ASTE

SEC source: 0001567619-19-017504 · doc1.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,579

SEC source: 0001567619-19-017802 · doc1.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,579

SEC source: 0001567619-19-016321 · doc1.xml · nonDerivative · entry 1

Ruffalo Barry · CIK 0001394244 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,383

F1 · shares: Securities reported are Restricted Stock Units ("RSUs") granted to participant upon his hiring as the Company's CEO & President. RSUs awarded vest in equal annual installments on the first, second and third anniversaries of the date of grant.

F1 · price: Securities reported are Restricted Stock Units ("RSUs") granted to participant upon his hiring as the Company's CEO & President. RSUs awarded vest in equal annual installments on the first, second and third anniversaries of the date of grant.

SEC source: 0001567619-19-016418 · doc1.xml · nonDerivative · entry 2

FRIERSON DANIEL K · CIK 0000949130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,308

F2 · shares: Transaction represents gifts of Astec shares to family members.

F2 · price: Transaction represents gifts of Astec shares to family members.

F2 · balance_after: Transaction represents gifts of Astec shares to family members.

SEC source: 0001567619-19-015545 · doc1.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,643

F1 · shares: Transaction represents stock issued in payment of Directors quarterly board retainer.

SEC source: 0001567619-19-015543 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,027

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001567619-19-015535 · doc1.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,409

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

SEC source: 0001567619-19-014696 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566.1525

Underlying: Common Stock · 74.8207 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-014690 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052.6759

Underlying: Common Stock · 309.1944 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participant's SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-014692 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835.2716

Underlying: Common Stock · 59.1325 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-012642 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491.3318

Underlying: Common Stock · 1.7938 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-012640 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776.1391

Underlying: Common Stock · 2.8334 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-012638 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743.4815

Underlying: Common Stock · 2.7142 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-010259 · doc1.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,579

SEC source: 0001567619-19-009221 · doc1.xml · nonDerivative · entry 1

BAKER JAMES B · CIK 0001194309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,295

F1 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F1 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001567619-19-009246 · doc1.xml · nonDerivative · entry 1

TELLOCK GLEN E · CIK 0001205092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,925

F1 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F1 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001567619-19-009248 · doc1.xml · nonDerivative · entry 1

HOWELL MARY L · CIK 0001227228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,968

F1 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001567619-19-009244 · doc1.xml · nonDerivative · entry 1

Southern William Bradley · CIK 0001549626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,968

F1 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001567619-19-009242 · doc1.xml · nonDerivative · entry 2

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,266

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001567619-19-009242 · doc1.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,298

F1 · shares: Transaction represents stock issued in payment of Directors quarterly board retainer.

SEC source: 0001567619-19-009238 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001567619-19-009238 · doc1.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,015

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001567619-19-009234 · doc1.xml · nonDerivative · entry 2

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,636

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001567619-19-009232 · doc1.xml · nonDerivative · entry 2

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,032

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participants continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001567619-19-009232 · doc1.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,064

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

SEC source: 0001567619-19-009230 · doc1.xml · nonDerivative · entry 2

FRIERSON DANIEL K · CIK 0000949130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,958

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · balance_after: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001567619-19-009224 · doc1.xml · nonDerivative · entry 1

Cook Tracey H · CIK 0001759710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,968

F1 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participants continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001567619-19-008594 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489.538

Underlying: Common Stock · 69.4061 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-008590 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740.7673

Underlying: Common Stock · 121.4982 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-008592 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773.3057

Underlying: Common Stock · 105.8556 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-007910 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420.1319

Underlying: Common Stock · 1.2335 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-007904 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · Group President-AAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667.4501

Underlying: Common Stock · 1.9595 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-007890 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619.2691

Underlying: Common Stock · 1.8181 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-019345 · doc1.xml · nonDerivative · entry 2

Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,912

F1 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2018 performance (reported late due to inadvertent omission).

F3 · kind: Holdings are Restricted Stock Units that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 194 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 500 RSUs.

F3 · shares: Holdings are Restricted Stock Units that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 194 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 500 RSUs.

F3 · price: Holdings are Restricted Stock Units that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 194 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 500 RSUs.

F3 · balance_after: Holdings are Restricted Stock Units that convert to common stock on a on-for-one basis at a later date. Reported transaction reflects 194 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 500 RSUs.

SEC source: 0001567619-19-019345 · doc1.xml · nonDerivative · entry 1

Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,512

F1 · date: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2018 performance (reported late due to inadvertent omission).

F1 · shares: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2018 performance (reported late due to inadvertent omission).

F1 · price: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2018 performance (reported late due to inadvertent omission).

F1 · balance_after: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2018 performance (reported late due to inadvertent omission).

SEC source: 0001567619-19-019343 · doc1.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,878

F2 · shares: Reported transaction represents grant of RSUs for 2018 performance under the Company's 2011 Incentive Plan not reported earlier due to a inadvertent omission. RSUs convert to common stock on a one-to-one basis at a later date.

SEC source: 0001567619-19-001926 · doc1.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,919

F1 · shares: Transaction represents stock issued in payment of Directors quarterly board retainer.

F1 · balance_after: Transaction represents stock issued in payment of Directors quarterly board retainer.

SEC source: 0001567619-19-001924 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001567619-19-001922 · doc1.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,685

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

SEC source: 0001567619-19-000946 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · Group President-AAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665.4907

Underlying: Common Stock · 48.3574 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-000944 · doc1.xml · derivative · entry 3

SMITH W NORMAN · CIK 0001103157 · Director · VP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,142.0643

Underlying: Common Stock · 252.4531 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-19-000942 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group Pres Energry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418.8984

Underlying: Common Stock · 64.2462 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-18-007206 · doc1.xml · derivative · entry 3

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,889.6112

Underlying: Common Stock · 82.8763 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-18-007202 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group Pres Energry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354.6522

Underlying: Common Stock · 1.093 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-18-007204 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · Group President-AAM US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617.1333

Underlying: Common Stock · 1.9022 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the automatic reinvestment of Astec' s quarterly dividend paid to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001567619-18-006224 · doc1.xml · nonDerivative · entry 2

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · W. N. Smith Rev Living Trust

Disclosed balance after: 99,056

SEC source: 0001567619-18-004875 · doc1.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,578

F1 · shares: Transaction represents stock issued in payment of Directors quarterly board retainer.

F1 · balance_after: Transaction represents stock issued in payment of Directors quarterly board retainer.

SEC source: 0001567619-18-004873 · doc1.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,344

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

F1 · price: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

SEC source: 0001567619-18-004896 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

SEC source: 0001567619-18-003841 · doc1.xml · derivative · entry 3

SMITH W NORMAN · CIK 0001103157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,806.7349

Underlying: Common Stock · 179.7113 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.