Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| A10 Networks, Inc.ATEN · Entity 4574 | EVP, Chief Financial Officer | July 02, 2020 | July 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
A10 Networks, Inc.
Report date July 02, 2020 · Filed July 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 213,252 |
Ending reported balance
After 2020-07-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-07-02 · Grant · Acquired 24,122 · Balance 228,874 F1: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (04/01/2020), provided that the Reporting Person continues to serve through each vesting date. Row 2 · 2020-07-07 · Sale · Disposed 15,622 · Balance 213,252 F2: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. |
| Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-07-02 | Direct | 56,286 |
Reported balance
After 2020-07-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-02 · Grant · Acquired 56,286 · Balance 56,286 F3: Each share is represented by a Performance-based Restricted Stock Unit ("PSU"). F4: Grant of 56,286 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day period between July 2, 2020 and July 2, 2024. Vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal annual installments beginning on the date of achievement of the milestone and the balance on each of the first and second anniversaries of the corresponding performance milestone. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (04/01/2020), provided that the Reporting Person continues to serve through each vesting date.
F2: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.
F3: Each share is represented by a Performance-based Restricted Stock Unit ("PSU").
F4: Grant of 56,286 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day period between July 2, 2020 and July 2, 2024. Vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal annual installments beginning on the date of achievement of the milestone and the balance on each of the first and second anniversaries of the corresponding performance milestone.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2020 Filed Jul 7, 2020 21:22 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 15,622 | $6.65 | $103,886.30 |
DisclosureSEC source: 0001580808-20-000065 · wf-form4_159417129322399.xml · nonDerivative · entry 2 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,252 F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 21:22 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantPerformance-based Restricted Stock Units · Derivative | 56,286 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001580808-20-000065 · wf-form4_159417129322399.xml · derivative · entry 3 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,286 Underlying: Common Stock · 56,286 shares Expires 2024-07-02 F3 · derivative.exercise_price: Each share is represented by a Performance-based Restricted Stock Unit ("PSU"). F4 · derivative.exercise_date: Grant of 56,286 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day period between July 2, 2020 and July 2, 2024. Vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal annual installments beginning on the date of achievement of the milestone and the balance on each of the first and second anniversaries of the corresponding performance milestone. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 21:22 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantCommon Stock | 24,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-20-000065 · wf-form4_159417129322399.xml · nonDerivative · entry 1 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,874 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (04/01/2020), provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| May 06, 2020 Filed May 8, 2020 17:04 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 2,577 | $6.68 | $17,214.36 |
DisclosureSEC source: 0001580808-20-000031 · wf-form4_158897184191924.xml · nonDerivative · entry 1 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,752 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 16:19 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 3,487 | $6.84 | $23,851.08 |
DisclosureSEC source: 0001580808-20-000017 · wf-form4_158810517908395.xml · nonDerivative · entry 1 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,329 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 16:35 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 15,492 | $6.98 | $108,196.13 |
DisclosureSEC source: 0001209191-19-041566 · doc4.xml · nonDerivative · entry 1 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,816 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: This is the weighted average price of the shares sold, which ranged from $6.95 to $6.9843 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 30, 2019 Filed May 1, 2019 17:46 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 3,604 | $6.44 | $23,224.18 |
DisclosureSEC source: 0001209191-19-026838 · doc4.xml · nonDerivative · entry 1 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,308 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 19:00 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantCommon Stock | 30,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025812 · doc4.xml · nonDerivative · entry 1 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,912 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (5/5/2019), provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 21:12 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantCommon Stock | 40,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056002 · doc4.xml · nonDerivative · entry 1 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,848 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (4/26/2018), provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 17:23 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 15,129 | $5.93 | $89,714.97 |
DisclosureSEC source: 0001209191-18-055715 · doc4.xml · nonDerivative · entry 1 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,871 F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| October 19, 2018 Filed Oct 22, 2018 18:04 UTC Amendment | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 15,286 | $5.93 | $90,645.98 |
DisclosureSEC source: 0001209191-18-055897 · doc4a.xml · nonDerivative · entry 1 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,714 F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 17:01 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantEmployee Stock Option (right to buy) · Derivative | 135,000 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001209191-17-040185 · doc4.xml · derivative · entry 2 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Underlying: Common Stock · 135,000 shares Expires 2027-06-14 F2 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option will vest on the first anniversary of the Vesting Commencement Date (6/12/2017), and the remaining shares will vest in equal monthly installments over the following 36 months, provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 17:01 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040185 · doc4.xml · nonDerivative · entry 1 Constantino Thomas · CIK 0001708390 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (7/5/2017), provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.