Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2021 Filed Nov 5, 2021 00:20 UTC |
Sim BrandonCo-CEO
|
GrantStock Option (right to buy) · Derivative | 54,486 | $0.00 Strike: $80.00 | $0.00 |
DisclosureSEC source: 0001628280-21-021868 · wf-form4_163607159446062.xml · derivative · entry 2 Sim Brandon · CIK 0001813532 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,486 Underlying: Common Stock · 54,486 shares Expires 2026-11-02 F1 · derivative.exercise_date: Provided the Reporting Person is still employed with the Issuer on the following dates, the option shall vest in three equal annual installments commencing on the first anniversary of November 2, 2021. Read SEC document |
| November 02, 2021 Filed Nov 5, 2021 00:20 UTC |
Sim BrandonCo-CEO
|
GrantCommon Stock | 42,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-021868 · wf-form4_163607159446062.xml · nonDerivative · entry 1 Sim Brandon · CIK 0001813532 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,063 Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:55 UTC | PurchaseCommon Stock | 40,000 | $73.67 | $2,946,800.00 |
DisclosureSEC source: 0001628280-21-017368 · wf-form4_162941372808471.xml · nonDerivative · entry 1 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,925,702 F1 · acquired: These shares were purchased from David Schmidt. Read SEC document |
|
| August 17, 2021 Filed Aug 19, 2021 22:53 UTC |
Schmidt DavidDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0001628280-21-017366 · wf-form4_162941358600004.xml · derivative · entry 3 Schmidt David · CIK 0001594029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2023-05-21 F2 · derivative.exercise_date: These stock options were granted on May 21, 2013, vested and became exercisable evenly on a monthly basis over thirty six months commencing on June 1, 2013. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:53 UTC |
Schmidt DavidDirector
|
SaleCommon Stock | 40,000 | $73.67 | $2,946,800.00 |
DisclosureSEC source: 0001628280-21-017366 · wf-form4_162941358600004.xml · nonDerivative · entry 2 Schmidt David · CIK 0001594029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · acquired: These shares were sold to Allied Physicians of California, A Professional Medical Corp. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:53 UTC |
Schmidt DavidDirector
|
Exercise / conversionCommon Stock | 40,000 | $5.20 | $208,000.00 |
DisclosureSEC source: 0001628280-21-017366 · wf-form4_162941358600004.xml · nonDerivative · entry 1 Schmidt David · CIK 0001594029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 22:57 UTC | OtherCommon Stock | 1,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-012874 · wf-form4_162457544824127.xml · nonDerivative · entry 1 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,885,732 F1 · kind: The Reporting Person distributed these shares as an in-kind dividend to its shareholders. Read SEC document |
|
| June 22, 2021 Filed Jul 8, 2021 20:47 UTC Amendment | OtherCommon Stock | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-013654 · wf-form4a_162577726434531.xml · nonDerivative · entry 1 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,885,702 F1 · kind: The Reporting Person distributed these shares as an in-kind dividend to its shareholders. F2 · shares: The original Form 4, filed on June 24, 2021, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the number of shares distributed as an in-kind dividend on June 22, 2021. As a result of this administrative error, the number of shares distributed as an in-kind dividend by the Reporting Person following the corrected transaction reflects an increase by 30 shares. F2 · balance_after: The original Form 4, filed on June 24, 2021, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the number of shares distributed as an in-kind dividend on June 22, 2021. As a result of this administrative error, the number of shares distributed as an in-kind dividend by the Reporting Person following the corrected transaction reflects an increase by 30 shares. Read SEC document |
|
| June 15, 2021 Filed Jun 17, 2021 21:19 UTC |
Young Albert WaiChowChief Administrative Officer
|
SaleCommon Stock | 5,000 | $48.58 | $242,900.00 |
DisclosureSEC source: 0001628280-21-012484 · wf-form4_162396473356844.xml · nonDerivative · entry 1 Young Albert WaiChow · CIK 0001725420 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110,265 Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 18:14 UTC |
