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ASPN

ASPEN AEROGELS INC

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5645
SEC CIK
0001145986
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2022 Filed Mar 2, 2022 01:05 UTC
Landes GreggSVP, Operations and Strat Dev
Tax withholdingCommon Stock 863 $29.51 $25,467.13
Disclosure

SEC source: 0001209191-22-014412 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,253

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F2 · balance_after: Represents 41,917 shares of common stock and 19,336 RSUs.

Read SEC document
February 26, 2022 Filed Mar 2, 2022 01:00 UTC
Conte KelleySenior Vice President, HR
Tax withholdingCommon Stock 900 $29.51 $26,559.00
Disclosure

SEC source: 0001209191-22-014406 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Senior Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,670

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F2 · balance_after: Represents 45,810 shares of common stock and 18,860 RSUs.

Read SEC document
February 26, 2022 Filed Mar 2, 2022 00:52 UTC
Young Donald RDirector · President and CEO
Tax withholdingCommon Stock 2,193 $29.51 $64,715.43
Disclosure

SEC source: 0001209191-22-014398 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,401

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units("RSUs").

F2 · balance_after: Represents 89,713 shares of Common Stock, 54,072 RSUs and 461,616 restricted shares.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 19:11 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
Tax withholdingCommon Stock 359 $29.00 $10,411.00
Disclosure

SEC source: 0001209191-22-013368 · doc4.xml · nonDerivative · entry 2

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,342

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F4 · balance_after: Represents 121,410 shares of Common Stock and 24,932 RSUs.

Read SEC document
February 24, 2022 Filed Feb 26, 2022 00:15 UTC
Gould George LChief Technology Officer
Tax withholdingCommon Stock 276 $29.00 $8,004.00
Disclosure

SEC source: 0001209191-22-013378 · doc4.xml · nonDerivative · entry 2

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,381

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F4 · balance_after: Represents 76,077 shares of Common Stock and 19,304 RSUs.

Read SEC document
February 24, 2022 Filed Feb 26, 2022 00:12 UTC
Landes GreggSVP, Operations and Strat Dev
Tax withholdingCommon Stock 330 $29.00 $9,570.00
Disclosure

SEC source: 0001209191-22-013371 · doc4.xml · nonDerivative · entry 2

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,116

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F4 · balance_after: Represents 40,183 shares of Common Stock and 21,933 RSUs.

Read SEC document
February 24, 2022 Filed Feb 26, 2022 00:09 UTC
Young Donald RDirector · President and CEO
Tax withholdingCommon Stock 737 $29.00 $21,373.00
Disclosure

SEC source: 0001209191-22-013364 · doc4.xml · nonDerivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,594

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F4 · balance_after: Represents 84,580 shares of Common Stock, 61,398 RSUs and 461,616 Restricted Stock.

Read SEC document
February 24, 2022 Filed Feb 26, 2022 00:06 UTC
Conte KelleyVice President,Human Resources
Tax withholdingCommon Stock 330 $29.00 $9,570.00
Disclosure

SEC source: 0001209191-22-013355 · doc4.xml · nonDerivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,570

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F4 · balance_after: Represents 44,113 shares of Common Stock and 21,457 RSUs.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 19:11 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
GrantStock Option (Right to Buy) · Derivative 14,938 $0.00 Strike: $26.29 $0.00
Disclosure

SEC source: 0001209191-22-013368 · doc4.xml · derivative · entry 3

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,938

Underlying: Common Stock · 14,938 shares

Expires 2032-02-23

F5 · derivative.exercise_date: The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 19:11 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
GrantCommon Stock 2,852 $26.29 $74,979.08
Disclosure

SEC source: 0001209191-22-013368 · doc4.xml · nonDerivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,701

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

F2 · balance_after: Represents 120,733 shares of Common Stock and 25,968 RSUs.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:15 UTC
Gould George LChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 12,448 $0.00 Strike: $26.29 $0.00
Disclosure

SEC source: 0001209191-22-013378 · doc4.xml · derivative · entry 3

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,448

Underlying: Common Stock · 12,448 shares

Expires 2032-02-23

F5 · derivative.exercise_date: The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:15 UTC
Gould George LChief Technology Officer
GrantCommon Stock 2,377 $26.29 $62,491.33
Disclosure

SEC source: 0001209191-22-013378 · doc4.xml · nonDerivative · entry 1

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,657

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

F2 · balance_after: Represents 75,559 shares of Common Stock and 20,098 RSUs.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:14 UTC
Whitaker Corby CSVP, Sales and Marketing
GrantStock Option (Right to Buy) · Derivative 22,408 $0.00 Strike: $26.29 $0.00
Disclosure

SEC source: 0001209191-22-013376 · doc4.xml · derivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,408

Underlying: Common Stock · 22,408 shares

Expires 2032-02-23

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:14 UTC
Whitaker Corby CSVP, Sales and Marketing
GrantCommon Stock 4,279 $26.29 $112,494.91
Disclosure

SEC source: 0001209191-22-013376 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,459

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

F2 · balance_after: Represents 91,346 shares of Common Stock and 23,113 RSUs.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:12 UTC
Landes GreggSVP, Operations and Strat Dev
GrantStock Option (Right to Buy) · Derivative 22,408 $0.00 Strike: $26.29 $0.00
Disclosure

