Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AeroVironment IncAVAV · Entity 3683 | Director | July 02, 2021 | July 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AeroVironment Inc
Report date July 02, 2021 · Filed July 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,551 |
Reported balance
After 2021-07-02 transaction · row 1
1 source rowRow 1 · 2021-07-02 · Grant · Acquired 1,330 · Balance 14,551 F1: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 315,140 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 315,140 F2: Held by the Arnold Fishman Revocable Trust of which Mr. Fishman is the trustee. Mr. Fishman disclaims beneficial ownership of any securities in which he doesn't have a pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 6,500 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,500 F3: Shares held in the name of Judy Fishman, spouse of Mr. Fishman. |
Filing footnotes · ownership attribution and instrument terms
F1: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024
F2: Held by the Arnold Fishman Revocable Trust of which Mr. Fishman is the trustee. Mr. Fishman disclaims beneficial ownership of any securities in which he doesn't have a pecuniary interest.
F3: Shares held in the name of Judy Fishman, spouse of Mr. Fishman.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2021 Filed Jul 8, 2021 01:13 UTC | AeroVironment Inc AVAV · Entity 3683 | GrantCommon Stock | 1,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-013097 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,551 F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024 Read SEC document |
| May 06, 2021 Filed May 7, 2021 21:47 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionOption to Purchase Common Stock · Derivative | 4,000 | $0.00 Strike: $29.79 | $0.00 |
DisclosureSEC source: 0001567619-21-009346 · doc1.xml · derivative · entry 4 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2021-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in five equal annual installments beginning May 11, 2012, all of which have now been exercised. Read SEC document |
| May 06, 2021 Filed May 7, 2021 21:47 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionCommon Stock | 4,000 | $29.79 | $119,160.00 |
DisclosureSEC source: 0001567619-21-009346 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 23:26 UTC | AeroVironment Inc AVAV · Entity 3683 | OtherCommon Stock | 16,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013002 · doc1.xml · nonDerivative · entry 2 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 315,140 F2 · kind: The transaction is the receipt of 16,818 shares of Common Stock, for no consideration, in the transfer referenced in Footnote 1. F3 · ownership.nature: Share held by the Arnold Fishman Revocable Trust of which Mr. Fishman is the trustee. Mr. Fishman disclaims beneficial ownership of any securities in which he doesn't have a pecuniary interest. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 23:26 UTC | AeroVironment Inc AVAV · Entity 3683 | OtherCommon Stock | 16,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013002 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,221 F1 · kind: The transaction is a transfer of direct ownership of 16,818 shares of Common Stock, for no consideration, to the Arnold Fishman Revocable Trust. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:29 UTC | AeroVironment Inc AVAV · Entity 3683 | GrantCommon Stock | 1,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012715 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,039 F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 23:16 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionOption to Purchase Common Stock · Derivative | 3,500 | $0.00 Strike: $24.57 | $0.00 |
DisclosureSEC source: 0001567619-20-012496 · doc1.xml · derivative · entry 4 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2020-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in five equal annual installments beginning June 22, 2011, all of which have now been exercised. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 23:16 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionCommon Stock | 3,500 | $24.57 | $85,995.00 |
DisclosureSEC source: 0001567619-20-012496 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:24 UTC | AeroVironment Inc AVAV · Entity 3683 | GrantCommon Stock | 2,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014358 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,981 F1 · shares: Awards vest in 3 equal installments on each of July 11, 2020, 2021 and 2022. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 21:33 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionOption to Purchase Common Stock · Derivative | 3,000 | $0.00 Strike: $31.15 | $0.00 |
DisclosureSEC source: 0001567619-19-014202 · doc1.xml · derivative · entry 4 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2019-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in five equal annual installments beginning July 22, 2010, all of which have now been exercised. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 21:33 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionCommon Stock | 3,000 | $31.15 | $93,450.00 |
DisclosureSEC source: 0001567619-19-014202 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 22:09 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionOption to Purchase Common Stock · Derivative | 2,000 | $0.00 Strike: $32.19 | $0.00 |
DisclosureSEC source: 0001140361-18-033225 · doc1.xml · derivative · entry 4 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in five equal annual installments beginning July 30, 2009, all of which have now been exercised. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 22:09 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionCommon Stock | 2,000 | $32.19 | $64,380.00 |
DisclosureSEC source: 0001140361-18-033225 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 23:08 UTC | AeroVironment Inc AVAV · Entity 3683 | GrantCommon Stock | 1,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-031340 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,868 F1 · shares: Awards vest in 3 equal installments on each of July 11, 2019, 2020 and 2021. Read SEC document |
| December 27, 2017 Filed Jan 17, 2018 21:36 UTC | AeroVironment Inc AVAV · Entity 3683 | GiftCommon Stock | 3,044 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-002186 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,329 F1 · price: Bona fide gift to a charitable organization for no consideration. Read SEC document |
| June 30, 2017 Filed Jul 6, 2017 00:20 UTC | AeroVironment Inc AVAV · Entity 3683 | GrantCommon Stock | 2,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-027253 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,373 F1 · shares: Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 19:29 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionOption to Purchase Common Stock · Derivative | 2,000 | $0.00 Strike: $22.38 | $0.00 |
DisclosureSEC source: 0001140361-17-025969 · doc1.xml · derivative · entry 4 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in five equal annual installments beginning one year from the date of grant June 22, 2007, all of which have now been exercised. Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 19:29 UTC | AeroVironment Inc AVAV · Entity 3683 | Exercise / conversionCommon Stock | 2,000 | $22.38 | $44,760.00 |
DisclosureSEC source: 0001140361-17-025969 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2017 Filed Mar 8, 2017 00:38 UTC | AeroVironment Inc AVAV · Entity 3683 | GrantCommon Stock | 4,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010961 · doc1.xml · nonDerivative · entry 1 Fishman Arnold L · CIK 0001383914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,494 F1 · shares: The shares are subject to vesting, 1/3 of which will vest on each of July 11, 2017, 2018 and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.