Sim BrandonSee Remarks
|
Tax withholdingCommon Stock | 5,426 | $34.88 | $189,258.88 |
DisclosureSEC source: 0001628280-21-011490 · wf-form4_162265767018871.xml · nonDerivative · entry 1 Sim Brandon · CIK 0001813532 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,612 F1 · kind: This transaction represents the surrender of shares to offset against tax withholding obligations associated with certain shares of the restricted stock award which vested on May 31, 2021. Read SEC document |
| May 13, 2021 Filed May 17, 2021 18:48 UTC |
Sim BrandonSee Remarks
|
PurchaseCommon Stock | 1,000 | $31.40 | $31,400.00 |
DisclosureSEC source: 0001628280-21-010482 · wf-form4_162127728270478.xml · nonDerivative · entry 1 Sim Brandon · CIK 0001813532 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,038 Read SEC document |
| April 28, 2021 Filed Apr 28, 2021 23:18 UTC | PurchaseCommon Stock | 100,000 | $24.50 | $2,450,000.00 |
DisclosureSEC source: 0001104659-21-056717 · tm2114560d2_4.xml · nonDerivative · entry 1 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,750,961 Read SEC document |
|
| April 28, 2021 Filed Apr 28, 2021 23:17 UTC |
Vazquez AdrianChief Medical Officer
|
SaleCommon Stock | 100,000 | $24.50 | $2,450,000.00 |
DisclosureSEC source: 0001104659-21-056716 · tm2114560d1_4.xml · nonDerivative · entry 1 Vazquez Adrian · CIK 0001438326 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,004 Read SEC document |
| April 28, 2021 Filed May 10, 2021 22:05 UTC Amendment | PurchaseCommon Stock | 100,000 | $24.50 | $2,450,000.00 |
DisclosureSEC source: 0001104659-21-064067 · tm2115814-2_4aseq1.xml · nonDerivative · entry 1 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,887,594 F1 · balance_after: This Amendment to Form 4 does not report a new transaction. This Amendment is being filed solely to correct an inadvertent mathematical error in the sum reported for the Amount of Securities Beneficially Owned following the transactions previously reported in the original Form 4 filed on April 28, 2021. Read SEC document |
|
| April 01, 2021 Filed Apr 7, 2021 01:54 UTC | SaleCommon Stock | 1,638,045 | $24.50 | $40,132,102.50 |
DisclosureSEC source: 0001250853-21-000048 · primary_doc.xml · nonDerivative · entry 4 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,650,961 Read SEC document |
|
| April 01, 2021 Filed May 10, 2021 22:04 UTC Amendment | SaleCommon Stock | 1,638,045 | $24.50 | $40,132,102.50 |
DisclosureSEC source: 0001104659-21-064065 · tm2115814-1_4aseq1.xml · nonDerivative · entry 4 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,787,594 F1 · balance_after: This Amendment to Form 4 does not report a new transaction. This Amendment is being filed solely to correct an inadvertent mathematical error in the sum reported for the Amount of Securities Beneficially Owned following the transactions previously reported in the original Form 4 filed on April 6, 2021. Read SEC document |
|
| March 31, 2021 Filed Apr 3, 2021 00:36 UTC |
Young Albert WaiChowChief Administrative Officer
|
Tax withholdingCommon Stock | 256 | $27.09 | $6,935.04 |
DisclosureSEC source: 0001250853-21-000047 · primary_doc.xml · nonDerivative · entry 1 Young Albert WaiChow · CIK 0001725420 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,387 F1 · kind: This transaction represents the surrender of shares to offset against tax withholding obligations associated with certain shares of the restricted stock award which vested on March 31, 2021. Read SEC document |
| March 31, 2021 Filed Apr 3, 2021 00:29 UTC |
Chin EricChief Financial Officer
|
Tax withholdingCommon Stock | 555 | $27.09 | $15,034.95 |
DisclosureSEC source: 0001250853-21-000046 · primary_doc.xml · nonDerivative · entry 1 Chin Eric · CIK 0001751197 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,115 F1 · kind: This transaction represents the surrender of shares to offset against tax withholding obligations associated with certain shares of the restricted stock award which vested on March 31, 2021. Read SEC document |
| March 30, 2021 Filed Apr 2, 2021 00:57 UTC |
Sim Kenneth T.Director · Executive Chairman and Co-CEO
|
