AWRE

SEC source: 0000950170-25-093241 · ownership.xml · nonDerivative · entry 1

Faubert Peter R. · CIK 0001679086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-093826 · ownership.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-086735 · ownership.xml · nonDerivative · entry 2

Amlani Ajay K · CIK 0002054667 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 804,873

F1 · kind: Pursuant to an amendment of his employment agreement, Mr. Amlani and Aware agreed that Mr. Amlani's base salary for the period from January 1, 2026 through December 31, 2027 will be paid 25% in cash and 75% in restricted stock units of the Company. Accordingly, on June 13, 2025, Aware granted Mr. Amlani an award of restricted stock units with a fair value of $600,000 and representing the right to receive 354,600 shares of common stock of Aware. The value of such restricted stock units was based on the average closing price of Aware's common stock as reported by Nasdaq on the five consecutive trading days ending on the date such restricted stock units were granted. Such restricted stock units will vest in twenty-four equal monthly installments on the 16th day of each month with the first vesting to occur on January 16, 2026 and with the final vesting to occur on December 16, 2027.

SEC source: 0000950170-25-086735 · ownership.xml · nonDerivative · entry 1

Amlani Ajay K · CIK 0002054667 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,273

SEC source: 0000950170-25-085564 · ownership.xml · nonDerivative · entry 1

Amlani Ajay K · CIK 0002054667 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,273

SEC source: 0000950170-25-081157 · ownership.xml · nonDerivative · entry 2

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,151

SEC source: 0000950170-25-081157 · ownership.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Unit award vested, resulting in 6,000 shares of Common Stock. To satisfy tax withholding obligations, 2,079 shares were withheld, and 3,921 shares were issued.

SEC source: 0000950170-25-071613 · ownership.xml · derivative · entry 1

Therrien Lona F · CIK 0002068346 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2035-05-12

F1 · derivative.exercise_date: Twenty Five percent of the option will vest on May 12, 2026, with the remainder vesting in 36 equal monthly installments starting on June 12, 2026.

SEC source: 0000950170-25-051098 · ownership.xml · derivative · entry 2

Evee Gary · CIK 0001847110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0000950170-25-040285 · ownership.xml · nonDerivative · entry 2

Amlani Ajay K · CIK 0002054667 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,173

SEC source: 0000950170-25-040285 · ownership.xml · nonDerivative · entry 1

Amlani Ajay K · CIK 0002054667 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,173

F1 · kind: Pursuant to an amendment of his employment agreement, Mr. Amlani and Aware agreed that Mr. Amlani's base salary for the period from March 16, 2025 through December 31, 2025 will be paid 20% in cash and 80% in restricted stock units of the Company. Accordingly, on March 13, 2025, Aware granted Mr. Amlani an award of restricted stock units with a fair value of $253,333 and representing the right to receive 166,229 shares of common stock of Aware. The value of such restricted stock units was based on the average closing price of Aware's common stock as reported by Nasdaq on the five consecutive trading days ending on the date such restricted stock units were granted. Such restricted stock units will vest in nine equal monthly installments on the 16th day of each month with the first vesting to occur on April 16, 2025 and with the final vesting to occur on December 16, 2025.

SEC source: 0000950170-25-038100 · ownership.xml · nonDerivative · entry 2

Faubert Peter R. · CIK 0001679086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,432

SEC source: 0000950170-25-039379 · ownership.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,060,569

SEC source: 0000950170-25-038100 · ownership.xml · nonDerivative · entry 1

Faubert Peter R. · CIK 0001679086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,432

SEC source: 0000950170-25-038149 · ownership.xml · nonDerivative · entry 1

Amlani Ajay K · CIK 0002054667 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,944

SEC source: 0000950170-25-070297 · ownership.xml · nonDerivative · entry 1

Krause Brian J · CIK 0002059401 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0000950170-25-036342 · ownership.xml · nonDerivative · entry 1

Amlani Ajay K · CIK 0002054667 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,439

SEC source: 0000950170-25-037119 · ownership.xml · nonDerivative · entry 1

Krause Brian J · CIK 0002059401 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

SEC source: 0000950170-25-035960 · ownership.xml · derivative · entry 1

Krause Brian J · CIK 0002059401 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2035-03-05

F1 · derivative.exercise_date: Twenty Five percent of the option will vest on March 5, 2026, with the remainder vesting in 36 equal monthly installments starting on April 5, 2026.

SEC source: 0000950170-25-034915 · ownership.xml · derivative · entry 2

Faubert Peter R. · CIK 0001679086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,987

Underlying: Common Stock · 47,987 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 23,992 shares on June 30, 2025, and 23,993 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 23,992 shares on June 30, 2025, and 23,993 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0000950170-25-034913 · ownership.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,342

Underlying: Common Stock · 51,342 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 25,671 shares on June 30, 2025, and 25,671 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 25,671 shares on June 30, 2025, and 25,671 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0000950170-25-034914 · ownership.xml · derivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,631

Underlying: Common Stock · 44,631 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 22,315 shares on June 30, 2025, and 22,316 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 22,315 shares on June 30, 2025, and 22,316 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0000950170-25-034910 · ownership.xml · derivative · entry 2

Johnstone Brent P · CIK 0001549600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,698

Underlying: Common Stock · 54,698 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 27,349 shares on June 30, 2025, and 27,349 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 27,349 shares on June 30, 2025, and 27,349 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0000950170-25-034909 · ownership.xml · derivative · entry 2

Evee Gary · CIK 0001847110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,980

Underlying: Common Stock · 46,980 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 23,490 shares on June 30, 2025, and 23,490 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 23,490 shares on June 30, 2025, and 23,490 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0000950170-25-014706 · ownership.xml · derivative · entry 4

Amlani Ajay K · CIK 0002054667 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,020

Underlying: Common Stock · 106,020 shares

Expires 2035-02-03

F3 · derivative.exercise_date: Shares will vest on February 3, 2027 if certain year-over-year bookings growth occurs for Aware in 2026.

