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Nasdaq · USD

AVAV

AeroVironment Inc

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3683
SEC CIK
0001368622
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202603
Mar 202604
Apr 202601
May 202601
Jun 202601
Jul 202602
Aug 202602
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2017 Filed Jul 10, 2017 20:23 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 2,000 $39.10 $78,200.00
Disclosure

SEC source: 0001140361-17-027538 · doc1.xml · nonDerivative · entry 2

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,998,535

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust on January 10, 2017.

F3 · price: The price represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $38.04 - $39.89. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:23 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 27,000 $39.16 $1,057,320.00
Disclosure

SEC source: 0001140361-17-027538 · doc1.xml · nonDerivative · entry 1

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,535

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust on January 10, 2017.

F2 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $38.03 - $39.92. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:46 UTC GrantCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027234 · doc1.xml · nonDerivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,683

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:54 UTC
Karklin Kenneth D.VP & General Manager of EES
GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027239 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,030

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:56 UTC
Flittie Kirk J.VP & General Manager of UAS
GrantCommon Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027241 · doc1.xml · nonDerivative · entry 1

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,690

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:50 UTC GrantCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027237 · doc1.xml · nonDerivative · entry 1

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,873

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 00:23 UTC Exercise / conversionCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027255 · doc1.xml · nonDerivative · entry 1

Holland Charles R · CIK 0001383965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 00:20 UTC GrantCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027253 · doc1.xml · nonDerivative · entry 1

Fishman Arnold L · CIK 0001383914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,373

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 00:06 UTC GrantCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027247 · doc1.xml · nonDerivative · entry 1

MERIGOLD CATHARINE · CIK 0001650124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,225

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 00:00 UTC
Nawabi WahidDirector · President and CEO
GrantCommon Stock 6,413 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027244 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,505

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:57 UTC
Nawabi WahidDirector · President and CEO
GrantCommon Stock 6,413 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027243 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,505

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:40 UTC
Covington TeresaChief Financial Officer
GrantCommon Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027232 · doc1.xml · nonDerivative · entry 1

Covington Teresa · CIK 0001633567 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,196

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:39 UTC
Conver Timothy EDirector · Chairman of the Board
GrantCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027231 · doc1.xml · nonDerivative · entry 1

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,500

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:18 UTC GrantCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027225 · doc1.xml · nonDerivative · entry 1

Burbage Charles Thomas · CIK 0001592670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,873

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
June 30, 2017 Filed Aug 14, 2018 22:24 UTC Amendment GrantCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001150 · doc1.xml · nonDerivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,233

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

F2 · balance_after: This amendment is being filed to correct a clerical error in the original reporting of the amount of securities beneficially owned by Mr. Muller directly, which was also erroneously reported on three Forms 4 subsequently filed on July 14, 2017, July 3, 2018, and July 20, 2018.

Read SEC document
June 23, 2017 Filed Jun 26, 2017 16:13 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 800 $0.00 Strike: $18.07 $0.00
Disclosure

SEC source: 0001140361-17-026056 · doc1.xml · derivative · entry 2

Holland Charles R · CIK 0001383965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires 2023-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in five equal annual installments beginning one year from the date of grant April 22, 2013.

Read SEC document
June 23, 2017 Filed Jun 26, 2017 16:13 UTC Exercise / conversionCommon Stock 800 $18.07 $14,456.00
Disclosure

SEC source: 0001140361-17-026056 · doc1.xml · nonDerivative · entry 1

Holland Charles R · CIK 0001383965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 19:29 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 2,000 $0.00 Strike: $22.38 $0.00
Disclosure

SEC source: 0001140361-17-025969 · doc1.xml · derivative · entry 4

Fishman Arnold L · CIK 0001383914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2017-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in five equal annual installments beginning one year from the date of grant June 22, 2007, all of which have now been exercised.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 19:29 UTC Exercise / conversionCommon Stock 2,000 $22.38 $44,760.00
Disclosure

SEC source: 0001140361-17-025969 · doc1.xml · nonDerivative · entry 1

Fishman Arnold L · CIK 0001383914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 18:14 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 2,000 $30.83 $61,660.00
Disclosure

SEC source: 0001140361-17-025798 · doc1.xml · nonDerivative · entry 2

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,027,535

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust on January 10, 2017.

F3 · price: The price represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $30.65 - $31.12. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 18:14 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 2,000 $31.15 $62,300.00
Disclosure

SEC source: 0001140361-17-025798 · doc1.xml · nonDerivative · entry 1

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,029,535

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust on January 10, 2017.