Exercise / conversionWarrant to Purchase Common Stock · Derivative | 31,756 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001250853-21-000045 · primary_doc.xml · derivative · entry 7 Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman and Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By the Kenneth T & Simone S Sim Family Trust Disclosed balance after: 0 Underlying: Common Stock · 31,756 shares Expires 2021-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2021 Filed Apr 2, 2021 00:57 UTC |
Sim Kenneth T.Director · Executive Chairman and Co-CEO
|
Exercise / conversionCommon Stock | 31,756 | $10.00 | $317,560.00 |
DisclosureSEC source: 0001250853-21-000045 · primary_doc.xml · nonDerivative · entry 1 Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman and Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By the Kenneth T & Simone S Sim Family Trust Disclosed balance after: 859,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: These securities are held by the Kenneth T & Simone S Sim Family Trust U/A dated 11/07/2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 30, 2021 Filed Apr 2, 2021 00:46 UTC |
Lam Thomas S.Director · President and Co-CEO
|
Exercise / conversionWarrant to Purchase Common Stock · Derivative | 31,755 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001250853-21-000044 · primary_doc.xml · derivative · entry 6 Lam Thomas S. · CIK 0001664499 · Director · President and Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By the Thomas and Jeanette Lam 2002 Family Trust Disclosed balance after: 0 Underlying: Common Stock · 31,755 shares Expires 2021-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2021 Filed Apr 2, 2021 00:46 UTC |
Lam Thomas S.Director · President and Co-CEO
|
Exercise / conversionCommon Stock | 31,755 | $10.00 | $317,550.00 |
DisclosureSEC source: 0001250853-21-000044 · primary_doc.xml · nonDerivative · entry 1 Lam Thomas S. · CIK 0001664499 · Director · President and Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By the Thomas and Jeanette Lam 2002 Family Trust Disclosed balance after: 908,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: These securities are held by the Thomas and Jeanette Lam 2002 Family Trust U/A dated 09/06/2002. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 30, 2021 Filed May 6, 2021 23:19 UTC Amendment |
Sim Kenneth T.Director · Executive Chairman and Co-CEO
|
Exercise / conversionCommon Stock | 31,756 | $10.00 | $317,560.00 |
DisclosureSEC source: 0001104659-21-062592 · tm2115516d2_4a.xml · nonDerivative · entry 2 Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman and Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By the Kenneth T & Simone S Sim Family Trust Disclosed balance after: 859,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: These securities are held by the Kenneth T & Simone S Sim Family Trust U/A dated 11/07/2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 30, 2021 Filed May 6, 2021 23:12 UTC Amendment |
Lam Thomas S.Director · President and Co-CEO
|
Exercise / conversionCommon Stock | 31,755 | $10.00 | $317,550.00 |
DisclosureSEC source: 0001104659-21-062587 · tm2115461-1_4seq1.xml · nonDerivative · entry 2 Lam Thomas S. · CIK 0001664499 · Director · President and Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By the Thomas and Jeanette Lam 2002 Family Trust Disclosed balance after: 908,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: These securities are held by the Thomas and Jeanette Lam 2002 Family Trust U/A dated 09/06/2002. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 29, 2021 Filed Apr 7, 2021 01:54 UTC | OtherWarrant to Purchase Common Stock · Derivative | 34,158 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001250853-21-000048 · primary_doc.xml · derivative · entry 6 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,158 shares Expires 2021-03-30 Read SEC document |
|
| March 29, 2021 Filed Apr 7, 2021 01:54 UTC | OtherCommon Stock | 34,158 | $10.00 | $341,580.00 |
DisclosureSEC source: 0001250853-21-000048 · primary_doc.xml · nonDerivative · entry 3 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,289,006 Read SEC document |
|
| March 29, 2021 Filed May 10, 2021 22:04 UTC Amendment | OtherCommon Stock | 34,158 | $10.00 | $341,580.00 |
DisclosureSEC source: 0001104659-21-064065 · tm2115814-1_4aseq1.xml · nonDerivative · entry 3 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,425,639 F1 · balance_after: This Amendment to Form 4 does not report a new transaction. This Amendment is being filed solely to correct an inadvertent mathematical error in the sum reported for the Amount of Securities Beneficially Owned following the transactions previously reported in the original Form 4 filed on April 6, 2021. Read SEC document |
