Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AeroVironment IncAVAV · Entity 3683 | Chief Financial Officer | June 28, 2019 | July 03, 2019 |
| Lightning eMotors, Inc.ZEV · Entity 108004 | CHIEF FINANCIAL OFFICER | June 03, 2022 | June 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AeroVironment Inc
Report date June 28, 2019 · Filed July 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,463 |
Reported balance
After 2019-06-28 transaction · row 1
1 source rowRow 1 · 2019-06-28 · Grant · Acquired 2,527 · Balance 18,463 F1: Awards vest in 3 equal installments on each of July 11, 2020, 2021 and 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Awards vest in 3 equal installments on each of July 11, 2020, 2021 and 2022.
Lightning eMotors, Inc.
Report date June 03, 2022 · Filed June 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 259,105 |
Reported balance
After 2022-06-03 transaction · row 1
1 source rowRow 1 · 2022-06-03 · Grant · Acquired 173,268 · Balance 259,105 F1: Subject to the Reporting Person's continued service to the Issuer, 173,268 of such restricted stock units ("RSUs") vest as follows: 1/3 on each of June 5, 2023, June 5, 2024 and June 5, 2025. The Issuer may withhold shares of stock subject to the RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such RSUs issued to the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to the Reporting Person's continued service to the Issuer, 173,268 of such restricted stock units ("RSUs") vest as follows: 1/3 on each of June 5, 2023, June 5, 2024 and June 5, 2025. The Issuer may withhold shares of stock subject to the RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such RSUs issued to the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2022 Filed Jun 6, 2022 18:59 UTC | Lightning eMotors, Inc. ZEV · Entity 108004 | GrantCommon Stock | 173,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-068649 · tm2217804-2_4seq1.xml · nonDerivative · entry 1 Covington Teresa · CIK 0001633567 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,105 F1 · shares: Subject to the Reporting Person's continued service to the Issuer, 173,268 of such restricted stock units ("RSUs") vest as follows: 1/3 on each of June 5, 2023, June 5, 2024 and June 5, 2025. The Issuer may withhold shares of stock subject to the RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such RSUs issued to the Reporting Person. Read SEC document |
| July 13, 2021 Filed Jul 15, 2021 20:53 UTC | Lightning eMotors, Inc. ZEV · Entity 108004 | GrantCommon Stock | 85,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-006554 · form4.xml · nonDerivative · entry 1 Covington Teresa · CIK 0001633567 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,837 F1 · shares: Subject to the Reporting Person's continued service to the Issuer, 85,837 of such RSUs vest as follows: 1/3 of the RSUs shall vest on May 20, 2022, and the remaining 2/3 shall vest in eight quarterly installments thereafter, beginning on August 20, 2022 and ending on May 20, 2024. The Company may withhold shares of stock subject to the RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such RSUs issued to Ms. Covington. Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:45 UTC | Lightning eMotors, Inc. ZEV · Entity 108004 | OtherOptions to receive Common Stock · Derivative | 121,760 | Not disclosed Strike: $6.57 | Not disclosed |
DisclosureSEC source: 0001104659-21-064171 · tm2115662-10_4seq1.xml · derivative · entry 1 Covington Teresa · CIK 0001633567 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,760 Underlying: Common Stock · 121,760 shares Expires not disclosed F1 · price: 121,760 shares of New Lightning eMotors Common Stock are issuable upon the exercise of New Lightning eMotors options issued in exchange of pre-merger Lightning Systems options at a price of $6.57 per share, pursuant to the Business Combination Agreement, dated as of December 10, 2020, by and among GigCapital3, Inc., Project Power Merger Sub, Inc., a direct, wholly-owned subsidiary of GigCapital3, Inc., and Lightning Systems, Inc. pursuant to which Lightning Systems, Inc. became a direct, wholly-owned subsidiary of GigCapital3, Inc., which subsequently changed its name to Lightning eMotors, Inc. Such options will vest in ratable installments on February 24, 2022, 2023 and 2024, subject to continued employment. The pre-merger Lightning Systems options were converted into New Lightning eMotors options to purchase shares of New Lightning eMotors Common Stock at the exchange ratio of 0.940591804. F1 · derivative.exercise_date: 121,760 shares of New Lightning eMotors Common Stock are issuable upon the exercise of New Lightning eMotors options issued in exchange of pre-merger Lightning Systems options at a price of $6.57 per share, pursuant to the Business Combination