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person · Reporting owner

Reiss Gunter

Disclosed activity across 2 companies

Tapewire entity
87654
SEC CIK
0001720596

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
A10 Networks, Inc.ATEN · Entity 4574VP Worldwide MarketingDecember 24, 2020December 29, 2020
DZS INC.DZSI · Entity 17724Chief Marketing OfficerSeptember 06, 2024September 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

A10 Networks, Inc.

Report date December 24, 2020 · Filed December 29, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect135,543 Reported balance After 2020-12-24 transaction · row 1
1 source row

Row 1 · 2020-12-24 · Sale · Disposed 3,000 · Balance 135,543

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: This is the weighted average price of the shares sold, which ranged from $9.83 to $10.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: This is the weighted average price of the shares sold, which ranged from $9.83 to $10.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

DZS INC.

Report date September 06, 2024 · Filed September 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,895 Reported balance After 2024-09-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-09-06 · Exercise / conversion · Acquired 8,333 · Balance 24,895

F1: This represents the first vesting on September 6, 2024, in the amount of 8,333 units for a total amount vested of 8,333 of the restricted stock units issued on September 6, 2024. The remaining vesting will occur on September 6, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Common StockSEC Table I · non-derivativeDirect21,399 Reported balance After 2024-09-06 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-09-06 · Tax withholding · Disposed 3,496 · Balance 21,399

F2: Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect25,000 Reported balance After 2024-09-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-09-06 · Grant · Acquired 25,000 · Balance 25,000

F3: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2024, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect25,000 Reported balance After 2024-09-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-09-06 · Grant · Acquired 25,000 · Balance 25,000

F4: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2025, 2026, and 2027, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect16,667 Reported balance After 2024-09-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-09-06 · Exercise / conversion · Disposed 8,333 · Balance 16,667

F1: This represents the first vesting on September 6, 2024, in the amount of 8,333 units for a total amount vested of 8,333 of the restricted stock units issued on September 6, 2024. The remaining vesting will occur on September 6, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: This represents the first vesting on September 6, 2024, in the amount of 8,333 units for a total amount vested of 8,333 of the restricted stock units issued on September 6, 2024. The remaining vesting will occur on September 6, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F2: Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units.

F3: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2024, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F4: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2025, 2026, and 2027, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2024 Filed Sep 10, 2024 19:30 UTC DZS INC. DZSI · Entity 17724 Exercise / conversionRestricted Stock Units · Derivative 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001101680-24-000137 · wk-form4_1726011027.xml · derivative · entry 5

Reiss Gunter · CIK 0001720596 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This represents the first vesting on September 6, 2024, in the amount of 8,333 units for a total amount vested of 8,333 of the restricted stock units issued on September 6, 2024. The remaining vesting will occur on September 6, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F1 · price: This represents the first vesting on September 6, 2024, in the amount of 8,333 units for a total amount vested of 8,333 of the restricted stock units issued on September 6, 2024. The remaining vesting will occur on September 6, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F1 · derivative.exercise_date: This represents the first vesting on September 6, 2024, in the amount of 8,333 units for a total amount vested of 8,333 of the restricted stock units issued on September 6, 2024. The remaining vesting will occur on September 6, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F1 · derivative.expiration_date: This represents the first vesting on September 6, 2024, in the amount of 8,333 units for a total amount vested of 8,333 of the restricted stock units issued on September 6, 2024. The remaining vesting will occur on September 6, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 19:30 UTC DZS INC. DZSI · Entity 17724 GrantRestricted Stock Units · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001101680-24-000137 · wk-form4_1726011027.xml · derivative · entry 4

Reiss Gunter · CIK 0001720596 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F4 · derivative.exercise_price: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2025, 2026, and 2027, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F4 · price: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2025, 2026, and 2027, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F4 · derivative.exercise_date: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2025, 2026, and 2027, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F4 · derivative.expiration_date: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2025, 2026, and 2027, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 19:30 UTC DZS INC. DZSI · Entity 17724 GrantRestricted Stock Units · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001101680-24-000137 · wk-form4_1726011027.xml · derivative · entry 3

