Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| A10 Networks, Inc.ATEN · Entity 4574 | EVP Legal & Corp Collaboration | June 27, 2022 | June 29, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
A10 Networks, Inc.
Report date June 27, 2022 · Filed June 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 344,161 |
Reported balance
After 2022-06-27 transaction · row 1
1 source rowRow 1 · 2022-06-27 · Sale · Disposed 5,000 · Balance 344,161 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Techpoint, Inc.
Report date June 02, 2025 · Filed June 04, 2025
Section 16 reporting ended · disclosed 2025-06-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-06-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-06-02 · Disposition to issuer · Disposed 39,562 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of January 15, 2025, by and among the Techpoint, Inc. (the "Company"), ASMedia Technology Inc., a Taiwanese corporation ("Parent"), and Apex Merger Sub Inc., a Delaware corporation, a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 15, 2025, pursuant to which the Company became a wholly-owned subsidiary of Parent on June 2, 2025 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was converted into the right to receive $20.00 in cash, without interest, subject to any withholding taxes. F2: Since the date of the reporting person's last ownership report, he transferred 24,563 shares of the Company's common stock to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of January 15, 2025, by and among the Techpoint, Inc. (the "Company"), ASMedia Technology Inc., a Taiwanese corporation ("Parent"), and Apex Merger Sub Inc., a Delaware corporation, a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 15, 2025, pursuant to which the Company became a wholly-owned subsidiary of Parent on June 2, 2025 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was converted into the right to receive $20.00 in cash, without interest, subject to any withholding taxes.
F2: Since the date of the reporting person's last ownership report, he transferred 24,563 shares of the Company's common stock to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2025 Filed Jun 4, 2025 18:17 UTC | Techpoint, Inc. M-6697 · Entity 78878 | Disposition to issuerCommon Stock | 39,562 | $20.00 | $791,240.00 |
DisclosureSEC source: 0000950170-25-081823 · ownership.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of January 15, 2025, by and among the Techpoint, Inc. (the "Company"), ASMedia Technology Inc., a Taiwanese corporation ("Parent"), and Apex Merger Sub Inc., a Delaware corporation, a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 15, 2025, pursuant to which the Company became a wholly-owned subsidiary of Parent on June 2, 2025 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was converted into the right to receive $20.00 in cash, without interest, subject to any withholding taxes. F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of January 15, 2025, by and among the Techpoint, Inc. (the "Company"), ASMedia Technology Inc., a Taiwanese corporation ("Parent"), and Apex Merger Sub Inc., a Delaware corporation, a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 15, 2025, pursuant to which the Company became a wholly-owned subsidiary of Parent on June 2, 2025 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was converted into the right to receive $20.00 in cash, without interest, subject to any withholding taxes. F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 24,563 shares of the Company's common stock to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 12:00 UTC | Techpoint, Inc. M-6697 · Entity 78878 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-067767 · ownership.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,125 F1 · shares: Consists of a grant of restricted stock units awarded to the Reporting Person on May 30, 2024 under the Techpoint, Inc. 2017 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continuous service with the Issuer, shares will be issuable to the Reporting Person upon the settlement of the restricted stock unit award, which vests on the earlier of (i) one year from the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant. F2 · balance_after: Includes 9,000 shares of common stock issuable pursuant to restricted stock units that have not vested. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 11:00 UTC | Techpoint, Inc. M-6697 · Entity 78878 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033526 · doc4.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,125 F1 · shares: Consists of a grant of restricted stock units awarded to the Reporting Person on June 1, 2023 under the Techpoint, Inc. 2017 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continuous service with the Issuer, shares will be issuable to the Reporting Person upon the settlement of the restricted stock unit award, which vests on the earlier of (i) one year from the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant. F2 · balance_after: Includes 9,000 shares of common stock issuable pursuant to restricted stock units that have not vested. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 17:31 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 5,000 | $15.00 | $75,000.00 |
DisclosureSEC source: 0001580808-22-000122 · wf-form4_165653829994042.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,161 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 20:12 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 45,850 | $8.51 Strike: $8.51 | $390,298.13 |
DisclosureSEC source: 0001580808-22-000108 · wf-form4_165490635288447.xml · derivative · entry 3 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,850 shares Expires 2023-10-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The non-statutory stock option award vested as to 1/48th per month commencing on the one-month anniversary of October 24, 2013. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 20:12 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Tax withholdingCommon Stock | 34,514 | $15.56 | $537,037.84 |
