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AVNT

AVIENT CORP

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4061
SEC CIK
0001122976
Parsed reports
682

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Rights · Derivative 66,700 $0.00 Strike: $38.27 $0.00
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · derivative · entry 15

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,700 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $38.27 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 44,706 $52.49 $2,346,617.94
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 14

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,638

F3 · balance_after: The listed SAR transactions were completed pursuant to a pre-arranged trading plan.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 57,517 $31.48 $1,810,635.16
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 13

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 79,579 $52.49 $4,177,101.71
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 12

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,827

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 102,300 $31.54 $3,226,542.00
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 11

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 55,951 $52.49 $2,936,867.99
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 10

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,106

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 63,034 $41.89 $2,640,494.26
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 9

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 95,156 $52.49 $4,994,738.44
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 8

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,023

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 118,200 $34.10 $4,030,620.00
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 7

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 74,518 $52.49 $3,911,449.82
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 6

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,979

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 105,200 $24.98 $2,627,896.00
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 5

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 56,645 $52.49 $2,973,296.05
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 4

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,297

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 66,700 $38.27 $2,552,609.00
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 3

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
OtherCommon Stock 121,277.52 $52.49 $6,365,857.02
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 0

F1 · balance_after: Reflects an exempt intra-plan transfer (rule 16b-3(f)) by the reporting person of value out of the Avient stock fund and into one or more other investments under the Issuer's Supplemental Retiremet Benefit Plan pursuant to a pre-arranged trading plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 12:30 UTC GrantCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020888 · form4.xml · nonDerivative · entry 1

LIN SANDRA BEACH · CIK 0001220571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 33,234

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 12:29 UTC GrantCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020887 · form4.xml · nonDerivative · entry 1

ABERNATHY ROBERT E · CIK 0001222888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,097

Read SEC document
June 30, 2021 Filed Jul 1, 2021 12:28 UTC GrantCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020886 · form4.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,292

Read SEC document
June 30, 2021 Filed Jul 1, 2021 12:27 UTC GrantCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020885 · form4.xml · nonDerivative · entry 1

Goff Gregory James · CIK 0001490987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,702

Read SEC document
June 30, 2021 Filed Jul 1, 2021 12:26 UTC GrantCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020884 · form4.xml · nonDerivative · entry 1

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,351

Read SEC document
June 30, 2021 Filed Jul 1, 2021 12:25 UTC
Mink Kim AnnDirector
GrantCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020883 · form4.xml · nonDerivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 16,573

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 12:23 UTC GrantCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020882 · form4.xml · nonDerivative · entry 1

Preete Kerry J · CIK 0001438256 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 27,831

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 12:22 UTC GrantCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020881 · form4.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,567

Read SEC document
June 30, 2021 Filed Jul 1, 2021 12:21 UTC GrantCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020880 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 40,082

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:13 UTC
Garratt Michael ASVP, President CAI - EMEA
SaleCommon Stock 5,347 $52.23 $279,262.05
Disclosure

SEC source: 0001127602-21-018961 · form4.xml · nonDerivative · entry 5

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,383

F1 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $51.97 per share to a high of $52.37. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:13 UTC
Garratt Michael ASVP, President CAI - EMEA
Exercise / conversionStock Appreciation Rights · Derivative 12,900 $0.00 Strike: $24.98 $0.00
Disclosure

SEC source: 0001127602-21-018961 · form4.xml · derivative · entry 8

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,900 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $24.98 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:13 UTC
Garratt Michael ASVP, President CAI - EMEA
Exercise / conversionStock Appreciation Rights · Derivative 7,800 $0.00 Strike: $35.07 $0.00
Disclosure

SEC source: 0001127602-21-018961 · form4.xml · derivative · entry 7

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,800 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:13 UTC
Garratt Michael ASVP, President CAI - EMEA
Disposition to issuerCommon Stock 9,042 $52.91 $478,412.22
Disclosure

SEC source: 0001127602-21-018961 · form4.xml · nonDerivative · entry 4

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,730

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:13 UTC
Garratt Michael ASVP, President CAI - EMEA
Exercise / conversionCommon Stock 12,900 $24.98 $322,242.00
Disclosure