|
| March 08, 2021 Filed Mar 8, 2021 19:49 UTC |
Chin EricChief Financial Officer
|
GrantCommon Stock | 8,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-21-000037 · primary_doc.xml · nonDerivative · entry 1 Chin Eric · CIK 0001751197 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,670 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 01:49 UTC |
Sim BrandonCOO, CTO and VP of Engineering
|
GrantCommon Stock | 59,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-21-000038 · primary_doc.xml · nonDerivative · entry 1 Sim Brandon · CIK 0001813532 · COO, CTO and VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,038 Read SEC document |
| February 03, 2021 Filed Feb 6, 2021 01:10 UTC |
Sim BrandonCOO, CTO and VP of Engineering
|
GrantStock Option (right to buy) · Derivative | 21,334 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0001250853-21-000026 · primary_doc.xml · derivative · entry 2 Sim Brandon · CIK 0001813532 · COO, CTO and VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,334 Underlying: Common Stock · 21,334 shares Expires 2026-02-02 F1 · derivative.exercise_date: Provided the Reporting Person is still employed with the Issuer on the following dates, the options shall vest in three equal annual installments over the next three years, commencing with first anniversary of February 3, 2021. Read SEC document |
| February 03, 2021 Filed Feb 6, 2021 01:10 UTC |
Sim BrandonCOO, CTO and VP of Engineering
|
GrantCommon Stock | 47,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-21-000026 · primary_doc.xml · nonDerivative · entry 1 Sim Brandon · CIK 0001813532 · COO, CTO and VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,873 Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 23:54 UTC |
Chin EricChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 3,103 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0001250853-21-000025 · primary_doc.xml · derivative · entry 2 Chin Eric · CIK 0001751197 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,103 Underlying: Common Stock · 3,103 shares Expires 2026-02-02 F1 · derivative.exercise_date: Provided the Reporting Person is still employed with the Issuer on the following dates, the options shall vest in three equal annual installments over the next three years, commencing with first anniversary of February 3, 2021. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 23:54 UTC |
Chin EricChief Financial Officer
|
GrantCommon Stock | 6,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-21-000025 · primary_doc.xml · nonDerivative · entry 1 Chin Eric · CIK 0001751197 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,064 Read SEC document |
| December 22, 2020 Filed Apr 7, 2021 01:54 UTC | OtherCommon Stock | 4,984,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-21-000048 · primary_doc.xml · nonDerivative · entry 2 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,323,164 F1 · kind: The Reporting Person distributed these shares as an in-kind dividend to its shareholders. Read SEC document |
|
| December 22, 2020 Filed May 6, 2021 23:19 UTC Amendment |
Sim Kenneth T.Director · Executive Chairman and Co-CEO
|
OtherCommon Stock | 185,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-062592 · tm2115516d2_4a.xml · nonDerivative · entry 1 Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman and Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By the Kenneth T & Simone S Sim Family Trust Disclosed balance after: 827,344 F1 · kind: Represents the receipt of shares of the issuer pursuant to a pro rata in-kind distribution by Allied Physicians of California, A Profession Medical Corporation ("Allied") of which the Reporting Person is a director, officer and shareholder. F1 · shares: Represents the receipt of shares of the issuer pursuant to a pro rata in-kind distribution by Allied Physicians of California, A Profession Medical Corporation ("Allied") of which the Reporting Person is a director, officer and shareholder. F1 · acquired: Represents the receipt of shares of the issuer pursuant to a pro rata in-kind distribution by Allied Physicians of California, A Profession Medical Corporation ("Allied") of which the Reporting Person is a director, officer and shareholder. F2 · balance_after: These securities are held by the Kenneth T & Simone S Sim Family Trust U/A dated 11/07/2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 22, 2020 Filed May 6, 2021 23:19 UTC |
