Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 7,600 | $37.82 | $287,432.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $38.18 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 10,000 | $37.81 | $378,100.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $38.18 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 1,900 | $10.00 | $19,000.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 7,600 | $10.00 | $76,000.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| September 19, 2019 Filed Sep 19, 2019 18:44 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
PurchaseDepositary Shares of Series B Preference Shares | 40,000 | $25.00 | $1,000,000.00 |
DisclosureSEC source: 0001127602-19-028829 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by James and Leslie Belardi Family Trust Disclosed balance after: 40,000 F1 · security: Complete Title of Security: Depositary Shares Each Representing 1/1000th Interest in a Share of 5.625% Fixed Rate Perpetual Non-Cumulative Preference Shares, Series B. The Depositary Shares are not convertible into the Class A common shares and do not derive any of their value from the value of the Class A common shares and, except in very limited circumstances, are not convertible or exchangeable for any other securities or property of the Issuer, and, except in very limited circumstances, have no voting rights. Read SEC document |
| September 19, 2019 Filed Sep 19, 2019 22:49 UTC |
BEILINSON MARC ADirector
|
PurchaseDepositary Shares of Series B Preference Shares | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001127602-19-028831 · form4.xml · nonDerivative · entry 1 BEILINSON MARC A · CIK 0001279821 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by The Beilinson Living Trust Disclosed balance after: 10,000 F1 · security: Complete Title of Security: Depositary Shares Each Representing 1/1000th Interest in a Share of 5.625% Fixed Rate Perpetual Non-Cumulative Preference Shares, Series B. The Depositary Shares are not convertible into the Class A common shares and do not derive any of their value from the value of the Class A common shares and, except in very limited circumstances, are not convertible or exchangeable for any other securities or property of the Issuer, and, except in very limited circumstances, have no voting rights. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 01:05 UTC |
Borden Robert LDirector
|
SaleClass A Common Shares | 3,000 | $41.97 | $125,910.00 |
DisclosureSEC source: 0001127602-19-028497 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,012 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2019. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 3,800 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 315,200 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 1,900 | $42.03 | $79,857.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.24 to $42.42 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 7,600 | $42.04 | $319,504.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.27 to $42.40 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 10,000 | $42.03 | $420,300.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.24 to $42.42 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 1,900 | $10.00 | $19,000.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 7,600 | $10.00 | $76,000.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:53 UTC |
Borden Robert LDirector
|
SaleClass A Common Shares | 3,000 | $37.75 | $113,250.00 |
DisclosureSEC source: 0001127602-19-026880 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,012 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2019. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 5,700 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 322,800 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 7,600 | $37.99 | $288,724.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.62 to $38.34 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 1,900 | $38.01 | $72,219.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.57 to $38.38 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 10,000 | $38.01 | $380,100.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.57 to $38.38 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 19:09 UTC |
Ruisi LawrenceDirector
|
SaleClass A Common Shares | 8,000 | $39.24 | $313,920.00 |
DisclosureSEC source: 0001127602-19-026578 · form4.xml · nonDerivative · entry 1 Ruisi Lawrence · CIK 0001312995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,970 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2019. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.55 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 7,600 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 330,400 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 1,900 | $42.64 | $81,016.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.43 to 43.21 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 7,600 | $42.64 | $324,064.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.43 to 43.16 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 10,000 | $42.64 | $426,400.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.43 to 43.21 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| July 01, 2019 Filed Jul 17, 2019 21:26 UTC |
Rhodes John MSee Remarks
|
Tax withholdingClass M-4 Prime Common Shares · Derivative | 4,308.18 | $6.66 Strike: $36.40 | $28,692.48 |
DisclosureSEC source: 0001127602-19-024784 · form4.xml · derivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,555.33 Underlying: Class A Common Shares · 4,308.18 shares Expires not disclosed F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026. F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 9,500 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 338,000 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 1,900 | $43.56 | $82,764.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.34 to 43.99 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 7,600 | $43.55 | $330,980.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.34 to 43.99 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 10,000 | $43.56 | $435,600.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.34 to 43.99 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 18:35 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
PurchaseDepositary Shares of Series A Preference Shares | 80,000 | $25.00 | $2,000,000.00 |
DisclosureSEC source: 0001127602-19-021265 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by James and Leslie Belardi Family Trust Disclosed balance after: 80,000 F1 · security: Complete Title of Security: Depositary Shares Each Representing 1/1000th Interest in a Share of 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Shares, Series A. The Depositary Shares are not convertible into the Class A common shares and do not derive any of their value from the value of the Class A common shares and, except in very limited circumstances, are not convertible or exchangeable for any other securities or property of the Issuer, and, except in very limited circumstances, have no voting rights. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 18:30 UTC |
Kvalheim GrantSee Remarks
|
PurchaseDepositary Shares of Series A Preference Shares | 40,000 | $25.00 | $1,000,000.00 |
DisclosureSEC source: 0001127602-19-021263 · form4.xml · nonDerivative · entry 1 Kvalheim Grant · CIK 0001689321 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · security: Complete Title of Security: Depositary Shares Each Representing 1/1000th Interest in a Share of 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Shares, Series A. The Depositary Shares are not convertible into the Class A common shares and do not derive any of their value from the value of the Class A common shares and, except in very limited circumstances, are not convertible or exchangeable for any other securities or property of the Issuer, and, except in very limited circumstances, have no voting rights. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 22:37 UTC |
BEILINSON MARC ADirector
|
PurchaseDepositary Shares of Series A Preference Shares | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001127602-19-021267 · form4.xml · nonDerivative · entry 1 BEILINSON MARC A · CIK 0001279821 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by The Beilinson Living Trust Disclosed balance after: 10,000 F1 · security: Complete Title of Security: Depositary Shares Each Representing 1/1000th Interest in a Share of 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Shares, Series A. The Depositary Shares are not convertible into the Class A common shares and do not derive any of their value from the value of the Class A common shares and, except in very limited circumstances, are not convertible or exchangeable for any other securities or property of the Issuer, and, except in very limited circumstances, have no voting rights. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:38 UTC |
Gillis Frank LaurenSee Remarks
|
Tax withholdingClass M-4 Prime Common Shares · Derivative | 4,932.78 | $9.75 Strike: $33.95 | $48,094.61 |
DisclosureSEC source: 0001127602-19-019041 · form4.xml · derivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,936.15 Underlying: Class A Common Shares · 4,932.78 shares Expires not disclosed F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the May 15, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026. F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the May 15, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 11,400 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 345,600 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 1,900 | $44.98 | $85,462.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.63 to 45.21 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 7,600 | $44.98 | $341,848.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.63 to 45.20 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 10,000 | $44.98 | $449,800.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.63 to 45.21 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 19:51 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015337 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 13,300 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.