SEC source: 0001127602-21-018961 · form4.xml · nonDerivative · entry 3

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:13 UTC
Garratt Michael ASVP, President CAI - EMEA
Disposition to issuerCommon Stock 6,311 $52.91 $333,915.01
Disclosure

SEC source: 0001127602-21-018961 · form4.xml · nonDerivative · entry 2

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,872

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:13 UTC
Garratt Michael ASVP, President CAI - EMEA
Exercise / conversionCommon Stock 7,800 $35.07 $273,546.00
Disclosure

SEC source: 0001127602-21-018961 · form4.xml · nonDerivative · entry 1

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:15 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
SaleCommon Stock 4,494 $53.05 $238,406.25
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 6

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

F2 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $52.86 per share to a high of $53.22. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionStock Appreciation Rights · Derivative 3,600 $0.00 Strike: $23.08 $0.00
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · derivative · entry 9

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionStock Appreciation Rights · Derivative 6,000 $0.00 Strike: $14.61 $0.00
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · derivative · entry 8

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Disposition to issuerCommon Stock 2,170 $52.77 $114,510.90
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 5

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,828

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionCommon Stock 3,600 $23.08 $83,088.00
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Disposition to issuerCommon Stock 2,936 $52.77 $154,932.72
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 3

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,398

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionCommon Stock 6,000 $14.61 $87,660.00
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
SaleCommon Stock 5,773 $52.24 $301,599.99
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

F1 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $51.95 per share to a high of $52.45. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation.

Read SEC document
May 07, 2021 Filed Aug 30, 2021 20:23 UTC
Patterson Robert MDirector · Chairman, President & CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024543 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,242

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
May 06, 2021 Filed May 7, 2021 20:17 UTC
Dodd CathySVP, President Distribution
SaleCommon Stock 2,073 $53.00 $109,869.00
Disclosure

SEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 5

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,018

Read SEC document
May 05, 2021 Filed May 7, 2021 20:17 UTC
Dodd CathySVP, President Distribution
Exercise / conversionStock Appreciation Rights · Derivative 4,140 $0.00 Strike: $24.98 $0.00
Disclosure

SEC source: 0001127602-21-015863 · form4.xml · derivative · entry 9

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,140 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $24.98 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:17 UTC
Dodd CathySVP, President Distribution
Exercise / conversionStock Appreciation Rights · Derivative 2,300 $0.00 Strike: $36.04 $0.00
Disclosure

SEC source: 0001127602-21-015863 · form4.xml · derivative · entry 8

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,300 shares

Expires 2024-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $36.04 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:17 UTC
Dodd CathySVP, President Distribution
SaleCommon Stock 253.8765 $53.13 $13,488.46
Disclosure

SEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 6

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

F1 · shares: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:17 UTC
Dodd CathySVP, President Distribution
Disposition to issuerCommon Stock 2,590 $53.19 $137,762.10
Disclosure

SEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 4

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,091

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May 05, 2021 Filed May 7, 2021 20:17 UTC
Dodd CathySVP, President Distribution
Exercise / conversionCommon Stock 4,140 $24.98 $103,417.20
Disclosure

SEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 3

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 05, 2021 Filed May 7, 2021 20:17 UTC
Dodd CathySVP, President Distribution
Disposition to issuerCommon Stock 1,777 $53.19 $94,518.63
Disclosure

SEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 2

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,541

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May 05, 2021 Filed May 7, 2021 20:17 UTC
Dodd CathySVP, President Distribution
Exercise / conversionCommon Stock 2,300 $36.04 $82,892.00
Disclosure

SEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 1

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 01, 2021 Filed May 3, 2021 18:09 UTC
Dodd CathySVP, President Distribution
Exercise / conversionRestricted Stock Units · Derivative 2,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-014887 · form4.xml · derivative · entry 5

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,602 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

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May 01, 2021 Filed May 3, 2021 18:09 UTC
Dodd CathySVP, President Distribution
Tax withholdingCommon Stock 1,193 $50.77 $60,568.61
Disclosure

SEC source: 0001127602-21-014887 · form4.xml · nonDerivative · entry 2

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,018

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on May 1, 2021.

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May 01, 2021 Filed May 3, 2021 18:09 UTC
Dodd CathySVP, President Distribution
Exercise / conversionCommon Stock 2,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-014887 · form4.xml · nonDerivative · entry 1

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.