Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | EVP, Head of Clearing | March 20, 2026 | March 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date March 20, 2026 · Filed March 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,916 |
Reported balance
After 2026-03-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-20 · Exercise / conversion · Acquired 583 · Balance 1,916 F1: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 1,716 |
Reported balance
After 2026-03-20 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-20 · Disposition to issuer · Disposed 200 · Balance 1,716 F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,772 |
Reported balance
After 2026-03-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-03-20 · Exercise / conversion · Disposed 583 · Balance 4,772 F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 198 |
Reported balance
Holding disclosure · report date 2026-03-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 198 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2026 Filed Mar 24, 2026 17:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001988405-26-000004 · primary_doc.xml · derivative · entry 4 Crow David M · CIK 0001988405 · EVP, Head of Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,772 Underlying: Common Stock · 583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 17:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 200 | $82.93 | $16,586.00 |
DisclosureSEC source: 0001988405-26-000004 · primary_doc.xml · nonDerivative · entry 3 Crow David M · CIK 0001988405 · EVP, Head of Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,716 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 17:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 583 | $82.93 | $48,348.19 |
DisclosureSEC source: 0001988405-26-000004 · primary_doc.xml · nonDerivative · entry 2 Crow David M · CIK 0001988405 · EVP, Head of Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 23:41 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 827 | $0.00 | $0.00 |
DisclosureSEC source: 0001988405-26-000002 · edgardoc.xml · derivative · entry 5 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,355 Underlying: Common Stock · 827 shares Expires not disclosed F6 · security: Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 23:41 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 738 | $0.00 | $0.00 |
DisclosureSEC source: 0001988405-26-000002 · edgardoc.xml · derivative · entry 4 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,528 Underlying: Common Stock · 738 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 23:41 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 292 | $84.68 | $24,726.56 |
DisclosureSEC source: 0001988405-26-000002 · edgardoc.xml · nonDerivative · entry 2 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,333 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 23:41 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 738 | $84.68 | $62,493.84 |
DisclosureSEC source: 0001988405-26-000002 · edgardoc.xml · nonDerivative · entry 1 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:27 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001988405-25-000003 · edgardoc.xml · derivative · entry 4 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,266 Underlying: Common Stock · 997 shares Expires not disclosed F6 · security: Grant to the reporting person on September 15, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001988405-25-000003 · edgardoc.xml · derivative · entry 3 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,269 Underlying: Common Stock · 520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 152 | $90.29 | $13,724.08 |
DisclosureSEC source: 0001988405-25-000003 · edgardoc.xml · nonDerivative · entry 2 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 887 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 520 | $90.29 | $46,950.80 |
DisclosureSEC source: 0001988405-25-000003 · edgardoc.xml · nonDerivative · entry 1 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 21:17 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 1,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000050 · edgardoc.xml · derivative · entry 1 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,789 Underlying: Common Stock · 1,751 shares Expires not disclosed F1 · security: Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:42 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 737 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000030 · edgardoc.xml · derivative · entry 3 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,038 Underlying: Common Stock · 737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:42 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 218 | $63.94 | $13,938.92 |
DisclosureSEC source: 0001299709-25-000030 · edgardoc.xml · nonDerivative · entry 2 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 519 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:42 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 737 | $63.94 | $47,123.78 |
DisclosureSEC source: 0001299709-25-000030 · edgardoc.xml · nonDerivative · entry 1 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:19 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000176 · edgardoc.xml · derivative · entry 1 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,775 Underlying: Common Stock · 1,562 shares Expires not disclosed F1 · security: Grant to the reporting person on September 15, 2024 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2024 Filed Jul 12, 2024 15:59 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000102 · edgardoc.xml · derivative · entry 1 Crow David M · CIK 0001988405 · EVP, Head of Axos Clearing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,213 Underlying: Common Stock · 2,213 shares Expires not disclosed F1 · security: Represents shares of Common Stock issued on March 15, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.