Reiss Gunter · CIK 0001720596 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2024, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F3 · price: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2024, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F3 · derivative.exercise_date: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2024, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F3 · derivative.expiration_date: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2024, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 19:30 UTC DZS INC. DZSI · Entity 17724 Tax withholdingCommon Stock 3,496 $0.58 $2,027.68
Disclosure

SEC source: 0001101680-24-000137 · wk-form4_1726011027.xml · nonDerivative · entry 2

Reiss Gunter · CIK 0001720596 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,399

F2 · security: Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 19:30 UTC DZS INC. DZSI · Entity 17724 Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001101680-24-000137 · wk-form4_1726011027.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This represents the first vesting on September 6, 2024, in the amount of 8,333 units for a total amount vested of 8,333 of the restricted stock units issued on September 6, 2024. The remaining vesting will occur on September 6, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 13:48 UTC DZS INC. DZSI · Entity 17724 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001101680-24-000074 · wk-form4_1720028891.xml · derivative · entry 3

Reiss Gunter · CIK 0001720596 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This represents the second vesting on July 1, 2024 in the amount of 5,000 units for a total amount vested of 10,000 of the restricted stock units issued on July 1, 2022. The remaining vesting will occur on July 1, 2025, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F1 · price: This represents the second vesting on July 1, 2024 in the amount of 5,000 units for a total amount vested of 10,000 of the restricted stock units issued on July 1, 2022. The remaining vesting will occur on July 1, 2025, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F1 · derivative.exercise_date: This represents the second vesting on July 1, 2024 in the amount of 5,000 units for a total amount vested of 10,000 of the restricted stock units issued on July 1, 2022. The remaining vesting will occur on July 1, 2025, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F1 · derivative.expiration_date: This represents the second vesting on July 1, 2024 in the amount of 5,000 units for a total amount vested of 10,000 of the restricted stock units issued on July 1, 2022. The remaining vesting will occur on July 1, 2025, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 13:48 UTC DZS INC. DZSI · Entity 17724 Tax withholdingCommon Stock 2,143 $1.16 $2,485.88
Disclosure

SEC source: 0001101680-24-000074 · wk-form4_1720028891.xml · nonDerivative · entry 2

Reiss Gunter · CIK 0001720596 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,562

F2 · security: Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 13:48 UTC DZS INC. DZSI · Entity 17724 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001101680-24-000074 · wk-form4_1720028891.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This represents the second vesting on July 1, 2024 in the amount of 5,000 units for a total amount vested of 10,000 of the restricted stock units issued on July 1, 2022. The remaining vesting will occur on July 1, 2025, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Read SEC document
February 10, 2024 Filed Apr 19, 2024 16:28 UTC DZS INC. DZSI · Entity 17724 Exercise / conversionRestricted Stock Units · Derivative 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001101680-24-000036 · wk-form4_1713558489.xml · derivative · entry 3

Reiss Gunter · CIK 0001720596 · Chief Customer Officer, AEMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This represents the second vesting on February 10, 2024 in the amount of 8,750 units for a total amount vested of 17,500 of the restricted stock units issued on February 10, 2022. The remaining vesting will occur on February 10, 2025 and 2026, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F1 · price: This represents the second vesting on February 10, 2024 in the amount of 8,750 units for a total amount vested of 17,500 of the restricted stock units issued on February 10, 2022. The remaining vesting will occur on February 10, 2025 and 2026, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F1 · derivative.exercise_date: This represents the second vesting on February 10, 2024 in the amount of 8,750 units for a total amount vested of 17,500 of the restricted stock units issued on February 10, 2022. The remaining vesting will occur on February 10, 2025 and 2026, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

F1 · derivative.expiration_date: This represents the second vesting on February 10, 2024 in the amount of 8,750 units for a total amount vested of 17,500 of the restricted stock units issued on February 10, 2022. The remaining vesting will occur on February 10, 2025 and 2026, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Read SEC document
February 10, 2024 Filed Apr 19, 2024 16:28 UTC DZS INC. DZSI · Entity 17724 Tax withholdingCommon Stock 3,750 $1.64 $6,150.00
Disclosure