Young Albert WaiChowChief Administrative Officer
|
OtherCommon Stock | 96,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-062591 · tm2115516d1_4.xml · nonDerivative · entry 1 Young Albert WaiChow · CIK 0001725420 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,265 F1 · kind: Represents the receipt of shares of the issuer pursuant to a pro rata in-kind distribution by Allied Physicians of California, A Profession Medical Corporation ("Allied") of which the Reporting Person is a director, officer and shareholder. F1 · shares: Represents the receipt of shares of the issuer pursuant to a pro rata in-kind distribution by Allied Physicians of California, A Profession Medical Corporation ("Allied") of which the Reporting Person is a director, officer and shareholder. F1 · acquired: Represents the receipt of shares of the issuer pursuant to a pro rata in-kind distribution by Allied Physicians of California, A Profession Medical Corporation ("Allied") of which the Reporting Person is a director, officer and shareholder. Read SEC document |
| December 22, 2020 Filed May 6, 2021 23:12 UTC Amendment |
Lam Thomas S.Director · President and Co-CEO
|
OtherCommon Stock | 185,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-062587 · tm2115461-1_4seq1.xml · nonDerivative · entry 1 Lam Thomas S. · CIK 0001664499 · Director · President and Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By the Thomas and Jeanette Lam 2002 Family Trust Disclosed balance after: 876,428 F1 · kind: Represents the receipt of shares of the issuer pursuant to a pro rata in-kind distribution by Allied Physicians of California, A Profession Medical Corporation ("Allied") of which the Reporting Person is a director, officer and shareholder. F1 · shares: Represents the receipt of shares of the issuer pursuant to a pro rata in-kind distribution by Allied Physicians of California, A Profession Medical Corporation ("Allied") of which the Reporting Person is a director, officer and shareholder. F1 · acquired: Represents the receipt of shares of the issuer pursuant to a pro rata in-kind distribution by Allied Physicians of California, A Profession Medical Corporation ("Allied") of which the Reporting Person is a director, officer and shareholder. F2 · balance_after: These securities are held by the Thomas and Jeanette Lam 2002 Family Trust U/A dated 09/06/2002. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 22, 2020 Filed May 10, 2021 22:04 UTC Amendment | OtherCommon Stock | 4,984,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064065 · tm2115814-1_4aseq1.xml · nonDerivative · entry 2 ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp · CIK 0001725602 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,391,481 F2 · kind: The Reporting Person distributed these shares as an in-kind dividend to its shareholders. F1 · balance_after: This Amendment to Form 4 does not report a new transaction. This Amendment is being filed solely to correct an inadvertent mathematical error in the sum reported for the Amount of Securities Beneficially Owned following the transactions previously reported in the original Form 4 filed on April 6, 2021. Read SEC document |
|
| December 10, 2020 Filed Dec 12, 2020 02:30 UTC |
Lam Thomas S.Director · President and Co-CEO
|
GrantStock Option (right to buy) · Derivative | 29,502 | $0.00 Strike: $17.78 | $0.00 |
DisclosureSEC source: 0001250853-20-000110 · primary_doc.xml · derivative · entry 6 Lam Thomas S. · CIK 0001664499 · Director · President and Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,502 Underlying: Common Stock · 29,502 shares Expires 2025-12-10 F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on November 11, 2020. Read SEC document |
| December 10, 2020 Filed Dec 12, 2020 02:30 UTC |
Lam Thomas S.Director · President and Co-CEO
|
GrantCommon Stock | 65,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-20-000110 · primary_doc.xml · nonDerivative · entry 1 Lam Thomas S. · CIK 0001664499 · Director · President and Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,585 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 17:34 UTC |
Sim Kenneth T.Director · Executive Chairman and Co-CEO
