.29 $65,640.83
Disclosure

SEC source: 0002040268-25-000005 · edgardoc.xml · nonDerivative · entry 1

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

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March 24, 2025 Filed Mar 25, 2025 15:46 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 712 $0.00 $0.00
Disclosure

SEC source: 0001299709-25-000073 · edgardoc.xml · derivative · entry 4

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,872

Underlying: Common Stock · 712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

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March 24, 2025 Filed Mar 25, 2025 15:46 UTC Axos Financial, Inc. AX · Entity 3860 Disposition to issuerCommon Stock 383 $66.97 $25,649.51
Disclosure

SEC source: 0001299709-25-000073 · edgardoc.xml · nonDerivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,251

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

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March 24, 2025 Filed Mar 25, 2025 15:46 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 712 $66.97 $47,682.64
Disclosure

SEC source: 0001299709-25-000073 · edgardoc.xml · nonDerivative · entry 1

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 24, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 17:18 UTC Axos Financial, Inc. AX · Entity 3860 GrantRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-25-000051 · edgardoc.xml · derivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,584

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F4 · security: Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Accounting Officer.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each November 15th following the date of the grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each November 15th following the date of the grant.

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March 20, 2025 Filed Mar 21, 2025 17:18 UTC Axos Financial, Inc. AX · Entity 3860 GrantRestricted Stock Units · Derivative 1,805 $0.00 $0.00
Disclosure

SEC source: 0001299709-25-000051 · edgardoc.xml · derivative · entry 1

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 1,805 shares

Expires not disclosed

F1 · security: Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 17:43 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 773 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001299709-25-000031 · edgardoc.xml · derivative · entry 7

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,779

Underlying: Common Stock · 773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 17:43 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 674 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001299709-25-000031 · edgardoc.xml · derivative · entry 6

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,552

Underlying: Common Stock · 674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 17:43 UTC Axos Financial, Inc. AX · Entity 3860 Disposition to issuerCommon Stock 398 $63.94 $25,448.12
Disclosure

SEC source: 0001299709-25-000031 · edgardoc.xml · nonDerivative · entry 4

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,922

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 17:43 UTC Axos Financial, Inc. AX · Entity 3860 Disposition to issuerCommon Stock 457 $63.94 $29,220.58
Disclosure

SEC source: 0001299709-25-000031 · edgardoc.xml · nonDerivative · entry 3

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,320

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 17:43 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 773 $63.94 $49,425.62
Disclosure

SEC source: 0001299709-25-000031 · edgardoc.xml · nonDerivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 17:43 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 674 $63.94 $43,095.56
Disclosure

SEC source: 0001299709-25-000031 · edgardoc.xml · nonDerivative · entry 1

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.