SEC source: 0001101680-24-000036 · wk-form4_1713558489.xml · nonDerivative · entry 2

Reiss Gunter · CIK 0001720596 · Chief Customer Officer, AEMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,705

F2 · security: Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
February 10, 2024 Filed Apr 19, 2024 16:28 UTC DZS INC. DZSI · Entity 17724 Exercise / conversionCommon Stock 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001101680-24-000036 · wk-form4_1713558489.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · Chief Customer Officer, AEMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This represents the second vesting on February 10, 2024 in the amount of 8,750 units for a total amount vested of 17,500 of the restricted stock units issued on February 10, 2022. The remaining vesting will occur on February 10, 2025 and 2026, subject to the reporting person's continued employment with the issuer on such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Read SEC document
December 24, 2020 Filed Dec 29, 2020 21:43 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 3,000 $10.02 $30,060.00
Disclosure

SEC source: 0001580808-20-000139 · wf-form4_160927820949152.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,543

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $9.83 to $10.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:09 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 3,000 $8.24 $24,720.00
Disclosure

SEC source: 0001580808-20-000127 · wf-form4_160633856110932.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,543

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $8.20 to $8.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 21:10 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 2,615 $7.52 $19,664.80
Disclosure

SEC source: 0001580808-20-000125 · wf-form4_160504264125678.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,543

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 00:06 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 3,000 $7.03 $21,090.00
Disclosure

SEC source: 0001580808-20-000119 · wf-form4_160384358674362.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,158

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.96 to $7.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 24, 2020 Filed Sep 25, 2020 20:14 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 3,000 $6.66 $19,965.00
Disclosure

SEC source: 0001580808-20-000101 · wf-form4_160106483666769.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,158

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.58 to $6.76 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 21:06 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 3,000 $8.27 $24,810.00
Disclosure

SEC source: 0001580808-20-000089 · wf-form4_159838956224241.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,158

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $8.08 to $8.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 23:12 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 3,000 $7.30 $21,900.00
Disclosure

SEC source: 0001580808-20-000082 · wf-form4_159597795029377.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,158

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $7.26 to $7.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 02, 2020 Filed Jul 8, 2020 01:20 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantPerformance-based Restricted Stock Units · Derivative 40,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001580808-20-000063 · wf-form4_159417119329140.xml · derivative · entry 2

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,935

Underlying: Common Stock · 40,935 shares

Expires 2024-07-02

F3 · derivative.exercise_price: Each share is represented by a Performance-based Restricted Stock Unit ("PSU").

F4 · derivative.exercise_date: Grant of 40,935 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day period between July 2, 2020 and July 2, 2024. Vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal annual installments beginning on the date of achievement of the milestone and the balance on each of the first and second anniversaries of the corresponding performance milestone.

Read SEC document
July 02, 2020 Filed Jul 8, 2020 01:20 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantCommon Stock 17,543 $0.00 $0.00
Disclosure

SEC source: 0001580808-20-000063 · wf-form4_159417119329140.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,158

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (4/1/2020), provided that the Reporting Person continues to serve through each vesting date.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

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June 24, 2020 Filed Jun 25, 2020 00:30 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 3,000 $6.94 $20,814.00
Disclosure

SEC source: 0001580808-20-000059 · wf-form4_159304499786894.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,797

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.89 to $7.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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May 22, 2020 Filed May 26, 2020 20:13 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 3,000 $6.68 $20,040.00
Disclosure

SEC source: 0001580808-20-000040 · wf-form4_159052398448967.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,797

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.59 to $6.76 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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May 06, 2020 Filed May 8, 2020 21:05 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 1,889 $6.68 $12,618.52
Disclosure

SEC source: 0001580808-20-000032 · wf-form4_158897188606508.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,797

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 27, 2020 Filed Apr 28, 2020 20:20 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 2,539 $6.84 $17,366.76
Disclosure

SEC source: 0001580808-20-000018 · wf-form4_158810523176349.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,686