F2 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $31.02 - $31.32. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 18:23 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 2,000 $31.42 $62,840.00
Disclosure

SEC source: 0001140361-17-024303 · doc1.xml · nonDerivative · entry 2

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,031,535

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust on January 10, 2017.

F3 · price: The price represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $30.86-$31.68. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 18:23 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 2,000 $32.06 $64,120.00
Disclosure

SEC source: 0001140361-17-024303 · doc1.xml · nonDerivative · entry 1

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,033,535

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust on January 10, 2017.

F2 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $31.93 - $32.37. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 19:04 UTC
Karklin Kenneth D.VP & General Manager of EES
GrantCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023393 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,722

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2017, 2018 and 2019.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 19:04 UTC
Flittie Kirk J.VP & General Manager of UAS
GrantCommon Stock 2,415 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023390 · doc1.xml · nonDerivative · entry 1

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,727

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2017, 2018 and 2019.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 23:02 UTC
Covington TeresaChief Financial Officer
GrantCommon Stock 2,415 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023388 · doc1.xml · nonDerivative · entry 1

Covington Teresa · CIK 0001633567 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,233

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2017, 2018 and 2019.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 23:01 UTC
Nawabi WahidDirector · President and CEO
GrantCommon Stock 7,890 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023386 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,092

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2017, 2018 and 2019.

Read SEC document
May 19, 2017 Filed May 22, 2017 20:10 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 2,000 $30.97 $61,940.00
Disclosure

SEC source: 0001140361-17-021718 · doc1.xml · nonDerivative · entry 2

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,035,535

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust on January 10, 2017.

F3 · price: The price represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $30.73-$31.24. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:10 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 18,000 $30.26 $544,680.00
Disclosure

SEC source: 0001140361-17-021718 · doc1.xml · nonDerivative · entry 1

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,037,535

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust on January 10, 2017.

F2 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $30.10 - $30.77. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
April 14, 2017 Filed Apr 18, 2017 13:36 UTC
Flittie Kirk J.VP & General Manager of UAS
Exercise / conversionOptions to Purchase Common Stock · Derivative 15,000 $0.00 Strike: $20.75 $0.00
Disclosure

SEC source: 0001140361-17-016056 · doc1.xml · derivative · entry 3

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All options are fully exerciseable.

Read SEC document
April 14, 2017 Filed Apr 18, 2017 13:36 UTC
Flittie Kirk J.VP & General Manager of UAS
Exercise / conversionCommon Stock 15,000 $20.75 $311,250.00
Disclosure

SEC source: 0001140361-17-016056 · doc1.xml · nonDerivative · entry 1

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2017 Filed Apr 10, 2017 21:22 UTC
Conver Timothy EDirector · Chairman of the Board
Exercise / conversionOption to Purchase Common Stock · Derivative 33,534 $0.00 Strike: $22.38 $0.00
Disclosure

SEC source: 0001140361-17-015468 · doc1.xml · derivative · entry 10

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2017-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested in five equal annual installments beginning one year from the date of grant.

Read SEC document
April 10, 2017 Filed Apr 10, 2017 21:22 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 29,681 $27.84 $826,319.04
Disclosure

SEC source: 0001140361-17-015468 · doc1.xml · nonDerivative · entry 6

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,621

F3 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $27.47-$28.04. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 10, 2017 Filed Apr 10, 2017 21:22 UTC
Conver Timothy EDirector · Chairman of the Board
GrantCommon Stock 33,534 $22.38 $750,490.92
Disclosure

SEC source: 0001140361-17-015468 · doc1.xml · nonDerivative · entry 5

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,302

Read SEC document
April 07, 2017 Filed Apr 10, 2017 21:22 UTC
Conver Timothy EDirector · Chairman of the Board
Exercise / conversionOption to Purchase Common Stock · Derivative 32,388 $0.00 Strike: $22.38 $0.00
Disclosure

SEC source: 0001140361-17-015468 · doc1.xml · derivative · entry 9

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,534

Underlying: Common Stock · 32,388 shares

Expires 2017-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested in five equal annual installments beginning one year from the date of grant.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 21:22 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 28,806 $27.58 $794,469.48
Disclosure

SEC source: 0001140361-17-015468 · doc1.xml · nonDerivative · entry 4

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,768

F2 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $27.50 - $27.90. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 21:22 UTC
Conver Timothy EDirector · Chairman of the Board
Exercise / conversionCommon Stock 32,388 $22.38 $724,843.44
Disclosure