DisclosureSEC source: 0001580808-22-000108 · wf-form4_165490635288447.xml · nonDerivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,161 F1 · shares: Represents the number of shares sold to cover the exercise price and tax withholding obligations in connection with the exercise of 45,850 stock options. F2 · price: This is the weighted average price of the shares sold, which ranged from $15.50 to $15.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 20:12 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionCommon Stock | 45,850 | $8.51 | $390,298.13 |
DisclosureSEC source: 0001580808-22-000108 · wf-form4_165490635288447.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2022 Filed Jun 2, 2022 20:00 UTC | Techpoint, Inc. M-6697 · Entity 78878 | Exercise / conversionRestricted Stock Units · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020818 · doc4.xml · derivative · entry 3 COCHRAN ROBERT D · CIK 0001358721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Consists of a grant of restricted stock units awarded to the Reporting Person on June 3, 2021 under the Techpoint, Inc. 2017 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units were released to the Reporting Person on June 2, 2022, the date of the Company's next annual meeting of stockholders following the date of grant. F3 · derivative.expiration_date: Consists of a grant of restricted stock units awarded to the Reporting Person on June 3, 2021 under the Techpoint, Inc. 2017 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units were released to the Reporting Person on June 2, 2022, the date of the Company's next annual meeting of stockholders following the date of grant. Read SEC document |
| June 02, 2022 Filed Jun 2, 2022 20:00 UTC | Techpoint, Inc. M-6697 · Entity 78878 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020818 · doc4.xml · nonDerivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,125 F2 · shares: Consists of a grant of restricted stock units awarded to the Reporting Person on June 2, 2022 under the Techpoint, Inc. 2017 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continuous service with the Issuer, shares will be issuable to the Reporting Person upon the settlement of the restricted stock unit award, which vests on the earlier of (i) one year from the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant. Read SEC document |
| June 02, 2022 Filed Jun 2, 2022 20:00 UTC | Techpoint, Inc. M-6697 · Entity 78878 | Exercise / conversionCommon Stock | 9,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-020818 · doc4.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 16, 2022 Filed May 18, 2022 17:49 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 5,000 | $15.13 | $75,650.00 |
DisclosureSEC source: 0001580808-22-000098 · wf-form4_165291054273405.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,825 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| May 06, 2022 Filed May 10, 2022 17:04 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 2,633 | $15.01 | $39,521.33 |
DisclosureSEC source: 0001580808-22-000096 · wf-form4_165221668420276.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,825 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 19:09 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 3,402 | $14.43 | $49,090.86 |
DisclosureSEC source: 0001580808-22-000079 · wf-form4_165127374158532.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,458 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 26, 2022 Filed Apr 26, 2022 18:27 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 4,769 | $15.00 | $71,535.00 |
DisclosureSEC source: 0001580808-22-000077 · wf-form4_165101201287700.xml · nonDerivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,860 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 18:27 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 231 | $15.00 | $3,465.00 |
DisclosureSEC source: 0001580808-22-000077 · wf-form4_165101201287700.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,629 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 17:10 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 2,293 | $14.17 | $32,491.81 |
DisclosureSEC source: 0001580808-22-000063 · wf-form4_164919302165479.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,860 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 18:19 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 2,453 | $12.52 | $30,711.56 |
DisclosureSEC source: 0001580808-22-000061 · wf-form4_164738271025094.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,153 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 19:43 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 1,875 | $13.47 | $25,261.88 |
DisclosureSEC source: 0001580808-22-000043 · wf-form4_164402179048299.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,606 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:24 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 2,838 | $14.59 | $41,392.23 |
DisclosureSEC source: 0001580808-22-000036 · wf-form4_164383701668319.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,481 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 26, 2022 Filed Jan 27, 2022 18:55 UTC | Techpoint, Inc. M-6697 · Entity 78878 | Exercise / conversionStock Option ( Right to Buy) · Derivative | 10,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001209191-22-005262 · doc4.xml · derivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option includes an early exercise provision that allows the reporting person to exercise the option as to the unvested(in addition to the vested shares), subject to the issuer's right of repurchase of any unvested shares that lapses over the vesting period. Read SEC document |
| January 26, 2022 Filed Jan 27, 2022 18:55 UTC | Techpoint, Inc. M-6697 · Entity 78878 | Exercise / conversionCommon Stock | 10,000 | $0.97 | $9,700.00 |