|
GrantStock Option (right to buy) · Derivative | 29,502 | $0.00 Strike: $17.78 | $0.00 |
DisclosureSEC source: 0001250853-20-000111 · primary_doc.xml · derivative · entry 7 Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman and Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,502 Underlying: Common Stock · 29,502 shares Expires 2025-12-10 F6 · derivative.exercise_date: The option vests in three equal annual installments commencing on November 11, 2020. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 17:34 UTC |
Sim Kenneth T.Director · Executive Chairman and Co-CEO
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GrantCommon Stock | 65,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-20-000111 · primary_doc.xml · nonDerivative · entry 1 Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman and Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,585 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 20:32 UTC |
BATES ERNEST ADirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.20 | $0.00 |
DisclosureSEC source: 0001250853-20-000102 · primary_doc.xml · derivative · entry 1 BATES ERNEST A · CIK 0000946042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-11-11 F1 · derivative.exercise_date: The option vests in four equal quarterly installments from the option grant date. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:39 UTC |
Dong LindaDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.20 | $0.00 |
DisclosureSEC source: 0001250853-20-000105 · primary_doc.xml · derivative · entry 1 Marsh Linda · CIK 0001765204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-11-11 F1 · derivative.exercise_date: The option vests in four equal quarterly installments from the option grant date. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:37 UTC |
Mazdyasni MatthewDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.20 | $0.00 |
DisclosureSEC source: 0001250853-20-000104 · primary_doc.xml · derivative · entry 1 Mazdyasni Matthew · CIK 0001809915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-11-11 F1 · derivative.exercise_date: The option vests in four equal quarterly installments from the option grant date. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:42 UTC |
Fawcett MarkDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.20 | $0.00 |
DisclosureSEC source: 0001250853-20-000106 · primary_doc.xml · derivative · entry 1 Fawcett Mark · CIK 0001664134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-11-11 F1 · derivative.exercise_date: The option vests in four equal quarterly installments from the option grant date. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:32 UTC |
Kitayama Mitchell WDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.20 | $0.00 |
DisclosureSEC source: 0001250853-20-000103 · primary_doc.xml · derivative · entry 1 Kitayama Mitchell W · CIK 0001333154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-11-11 F1 · derivative.exercise_date: The option vests in four equal quarterly installments from the option grant date. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:19 UTC |
Yu LiDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.20 | $0.00 |
DisclosureSEC source: 0001250853-20-000101 · primary_doc.xml · derivative · entry 1 Yu Li · CIK 0001387928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-11-11 F1 · derivative.exercise_date: The option vests in four equal quarterly installments from the option grant date. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:14 UTC |
Chiang JohnDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.20 | $0.00 |
DisclosureSEC source: 0001250853-20-000100 · primary_doc.xml · derivative · entry 1 Chiang John · CIK 0001765302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-11-11 F1 · derivative.exercise_date: The option vests in four equal quarterly installments from the option grant date. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 01:12 UTC |
Eng Michael F.Director
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.20 | $0.00 |
DisclosureSEC source: 0001250853-20-000099 · primary_doc.xml · derivative · entry 1 Eng Michael F. · CIK 0001725261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-11-11 F1 · derivative.exercise_date: The option vests in four equal quarterly installments from the option grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.