SEC source: 0000950170-25-014706 · ownership.xml · derivative · entry 3

Amlani Ajay K · CIK 0002054667 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,020

Underlying: Common Stock · 106,020 shares

Expires 2035-02-03

F2 · derivative.exercise_date: Shares will vest on February 3, 2026 if certain year-over-year bookings growth occurs for Aware in 2025.

SEC source: 0000950170-25-014706 · ownership.xml · derivative · entry 2

Amlani Ajay K · CIK 0002054667 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,157

Underlying: Common Stock · 848,157 shares

Expires 2035-02-03

F1 · derivative.exercise_date: Twenty Five percent of the option will vest on February 3, 2026, with the remainder vesting in 36 equal monthly installments starting on March 3, 2026.

SEC source: 0000950170-25-001155 · ownership.xml · nonDerivative · entry 1

Evee Gary · CIK 0001847110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-001149 · ownership.xml · nonDerivative · entry 1

Faubert Peter R. · CIK 0001679086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-001152 · ownership.xml · nonDerivative · entry 1

Johnstone Brent P · CIK 0001549600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-001147 · ownership.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,051,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-001145 · ownership.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-132938 · ownership.xml · nonDerivative · entry 2

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,254

SEC source: 0000950170-24-132938 · ownership.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Unit award vested, resulting in 6,000 shares of Common Stock. To satisfy tax withholding obligations, 1,760 shares were withheld, and 4,240 shares were issued.

SEC source: 0000950170-25-040282 · ownership.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,254

SEC source: 0000950170-24-128544 · ownership.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,132

SEC source: 0000950170-24-120931 · ownership.xml · derivative · entry 2

Lazzouni Mohamed · CIK 0001320180 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-10-31

F1 · derivative.exercise_date: Twenty-five percent of the option will vest annually, beginning on October 31, 2025, and continuing on each anniversary thereafter until fully vested on October 31, 2028

SEC source: 0000950170-24-120928 · ownership.xml · derivative · entry 2

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-10-31

F1 · derivative.exercise_date: Twenty-five percent of the option will vest annually, beginning on October 31, 2025, and continuing on each anniversary thereafter until fully vested on October 31, 2028

SEC source: 0000950170-24-128544 · ownership.xml · derivative · entry 2

Traverse David K · CIK 0001998257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-10-31

F1 · derivative.exercise_date: Twenty-five percent of the option will vest annually, beginning on October 31, 2025, and continuing on each anniversary thereafter until fully vested on October 31, 2028

SEC source: 0000950170-24-117781 · ownership.xml · nonDerivative · entry 1

Hunter Heidi A · CIK 0002022703 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Unit award vested, resulting in 15,000 shares of Common Stock. To satisfy tax withholding obligations, 5,152 shares were withheld, and 9,848 shares were issued.

SEC source: 0000950170-24-096453 · ownership.xml · nonDerivative · entry 1

Herman Craig A · CIK 0001943523 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-081562 · ownership.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-081559 · ownership.xml · nonDerivative · entry 1

Johnstone Brent P · CIK 0001549600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-081560 · ownership.xml · nonDerivative · entry 1

Faubert Peter R. · CIK 0001679086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-081561 · ownership.xml · nonDerivative · entry 1

STAFFORD JOHN S III · CIK 0001218981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,039,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-081565 · ownership.xml · nonDerivative · entry 1

Evee Gary · CIK 0001847110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-24-005783 · doc4.xml · derivative · entry 3

Traverse David K · CIK 0001998257 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 6,000 shares on December 1, 2024, 6,000 shares on June 1, 2025, 6,000 shares on June 1, 2026 and 6,000 shares on June 1, 2027 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F2 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 6,000 shares on December 1, 2024, 6,000 shares on June 1, 2025, 6,000 shares on June 1, 2026 and 6,000 shares on June 1, 2027 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-24-005782 · doc4.xml · derivative · entry 1

Hunter Heidi A · CIK 0002022703 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 15,000 shares on October 24, 2024, 15,000 shares on April 24, 2025, 15,000 shares on April 24, 2026, and 15,000 shares on April 24, 2027 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 15,000 shares on October 24, 2024, 15,000 shares on April 24, 2025, 15,000 shares on April 24, 2026, and 15,000 shares on April 24, 2027 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-24-004897 · doc4.xml · nonDerivative · entry 1

Eckel Robert A · CIK 0001324812 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,232

SEC source: 0001209191-24-004862 · doc4.xml · nonDerivative · entry 1

Traverse David K · CIK 0001998257 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,458