DisclosureSEC source: 0001209191-22-005262 · doc4.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 16:56 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantPerformance-based Restricted Stock Units · Derivative | 14,613 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001580808-22-000013 · wf-form4_164332055973259.xml · derivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,613 Underlying: Common Stock · 14,613 shares Expires 2026-01-25 F2 · derivative.exercise_price: Each share is represented by a Performance-based Restricted Stock Unit ("PSU") F3 · derivative.exercise_date: Grant of 14,613 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between January 25, 2022 and January 25, 2026 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal installments with the first vesting to occur within thirty (30) days of achievement of the respective Performance Milestone and an additional one-third (1/3) on each of the first and second anniversaries of the date of achievement of the corresponding Performance Milestone. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 16:56 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantCommon Stock | 6,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-22-000013 · wf-form4_164332055973259.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,319 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the total RSUs will vest on each of the first three (3) anniversaries of February 1, 2022, provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| January 21, 2022 Filed Jan 25, 2022 18:21 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 5,000 | $15.00 | $75,000.00 |
DisclosureSEC source: 0001580808-22-000006 · wf-form4_164315284144760.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,056 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| December 27, 2021 Filed Jan 25, 2022 18:10 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GiftCommon Stock | 620 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-22-000004 · wf-form5_164315218498215.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,056 F1 · kind: This transaction represents a charitable donation of 620 shares of common stock of the Issuer. The Issuer's common stock closed at $16.89 that day, resulting in a value for the donation of $10,471.80. F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 18:58 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionCommon Stock, par value $0.00001 · Derivative | 33,601 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001580808-21-000184 · wf-form4_163658867927221.xml · derivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,601 shares Expires 2022-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Employee Stock Option (right to buy). F2 · derivative.exercise_date: The incentive stock option award vested as to 1/4th of the total number of shares on January 12, 2013 with an addition 1/48th of the total number of shares vesting at the end of each full month thereafter. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 18:58 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionCommon Stock | 33,601 | $3.04 | $102,063.04 |
DisclosureSEC source: 0001580808-21-000184 · wf-form4_163658867927221.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 16:46 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 4,897 | $17.05 | $83,493.85 |
DisclosureSEC source: 0001580808-21-000181 · wf-form4_163597235084326.xml · nonDerivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,613 F1 · price: This is the weighted average price of the shares sold, which ranged from $17.00 to $17.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 16:46 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 40,000 | $17.96 | $718,400.00 |
DisclosureSEC source: 0001580808-21-000181 · wf-form4_163597235084326.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,510 Read SEC document |
| September 21, 2021 Filed Sep 21, 2021 18:37 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 622 | $13.84 | $8,608.48 |
DisclosureSEC source: 0001580808-21-000160 · wf-form4_163226383076552.xml · nonDerivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,510 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 18:37 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 1,353 | $14.60 | $19,753.80 |
DisclosureSEC source: 0001580808-21-000160 · wf-form4_163226383076552.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,132 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 18:32 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionCommon Stock, par value $0.00001 · Derivative | 136,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001580808-21-000152 · wf-form4_163165874190209.xml · derivative · entry 7 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 136,000 shares Expires 2022-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The non-statutory stock option award vested as to 1/4th of the total number of shares on January 12, 2013 with an addition 1/48th of the total number of shares vesting at the end of each full month thereafter. Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 18:32 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionCommon Stock, par value $0.00001 · Derivative | 3,732 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001580808-21-000152 · wf-form4_163165874190209.xml · derivative · entry 6 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,732 shares Expires 2022-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The non-statutory stock option award vested as to 1/4th of the total number of shares on January 12, 2013 with an addition 1/48th of the total number of shares vesting at the end of each full month thereafter. Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 18:32 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Tax withholdingCommon Stock | 83,937 | $14.60 | $1,225,480.20 |
DisclosureSEC source: 0001580808-21-000152 · wf-form4_163165874190209.xml · nonDerivative · entry 4 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,485 F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 55,795 shares of common stock on net exercise of options to purchase 139,732 shares of common stock. The Company withheld 83,937 shares of common stock underlying the stock option for payment of the exercise price and tax withholdings, using the closing stock price on September 13, 2021 of $14.60, pursuant to the terms of the 2008 Equity Incentive Plan. Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 18:32 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionCommon Stock | 136,000 | $3.04 | $413,100.00 |