Agreement, dated as of December 10, 2020, by and among GigCapital3, Inc., Project Power Merger Sub, Inc., a direct, wholly-owned subsidiary of GigCapital3, Inc., and Lightning Systems, Inc. pursuant to which Lightning Systems, Inc. became a direct, wholly-owned subsidiary of GigCapital3, Inc., which subsequently changed its name to Lightning eMotors, Inc. Such options will vest in ratable installments on February 24, 2022, 2023 and 2024, subject to continued employment. The pre-merger Lightning Systems options were converted into New Lightning eMotors options to purchase shares of New Lightning eMotors Common Stock at the exchange ratio of 0.940591804. F1 · derivative.expiration_date: 121,760 shares of New Lightning eMotors Common Stock are issuable upon the exercise of New Lightning eMotors options issued in exchange of pre-merger Lightning Systems options at a price of $6.57 per share, pursuant to the Business Combination Agreement, dated as of December 10, 2020, by and among GigCapital3, Inc., Project Power Merger Sub, Inc., a direct, wholly-owned subsidiary of GigCapital3, Inc., and Lightning Systems, Inc. pursuant to which Lightning Systems, Inc. became a direct, wholly-owned subsidiary of GigCapital3, Inc., which subsequently changed its name to Lightning eMotors, Inc. Such options will vest in ratable installments on February 24, 2022, 2023 and 2024, subject to continued employment. The pre-merger Lightning Systems options were converted into New Lightning eMotors options to purchase shares of New Lightning eMotors Common Stock at the exchange ratio of 0.940591804. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:06 UTC | AeroVironment Inc AVAV · Entity 3683 | GrantCommon Stock | 2,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014350 · doc1.xml · nonDerivative · entry 1 Covington Teresa · CIK 0001633567 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,463 F1 · shares: Awards vest in 3 equal installments on each of July 11, 2020, 2021 and 2022. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 23:26 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 5,314 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014097 · doc1.xml · derivative · entry 2 Covington Teresa · CIK 0001633567 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,314 shares Expires 2019-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2016 and ending on April 30, 2019. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance. F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2016 and ending on April 30, 2019. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance. F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2016 and ending on April 30, 2019. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date"). F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date"). F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 1,859 shares of common stock. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 23:26 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionCommon Stock | 1,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014097 · doc1.xml · nonDerivative · entry 1 Covington Teresa · CIK 0001633567 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2016 and ending on April 30, 2019. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance. Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 21:27 UTC | AeroVironment Inc AVAV · Entity 3683 | Tax withholdingCommon Stock | 833 | $72.08 | $60,042.64 |
DisclosureSEC source: 0001140361-18-032412 · doc1.xml · nonDerivative · entry 1 Covington Teresa · CIK 0001633567 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,077 F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 23:19 UTC | AeroVironment Inc AVAV · Entity 3683 | GrantCommon Stock | 1,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-031352 · doc1.xml · nonDerivative · entry 1 Covington Teresa · CIK 0001633567 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,910 F1 · shares: Awards vest in 3 equal installments on each of July 11, 2019, 2020 and 2021. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 23:40 UTC | AeroVironment Inc AVAV · Entity 3683 | GrantCommon Stock | 1,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-027232 · doc1.xml · nonDerivative · entry 1 Covington Teresa · CIK 0001633567 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,196 F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 23:02 UTC | AeroVironment Inc AVAV · Entity 3683 | GrantCommon Stock | 2,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023388 · doc1.xml · nonDerivative · entry 1 Covington Teresa · CIK 0001633567 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,233 F1 · shares: Awards vest in 3 equal installments on each of July 11, 2017, 2018 and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.