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 20:27 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 3,000 $6.35 $19,050.00
Disclosure

SEC source: 0001720596-20-000006 · wf-form4_158801925754737.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,225

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.30 to $6.42 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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April 20, 2020 Filed Apr 21, 2020 23:21 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 1,201 $6.55 $7,866.55
Disclosure

SEC source: 0001720596-20-000005 · wf-form4_158751125404576.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,225

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.55 to $6.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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March 25, 2020 Filed Mar 27, 2020 20:21 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 3,000 $5.00 $15,000.00
Disclosure

SEC source: 0001720596-20-000003 · wf-form4_158534046733197.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,426

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:04 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 3,000 $7.19 $21,576.00
Disclosure

SEC source: 0001209191-20-012960 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,426

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $7.01 to $7.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:03 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 4,206 $7.14 $30,035.05
Disclosure

SEC source: 0001209191-20-011031 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,426

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:05 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 2,639 $7.15 $18,866.21
Disclosure

SEC source: 0001209191-19-055805 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,742

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 30, 2019 Filed May 1, 2019 21:47 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 2,588 $6.44 $16,677.07
Disclosure

SEC source: 0001209191-19-026839 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,533

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 23:01 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantCommon Stock 21,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025814 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,121

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (5/5/2019), provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 23:33 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 1,160 $6.83 $7,917.46
Disclosure

SEC source: 0001209191-19-025543 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,647

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 23:04 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 4,209 $6.68 $28,112.75
Disclosure

SEC source: 0001209191-19-011743 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,807

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 22:09 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 8,366 $6.14 $51,342.14
Disclosure

SEC source: 0001209191-18-057623 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,016

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
October 22, 2018 Filed Oct 24, 2018 01:16 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantCommon Stock 28,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056004 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,382

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (4/26/2018), provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
October 19, 2018 Filed Oct 19, 2018 21:25 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 1,087 $5.93 $6,445.91
Disclosure

SEC source: 0001209191-18-055717 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,632

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 22:05 UTC Amendment A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 1,183 $5.93 $7,015.19
Disclosure

SEC source: 0001209191-18-055898 · doc4a.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,536

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 21:04 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 4,210 $6.31 $26,552.47
Disclosure

SEC source: 0001209191-18-011881 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,719

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 23:22 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $7.70 $0.00
Disclosure

SEC source: 0001209191-17-064839 · doc4.xml · derivative · entry 2

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-12-06

F2 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option will vest on the first anniversary of the Vesting Commencement Date (10/23/2017), and the remaining shares will vest in equal monthly installments over the following 36 months, provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 23:22 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064839 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,929

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (11/5/2017), provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
December 03, 2017 Filed Dec 6, 2017 00:30 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $7.87 $0.00
Disclosure

SEC source: 0001209191-17-064061 · doc4.xml · derivative · entry 2

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-12-03

F3 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over the four year period starting on the Vesting Commencement Date (10/23/2017), provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
December 03, 2017 Filed Dec 6, 2017 00:30 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064061 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,929

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (11/5/2017), provided that the Reporting Person continues to serve through each vesting date.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 03, 2017 Filed Dec 21, 2017 23:42 UTC Amendment A10 Networks, Inc. ATEN · Entity 4574 GrantEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $7.87 $0.00
Disclosure

SEC source: 0001209191-17-066865 · doc4a.xml · derivative · entry 2

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-12-03

F3 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option will vest on the first anniversary of the Vesting Commencement Date (10/23/2017), and the remaining shares will vest in equal monthly installments over the following 36 months, provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
December 03, 2017 Filed Dec 21, 2017 23:42 UTC Amendment A10 Networks, Inc. ATEN · Entity 4574 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066865 · doc4a.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,929

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (11/5/2017), provided that the Reporting Person continues to serve through each vesting date.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:20 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 6,213 $7.41 $46,038.33
Disclosure

SEC source: 0001209191-17-059599 · doc4.xml · nonDerivative · entry 1

Reiss Gunter · CIK 0001720596 · VP Worldwide Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,429

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.