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Karklin Kenneth D.

Disclosed activity across 1 company

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137377
SEC CIK
0001686888

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AeroVironment IncAVAV · Entity 3683Sr. Vice President & COOJuly 09, 2021July 13, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AeroVironment Inc

Report date July 09, 2021 · Filed July 13, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,644 Reported balance After 2021-07-09 transaction · row 1
1 source row

Row 1 · 2021-07-09 · Tax withholding · Disposed 540 · Balance 14,644

F1: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2021 Filed Jul 13, 2021 19:23 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 540 $99.34 $53,643.60
Disclosure

SEC source: 0001567619-21-013323 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,644

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 20:59 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 590 $97.69 $57,637.10
Disclosure

SEC source: 0001567619-21-013083 · doc1.xml · nonDerivative · entry 2

Karklin Kenneth D. · CIK 0001686888 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,184

F2 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 20:59 UTC AeroVironment Inc AVAV · Entity 3683 GrantCommon Stock 1,433 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013083 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,774

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 18:46 UTC AeroVironment Inc AVAV · Entity 3683 Exercise / conversionPerformance Restricted Stock Units · Derivative 1,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012870 · doc1.xml · derivative · entry 2

Karklin Kenneth D. · CIK 0001686888 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,592 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 1,705 shares of common stock.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 18:46 UTC AeroVironment Inc AVAV · Entity 3683 Exercise / conversionCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012870 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 17:48 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 966 $76.42 $73,821.72
Disclosure

SEC source: 0001567619-20-013280 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,636

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 19:22 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 976 $77.02 $75,171.52
Disclosure

SEC source: 0001567619-20-012727 · doc1.xml · nonDerivative · entry 2

Karklin Kenneth D. · CIK 0001686888 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,602

F2 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 19:22 UTC AeroVironment Inc AVAV · Entity 3683 GrantCommon Stock 1,817 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012727 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,578

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 18:39 UTC AeroVironment Inc AVAV · Entity 3683 Exercise / conversionPerformance Restricted Stock Units · Derivative 2,486 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012542 · doc1.xml · derivative · entry 2

Karklin Kenneth D. · CIK 0001686888 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,486 shares

Expires 2020-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 2,821 shares of common stock.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 18:39 UTC AeroVironment Inc AVAV · Entity 3683 Exercise / conversionCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012542 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 20:55 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 70 $54.42 $3,809.40
Disclosure

SEC source: 0001567619-19-019362 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Senior VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,940

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
July 11, 2019 Filed Jul 15, 2019 18:27 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 921 $55.37 $50,995.77
Disclosure

SEC source: 0001567619-19-014785 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Senior VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,010

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:07 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 371 $56.77 $21,061.67
Disclosure

SEC source: 0001567619-19-014352 · doc1.xml · nonDerivative · entry 2

Karklin Kenneth D. · CIK 0001686888 · Senior VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,931

F2 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:07 UTC AeroVironment Inc AVAV · Entity 3683 GrantCommon Stock 2,003 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014352 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Senior VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,302

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2020, 2021 and 2022.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 19:08 UTC AeroVironment Inc AVAV · Entity 3683 Exercise / conversionPerformance Restricted Stock Units · Derivative 3,059 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014091 · doc1.xml · derivative · entry 2

Karklin Kenneth D. · CIK 0001686888 · Senior VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,059 shares

Expires 2019-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2016 and ending on April 30, 2019. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2016 and ending on April 30, 2019. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2016 and ending on April 30, 2019. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 1,070 shares of common stock.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 19:08 UTC AeroVironment Inc AVAV · Entity 3683 Exercise / conversionCommon Stock 1,070 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014091 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Senior VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2016 and ending on April 30, 2019. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
January 07, 2019 Filed Jan 8, 2019 14:23 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 164 $68.37 $11,212.68
Disclosure

SEC source: 0001567619-19-000780 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,229

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 12:43 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 70 $102.24 $7,156.80
Disclosure

SEC source: 0001567619-18-003854 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,393

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.

Read SEC document
July 12, 2018 Filed Jul 13, 2018 17:28 UTC AeroVironment Inc AVAV · Entity 3683 SaleCommon Stock 620 $72.92 $45,210.40
Disclosure

SEC source: 0001140361-18-032414 · doc1.xml · nonDerivative · entry 2

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,463

F2 · price: Price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $72.91 - $72.96. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 12, 2018 Filed Jul 13, 2018 17:28 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 961 $72.08 $69,268.88
Disclosure

SEC source: 0001140361-18-032414 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,083

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:21 UTC AeroVironment Inc AVAV · Entity 3683 GrantCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-031356 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,044

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2019, 2020 and 2021.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 16:19 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 176 $53.64 $9,440.64
Disclosure

SEC source: 0001140361-18-001451 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,187

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.

Read SEC document
October 06, 2017 Filed Oct 10, 2017 13:13 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 74 $53.64 $3,969.36
Disclosure

SEC source: 0001140361-17-037971 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,363

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.

Read SEC document
July 14, 2017 Filed Jul 17, 2017 16:42 UTC AeroVironment Inc AVAV · Entity 3683 SaleCommon Stock 735 $39.57 $29,083.95
Disclosure

SEC source: 0001140361-17-027983 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,437

F1 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $39.56 - $39.58. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 12, 2017 Filed Jul 14, 2017 17:33 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 858 $39.19 $33,625.02
Disclosure

SEC source: 0001140361-17-027896 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,172

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:54 UTC AeroVironment Inc AVAV · Entity 3683 GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027239 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,030

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 19:04 UTC AeroVironment Inc AVAV · Entity 3683 GrantCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023393 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,722

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2017, 2018 and 2019.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:14 UTC AeroVironment Inc AVAV · Entity 3683 SaleCommon Stock 112 $27.86 $3,120.32
Disclosure

SEC source: 0001140361-17-014796 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,112

Read SEC document
January 05, 2017 Filed Jan 6, 2017 17:41 UTC AeroVironment Inc AVAV · Entity 3683 Tax withholdingCommon Stock 176 $27.33 $4,810.08
Disclosure

SEC source: 0001140361-17-001057 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,224

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.

Read SEC document
October 06, 2016 Filed Oct 11, 2016 17:48 UTC AeroVironment Inc AVAV · Entity 3683 SaleCommon Stock 200 $23.85 $4,770.00
Disclosure

SEC source: 0001140361-16-082517 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · VP & General Manager of EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

F1 · shares: Shares sold in conjunction with the vesting of a restricted stock award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.