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A10 Networks, Inc.

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4574
SEC CIK
0001580808
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 19, 2018 Filed Oct 22, 2018 18:04 UTC Amendment
Constantino ThomasEVP, Chief Financial Officer
SaleCommon Stock 15,286 $5.93 $90,645.98
Disclosure

SEC source: 0001209191-18-055897 · doc4a.xml · nonDerivative · entry 1

Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,714

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 22:05 UTC Amendment
Reiss GunterVP Worldwide Mktg & Bus Dev
SaleCommon Stock 1,183 $5.93 $7,015.19
Disclosure

SEC source: 0001209191-18-055898 · doc4a.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,536

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:29 UTC
Braham TorDirector
GrantCommon Stock 34,615 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020185 · doc4.xml · nonDerivative · entry 1

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,715

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the total RSUs will vest on each of the first three (3) anniversaries of the Vesting Commencement Date (3/14/2018), provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 21:04 UTC
Reiss GunterVP Worldwide Mktg & Bus Dev
SaleCommon Stock 4,210 $6.31 $26,552.47
Disclosure

SEC source: 0001209191-18-011881 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,719

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:58 UTC
COCHRAN ROBERT DDirector · EVP Legal & Corp Collaboration
SaleCommon Stock 10,197 $5.98 $60,978.06
Disclosure

SEC source: 0001209191-18-010447 · doc4.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · Director · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,965

F1 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of performance restricted stock units and restricted stock units.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 13, 2018 Filed Feb 15, 2019 16:08 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
SaleCommon Stock 9,813 $6.65 $65,256.45
Disclosure

SEC source: 0001209191-19-010556 · doc4.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,031

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance restricted stock units and restricted stock units.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 20:22 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.54 $188,375.00
Disclosure

SEC source: 0001209191-18-003206 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,961,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.50 to $7.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 16:07 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.71 $192,650.00
Disclosure

SEC source: 0001209191-18-001902 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,986,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.615 to $7.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 16:23 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.74 $193,450.00
Disclosure

SEC source: 0001209191-18-000203 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,011,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.688 to $7.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 16:11 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.81 $195,275.00
Disclosure

SEC source: 0001209191-17-067056 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,036,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.725 to $7.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 17:26 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.76 $194,000.00
Disclosure

SEC source: 0001209191-17-065713 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,061,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.70 to $7.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 23:22 UTC
Reiss GunterVP Worldwide Mktg & Bus Dev
GrantEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $7.70 $0.00
Disclosure

SEC source: 0001209191-17-064839 · doc4.xml · derivative · entry 2

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-12-06

F2 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option will vest on the first anniversary of the Vesting Commencement Date (10/23/2017), and the remaining shares will vest in equal monthly installments over the following 36 months, provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 23:22 UTC
Reiss GunterVP Worldwide Mktg & Bus Dev
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064839 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,929

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (11/5/2017), provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 18:36 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.66 $191,450.00
Disclosure

SEC source: 0001209191-17-064256 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,086,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.59 to $7.695 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 03, 2017 Filed Dec 6, 2017 00:30 UTC
Reiss GunterVP Worldwide Mktg & Bus Dev
GrantEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $7.87 $0.00
Disclosure

SEC source: 0001209191-17-064061 · doc4.xml · derivative · entry 2

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-12-03

F3 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over the four year period starting on the Vesting Commencement Date (10/23/2017), provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
December 03, 2017 Filed Dec 6, 2017 00:30 UTC
Reiss GunterVP Worldwide Mktg & Bus Dev
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064061 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,929

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (11/5/2017), provided that the Reporting Person continues to serve through each vesting date.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 03, 2017 Filed Dec 21, 2017 23:42 UTC Amendment
Reiss GunterVP Worldwide Mktg & Bus Dev
GrantEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $7.87 $0.00
Disclosure

SEC source: 0001209191-17-066865 · doc4a.xml · derivative · entry 2

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-12-03

F3 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option will vest on the first anniversary of the Vesting Commencement Date (10/23/2017), and the remaining shares will vest in equal monthly installments over the following 36 months, provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
December 03, 2017 Filed Dec 21, 2017 23:42 UTC Amendment
Reiss GunterVP Worldwide Mktg & Bus Dev
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066865 · doc4a.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,929

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (11/5/2017), provided that the Reporting Person continues to serve through each vesting date.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 16:02 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $8.11 $202,700.00
Disclosure

SEC source: 0001209191-17-062815 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,111,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $8.045 to $8.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 16:38 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $8.07 $201,675.00
Disclosure

SEC source: 0001209191-17-062579 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,136,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.945 to $8.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 19:35 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.30 $182,500.00
Disclosure

SEC source: 0001209191-17-061651 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,161,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.20 to $7.39 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 18:02 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.29 $182,150.00
Disclosure

SEC source: 0001209191-17-060047 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,186,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.18 to $7.39 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:20 UTC
Reiss GunterVP Worldwide Mktg & Bus Dev
SaleCommon Stock 6,213 $7.41 $46,038.33
Disclosure

SEC source: 0001209191-17-059599 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,429

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 16:17 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.38 $184,500.00
Disclosure

SEC source: 0001209191-17-058598 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,211,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.295 to $7.475 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 23:29 UTC SaleCommon Stock 22,590 $7.34 $165,742.83
Disclosure

SEC source: 0001209191-17-058688 · doc4.xml · nonDerivative · entry 1

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,981

F1 · price: This is the weighted average price of the shares sold, which ranged from $7.32 to $7.355 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 23, 2017 Filed Oct 24, 2017 16:24 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.53 $188,200.00
Disclosure

SEC source: 0001209191-17-057843 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,236,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.47 to $7.605 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 16:24 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.54 $188,450.00
Disclosure