DisclosureSEC source: 0001580808-21-000152 · wf-form4_163165874190209.xml · nonDerivative · entry 3 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 18:32 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionCommon Stock | 3,732 | $3.04 | $11,335.95 |
DisclosureSEC source: 0001580808-21-000152 · wf-form4_163165874190209.xml · nonDerivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2021 Filed Sep 14, 2021 18:32 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 11,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-21-000152 · wf-form4_163165874190209.xml · derivative · entry 5 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,644 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The last milestone achievement date occurred on September 2, 2021, as certified by the compensation committee of ATEN on September 11, 2021, resulting in 11,644 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on September 16, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of September 2, 2021, subject to continued employment. These shares are reflected on Table I. F1 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The last milestone achievement date occurred on September 2, 2021, as certified by the compensation committee of ATEN on September 11, 2021, resulting in 11,644 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on September 16, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of September 2, 2021, subject to continued employment. These shares are reflected on Table I. Read SEC document |
| September 11, 2021 Filed Sep 14, 2021 18:32 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionCommon Stock | 11,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-21-000152 · wf-form4_163165874190209.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The last milestone achievement date occurred on September 2, 2021, as certified by the compensation committee of ATEN on September 11, 2021, resulting in 11,644 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on September 16, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of September 2, 2021, subject to continued employment. These shares are reflected on Table I. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 17:26 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 1,352 | $14.00 | $18,928.00 |
DisclosureSEC source: 0001580808-21-000143 · wf-form4_163053155814154.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,046 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 19:44 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 11,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-21-000134 · wf-form4_162950306725590.xml · derivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,644 Underlying: Common Stock · 11,644 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The second milestone achievement date occurred on August 17, 2021, as certified by the compensation committee of ATEN on August 19, 2021, resulting in 11,643 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 30, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of August 17, 2021, subject to continued employment. These shares are reflected on Table I. F1 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The second milestone achievement date occurred on August 17, 2021, as certified by the compensation committee of ATEN on August 19, 2021, resulting in 11,643 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 30, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of August 17, 2021, subject to continued employment. These shares are reflected on Table I. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 19:44 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionCommon Stock | 11,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-21-000134 · wf-form4_162950306725590.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The second milestone achievement date occurred on August 17, 2021, as certified by the compensation committee of ATEN on August 19, 2021, resulting in 11,643 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 30, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of August 17, 2021, subject to continued employment. These shares are reflected on Table I. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 18:29 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 2,387 | $13.48 | $32,176.76 |
DisclosureSEC source: 0001580808-21-000126 · wf-form4_162932576251404.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,755 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 16:03 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 20,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-21-000122 · wf-form4_162879861140704.xml · derivative · entry 5 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,468 shares Expires 2024-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on July 7, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject tothe achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between July 2, 2020 and July 2,2024. The achievement of the last milestone occurred on August 5, 2021, as certified by the compensation committee on August 10, 2021, resulting in 20,246 units meeting the appropriate performance-basedconditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 16, 2021 and an additional one-third (1/3) on each of the first and secondanniversaries of August 5, 2021, subject to continued employment. These shares are reflected on Table I. F3 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on July 7, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject tothe achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between July 2, 2020 and July 2,2024. The achievement of the last milestone occurred on August 5, 2021, as certified by the compensation committee on August 10, 2021, resulting in 20,246 units meeting the appropriate performance-basedconditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 16, 2021 and an additional one-third (1/3) on each of the first and secondanniversaries of August 5, 2021, subject to continued employment. These shares are reflected on Table I. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 16:03 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 1,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-21-000122 · wf-form4_162879861140704.xml · nonDerivative · entry 3 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,142 F4 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 16:03 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionCommon Stock | 20,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-21-000122 · wf-form4_162879861140704.xml · nonDerivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance-Based Restricted Stock Units were previously reported on July 7, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject tothe achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between July 2, 2020 and July 2,2024. The achievement of the last milestone occurred on August 5, 2021, as certified by the compensation committee on August 10, 2021, resulting in 20,246 units meeting the appropriate performance-basedconditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 16, 2021 and an additional one-third (1/3) on each of the first and secondanniversaries of August 5, 2021, subject to continued employment. These shares are reflected on Table I. F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| August 09, 2021 Filed Aug 12, 2021 16:03 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 11,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-21-000122 · wf-form4_162879861140704.xml · derivative · entry 4 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,287 Underlying: Common Stock · 11,643 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject tothe achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 2, 2021 and February 2,2025. The achievement of the first milestone occurred on July 30, 2021, as certified by the compensation committee August 2, 2021, resulting in 11,643 units meeting the appropriate performance-basedconditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 9, 2021 and an additional one-third (1/3) on each of the first and secondanniversaries of July 30, 2021, subject to continued employment. These shares are reflected on Table I. F1 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject tothe achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 2, 2021 and February 2,2025. The achievement of the first milestone occurred on July 30, 2021, as certified by the compensation committee August 2, 2021, resulting in 11,643 units meeting the appropriate performance-basedconditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 9, 2021 and an additional one-third (1/3) on each of the first and secondanniversaries of July 30, 2021, subject to continued employment. These shares are reflected on Table I. Read SEC document |
| August 02, 2021 Filed Aug 12, 2021 16:03 UTC | A10 Networks, Inc. ATEN · Entity 4574 | Exercise / conversionCommon Stock | 11,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-21-000122 · wf-form4_162879861140704.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject tothe achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 2, 2021 and February 2,2025. The achievement of the first milestone occurred on July 30, 2021, as certified by the compensation committee August 2, 2021, resulting in 11,643 units meeting the appropriate performance-basedconditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 9, 2021 and an additional one-third (1/3) on each of the first and secondanniversaries of July 30, 2021, subject to continued employment. These shares are reflected on Table I. F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 18:00 UTC | Techpoint, Inc. M-6697 · Entity 78878 | Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038734 · doc4.xml · derivative · entry 3 COCHRAN ROBERT D · CIK 0001358721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Consists of a grant of restricted stock units awarded to the Reporting Person on June 4, 2020 under the Techpoint, Inc. 2017 Stock Incentive Plan for no consideration. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units were released to the Reporting Person on June 3, 2021, the date of the Issuer's annual meeting of stockholders following the end of the fiscal year ended on December 31, 2020. F3 · derivative.expiration_date: Consists of a grant of restricted stock units awarded to the Reporting Person on June 4, 2020 under the Techpoint, Inc. 2017 Stock Incentive Plan for no consideration. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units were released to the Reporting Person on June 3, 2021, the date of the Issuer's annual meeting of stockholders following the end of the fiscal year ended on December 31, 2020. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 18:00 UTC | Techpoint, Inc. M-6697 · Entity 78878 | GrantRestricted Stock Unit · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038734 · doc4.xml · derivative · entry 2 COCHRAN ROBERT D · CIK 0001358721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Consists of a grant of restricted stock units awarded to the Reporting Person on June 3, 2021 under the Techpoint, Inc. 2017 Stock Incentive Plan for no consideration. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the earlier of (i) one year from the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the end of the fiscal year ending on December 31, 2021. F2 · derivative.expiration_date: Consists of a grant of restricted stock units awarded to the Reporting Person on June 3, 2021 under the Techpoint, Inc. 2017 Stock Incentive Plan for no consideration. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the earlier of (i) one year from the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the end of the fiscal year ending on December 31, 2021. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 18:00 UTC | Techpoint, Inc. M-6697 · Entity 78878 | Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-038734 · doc4.xml · nonDerivative · entry 1 COCHRAN ROBERT D · CIK 0001358721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.