SEC source: 0001140361-17-015468 · doc1.xml · nonDerivative · entry 3

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:22 UTC
Conver Timothy EDirector · Chairman of the Board
Exercise / conversionOption to Purchase Common Stock · Derivative 32,388 $0.00 Strike: $22.38 $0.00
Disclosure

SEC source: 0001140361-17-015468 · doc1.xml · derivative · entry 8

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,922

Underlying: Common Stock · 32,388 shares

Expires 2017-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested in five equal annual installments beginning one year from the date of grant.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:22 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 29,090 $27.15 $789,793.50
Disclosure

SEC source: 0001140361-17-015468 · doc1.xml · nonDerivative · entry 2

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,186

F1 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $27.00 - $27.36. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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April 06, 2017 Filed Apr 10, 2017 21:22 UTC
Conver Timothy EDirector · Chairman of the Board
Exercise / conversionCommon Stock 32,388 $22.38 $724,843.44
Disclosure

SEC source: 0001140361-17-015468 · doc1.xml · nonDerivative · entry 1

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 04, 2017 Filed Apr 6, 2017 14:41 UTC
Flittie Kirk J.VP & General Manager of UAS
Exercise / conversionOptions to Purchase Common Stock · Derivative 2,062 $0.00 Strike: $20.75 $0.00
Disclosure

SEC source: 0001140361-17-015126 · doc1.xml · derivative · entry 3

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 2,062 shares

Expires 2017-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All options are fully exerciseable.

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April 04, 2017 Filed Apr 6, 2017 14:41 UTC
Flittie Kirk J.VP & General Manager of UAS
Exercise / conversionCommon Stock 2,062 $20.75 $42,786.50
Disclosure

SEC source: 0001140361-17-015126 · doc1.xml · nonDerivative · entry 1

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 03, 2017 Filed Apr 5, 2017 13:14 UTC
Karklin Kenneth D.VP & General Manager of EES
SaleCommon Stock 112 $27.86 $3,120.32
Disclosure

SEC source: 0001140361-17-014796 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,112

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March 21, 2017 Filed Mar 22, 2017 19:39 UTC
Flittie Kirk J.VP & General Manager of UAS
Exercise / conversionOption to Purchase Common Stock · Derivative 1,726 $0.00 Strike: $20.75 $0.00
Disclosure

SEC source: 0001140361-17-012973 · doc1.xml · derivative · entry 7

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,062

Underlying: Common Stock · 1,726 shares

Expires 2017-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All options are fully exerciseable.

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March 21, 2017 Filed Mar 22, 2017 19:39 UTC
Flittie Kirk J.VP & General Manager of UAS
SaleCommon Stock 1,726 $28.40 $49,018.40
Disclosure

SEC source: 0001140361-17-012973 · doc1.xml · nonDerivative · entry 4

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,250

F2 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $28.40 - $28.42 The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 21, 2017 Filed Mar 22, 2017 19:39 UTC
Flittie Kirk J.VP & General Manager of UAS
Exercise / conversionCommon Stock 1,726 $20.75 $35,814.50
Disclosure

SEC source: 0001140361-17-012973 · doc1.xml · nonDerivative · entry 3

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 20, 2017 Filed Mar 22, 2017 19:39 UTC
Flittie Kirk J.VP & General Manager of UAS
Exercise / conversionOptions to Purchase Common Stock · Derivative 11,212 $0.00 Strike: $20.75 $0.00
Disclosure

SEC source: 0001140361-17-012973 · doc1.xml · derivative · entry 6

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,788

Underlying: Common Stock · 11,212 shares

Expires 2017-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All options are fully exerciseable.

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March 20, 2017 Filed Mar 22, 2017 19:39 UTC
Flittie Kirk J.VP & General Manager of UAS
SaleCommon Stock 11,212 $29.03 $325,484.36
Disclosure

SEC source: 0001140361-17-012973 · doc1.xml · nonDerivative · entry 2

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,250

F1 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $29.00-$29.08. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 20, 2017 Filed Mar 22, 2017 19:39 UTC
Flittie Kirk J.VP & General Manager of UAS
Exercise / conversionCommon Stock 11,212 $20.75 $232,649.00
Disclosure

SEC source: 0001140361-17-012973 · doc1.xml · nonDerivative · entry 1

Flittie Kirk J. · CIK 0001686706 · VP & General Manager of UAS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 05, 2017 Filed Mar 8, 2017 00:33 UTC GrantCommon Stock 4,085 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010957 · doc1.xml · nonDerivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,804

F1 · shares: The shares are subject to vesting, 1/3 of which will vest on each of July 11, 2017, 2018 and 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.