SEC source: 0001209191-17-057741 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,261,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.515 to $7.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 16:24 UTC
SMETS RAYMOND JEVP of Worldwide Sales
SaleCommon Stock 6,945 $7.67 $53,247.32
Disclosure

SEC source: 0001209191-17-057010 · doc4.xml · nonDerivative · entry 1

SMETS RAYMOND J · CIK 0001236194 · EVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,725

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $7.60 to $7.76 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 12, 2017 Filed Oct 13, 2017 16:46 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.62 $190,500.00
Disclosure

SEC source: 0001209191-17-056890 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,286,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.595 to $7.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 04, 2017 Filed Oct 6, 2017 16:04 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $7.73 $193,225.00
Disclosure

SEC source: 0001209191-17-056287 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,311,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.63 to $7.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 16:12 UTC
COCHRAN ROBERT DDirector · EVP Legal & Corp Collaboration
SaleCommon Stock 8,000 $7.63 $61,056.00
Disclosure

SEC source: 0001209191-17-055034 · doc4.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · Director · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,662

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $7.51 to $7.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 16:16 UTC
SMETS RAYMOND JEVP of Worldwide Sales
SaleCommon Stock 13,890 $7.53 $104,522.25
Disclosure

SEC source: 0001209191-17-054600 · doc4.xml · nonDerivative · entry 1

SMETS RAYMOND J · CIK 0001236194 · EVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,670

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $7.50 to $7.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 26, 2017 Filed Sep 27, 2017 16:02 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $6.57 $164,275.00
Disclosure

SEC source: 0001209191-17-054120 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,336,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $6.535 to $6.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 16:08 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $6.66 $166,525.00
Disclosure

SEC source: 0001209191-17-053280 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,361,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $6.61 to $6.73 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 16:09 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $6.72 $167,975.00
Disclosure

SEC source: 0001209191-17-053150 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,386,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $6.60 to $6.90 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 14, 2017 Filed Sep 15, 2017 16:39 UTC
Becker Neil WuVP Worldwide Mktg and Comm
SaleCommon Stock 5,155 $6.74 $34,760.17
Disclosure

SEC source: 0001209191-17-052991 · doc4.xml · nonDerivative · entry 1

Becker Neil Wu · CIK 0001670674 · VP Worldwide Mktg and Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,946

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.69 to $6.775 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 07, 2017 Filed Sep 8, 2017 16:10 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $6.57 $164,350.00
Disclosure

SEC source: 0001209191-17-052037 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,411,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $6.515 to $6.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 01, 2017 Filed Sep 5, 2017 16:20 UTC
COCHRAN ROBERT DDirector · EVP Legal & Corp Collaboration
SaleCommon Stock 8,000 $6.57 $52,520.00
Disclosure

SEC source: 0001209191-17-051283 · doc4.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · Director · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,662

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.47 to $6.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 30, 2017 Filed Aug 31, 2017 16:03 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $6.48 $161,900.00
Disclosure

SEC source: 0001209191-17-050873 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,436,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $6.375 to $6.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 22, 2017 Filed Aug 23, 2017 16:06 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $6.09 $152,125.00
Disclosure

SEC source: 0001209191-17-049928 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,461,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $6.065 to $6.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 14, 2017 Filed Aug 15, 2017 16:02 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $6.41 $160,275.00
Disclosure

SEC source: 0001209191-17-048941 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,486,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $6.35 to $6.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 14, 2017 Filed Aug 15, 2017 20:03 UTC SaleCommon Stock 10,000 $6.40 $63,980.00
Disclosure

SEC source: 0001209191-17-048943 · doc4.xml · nonDerivative · entry 1

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,571

F1 · price: This is the weighted average price of the shares sold, which ranged from $6.39 to $6.415 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 11, 2017 Filed Aug 11, 2017 18:35 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $6.34 $158,450.00
Disclosure

SEC source: 0001209191-17-048666 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,511,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $6.22 to $6.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 10, 2017 Filed Aug 11, 2017 17:48 UTC
Becker Neil WuVP Worldwide Mktg and Comm
SaleCommon Stock 5,156 $6.50 $33,488.22
Disclosure

SEC source: 0001209191-17-048652 · doc4.xml · nonDerivative · entry 1

Becker Neil Wu · CIK 0001670674 · VP Worldwide Mktg and Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,101

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.44 to $6.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

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August 07, 2017 Filed Aug 8, 2017 16:04 UTC
COCHRAN ROBERT DDirector · EVP Legal & Corp Collaboration
SaleCommon Stock 8,000 $6.76 $54,040.00
Disclosure

SEC source: 0001209191-17-048080 · doc4.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · Director · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,662

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.70 to $6.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 03, 2017 Filed Aug 4, 2017 16:01 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $6.81 $170,125.00
Disclosure

SEC source: 0001209191-17-047690 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,536,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $6.70 to $7.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 26, 2017 Filed Jul 26, 2017 18:15 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $6.35 $158,825.00
Disclosure

SEC source: 0001209191-17-046354 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,561,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $6.255 to $6.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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July 18, 2017 Filed Jul 19, 2017 16:59 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $6.99 $174,750.00
Disclosure

SEC source: 0001209191-17-045723 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,586,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $6.95 to $7.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 16:56 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $8.02 $200,525.00
Disclosure

SEC source: 0001209191-17-044791 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,611,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.945 to $8.11 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 17:29 UTC
CHEN LEEDirector · CEO and President · 10% owner
SaleCommon Stock 25,000 $8.06 $201,450.00
Disclosure

SEC source: 0001209191-17-044638 · doc4.xml · nonDerivative · entry 1

CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,636,538

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average sale price of the shares, which ranged from $7.99 to $8.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.