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Becker Neil Wu

Disclosed activity across 1 company

Tapewire entity
173137
SEC CIK
0001670674

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
A10 Networks, Inc.ATEN · Entity 4574VP Worldwide Mktg and CommSeptember 14, 2017September 15, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

A10 Networks, Inc.

Report date September 14, 2017 · Filed September 15, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect118,946 Reported balance After 2017-09-14 transaction · row 1
1 source row

Row 1 · 2017-09-14 · Sale · Disposed 5,155 · Balance 118,946

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: This is the weighted average price of the shares sold, which ranged from $6.69 to $6.775 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: This is the weighted average price of the shares sold, which ranged from $6.69 to $6.775 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2017 Filed Sep 15, 2017 16:39 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 5,155 $6.74 $34,760.17
Disclosure

SEC source: 0001209191-17-052991 · doc4.xml · nonDerivative · entry 1

Becker Neil Wu · CIK 0001670674 · VP Worldwide Mktg and Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,946

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.69 to $6.775 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 10, 2017 Filed Aug 11, 2017 17:48 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 5,156 $6.50 $33,488.22
Disclosure

SEC source: 0001209191-17-048652 · doc4.xml · nonDerivative · entry 1

Becker Neil Wu · CIK 0001670674 · VP Worldwide Mktg and Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,101

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This is the weighted average price of the shares sold, which ranged from $6.44 to $6.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

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April 06, 2017 Filed Apr 7, 2017 16:14 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 9,534 $8.77 $83,575.04
Disclosure

SEC source: 0001209191-17-026244 · doc4.xml · nonDerivative · entry 1

Becker Neil Wu · CIK 0001670674 · VP Worldwide Mktg and Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,118

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

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March 31, 2017 Filed Apr 4, 2017 18:09 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantCommon Stock 36,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025220 · doc4.xml · nonDerivative · entry 1

Becker Neil Wu · CIK 0001670674 · VP Worldwide Mktg and Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,652

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (2/12/2017), provided that the Reporting Person continues to serve through each vesting date.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.