SEC source: 0001209191-22-013371 · doc4.xml · derivative · entry 3

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,408

Underlying: Common Stock · 22,408 shares

Expires 2032-02-23

F5 · derivative.exercise_date: The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:12 UTC
Landes GreggSVP, Operations and Strat Dev
GrantCommon Stock 4,279 $26.29 $112,494.91
Disclosure

SEC source: 0001209191-22-013371 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,446

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

F2 · balance_after: Represents 39,563 shares of Common Stock and 22,883 RSUs.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:09 UTC
Young Donald RDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 49,795 $0.00 Strike: $26.29 $0.00
Disclosure

SEC source: 0001209191-22-013364 · doc4.xml · derivative · entry 3

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,795

Underlying: Common Stock · 49,795 shares

Expires 2032-02-23

F5 · derivative.exercise_date: The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:09 UTC
Young Donald RDirector · President and CEO
GrantCommon Stock 9,509 $26.29 $249,991.61
Disclosure

SEC source: 0001209191-22-013364 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,331

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

F2 · balance_after: Represents 82,882 shares of Common Stock, 63,833 RSUs and 461,616 Restricted Stock.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:06 UTC
Conte KelleyVice President,Human Resources
GrantStock Option (Right to Buy) · Derivative 19,918 $0.00 Strike: $26.29 $0.00
Disclosure

SEC source: 0001209191-22-013355 · doc4.xml · derivative · entry 3

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,918

Underlying: Common Stock · 19,918 shares

Expires 2032-02-23

F5 · derivative.exercise_date: The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:06 UTC
Conte KelleyVice President,Human Resources
GrantCommon Stock 3,803 $26.29 $99,980.87
Disclosure

SEC source: 0001209191-22-013355 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,900

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

F2 · balance_after: Represents 43,493 shares of Common Stock and 22,407 RSUs.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:03 UTC
SCHILLING KEITH LSr. Vice President, Technology
GrantStock Option (Right to Buy) · Derivative 22,408 $0.00 Strike: $26.29 $0.00
Disclosure

SEC source: 0001209191-22-013351 · doc4.xml · derivative · entry 2

SCHILLING KEITH L · CIK 0001628467 · Sr. Vice President, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,408

Underlying: Common Stock · 22,408 shares

Expires 2032-02-23

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:03 UTC
SCHILLING KEITH LSr. Vice President, Technology
GrantCommon Stock 4,279 $26.29 $112,494.91
Disclosure

SEC source: 0001209191-22-013351 · doc4.xml · nonDerivative · entry 1

SCHILLING KEITH L · CIK 0001628467 · Sr. Vice President, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,843

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

F2 · balance_after: Represents RSUs.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 16:05 UTC PurchaseConvertible Senior PIK Toggle Notes due 2027 · Derivative 100,000,000 $100,000,000.00 Strike: $34.94 $10,000,000,000,000,000.00
Disclosure

SEC source: 0000899243-22-007379 · doc4.xml · derivative · entry 2

SPRING CREEK CAPITAL LLC · CIK 0001451531 · 10% owner

KOCH INDUSTRIES INC · CIK 0000923338 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 2,862,325 shares

Expires 2027-02-18

F3 · shares: On February 15, 2022, Wood River Capital, LLC ("Wood River") entered into a note purchase agreement with the Issuer relating to the issuance and sale of $100,000,000 in aggregate principal amount of the Issuer's Convertible Senior PIK Toggle Notes due 2027 (the "Notes"). The Notes were issued to Wood River on February 18, 2022 and are convertible into shares of the Issuer's common stock at Wood River's option at any time until the business day prior to the maturity date, based on an initial conversion rate of 28.623257 shares per $1,000 principal amount of the Notes, subject to customary anti-dilution and other adjustments.

F4 · derivative.underlying_shares: Represents 2,862,325 shares of common stock ("Convertible Shares") of the Issuer issuable to Wood River upon conversion of the Notes.

F5 · ownership.direct: Wood River is beneficially owned by SCC, SCC is beneficially owned by KIM, KIM is beneficially owned by KIG, KIG is beneficially owned by KIGH, and KIGH is beneficially owned by Koch Industries, in each case by means of ownership of all voting equity instruments. Koch Industries, SCC, KIM, KIG, and KIGH may be deemed to beneficially own the Convertible Shares beneficially owned by Wood River by virtue of (i) Koch Industries' beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Wood River. Spring Creek is not a beneficial owner of the Convertible Shares.

F6 · ownership.nature: Koch Industries may be deemed to beneficially own 6,324,449 shares of common stock of the Issuer consisting of (i) 3,462,124 Public Shares held by Spring Creek; and (ii) 2,862,325 Convertible Shares beneficially owned through Wood River's Notes holdings. These Issuer securities may be deemed to be beneficially owned by Koch Industries by virtue of its indirect beneficial ownership of each of Spring Creek and Wood River.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 01:28 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,228 $0.00 Strike: $6.61 $0.00
Disclosure

SEC source: 0001209191-21-070699 · doc4.xml · derivative · entry 2

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,228 shares

Expires 2025-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options are fully vested and exercisable.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 01:28 UTC Exercise / conversionCommon Stock 10,228 $6.61 $67,607.08
Disclosure

SEC source: 0001209191-21-070699 · doc4.xml · nonDerivative · entry 1

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:36 UTC
Conte KelleyVice President,Human Resources
Exercise / conversionStock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001209191-21-067275 · doc4.xml · derivative · entry 6

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 20,000 shares

Expires 2025-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: These options are fully vested and exercisable.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:36 UTC
Conte KelleyVice President,Human Resources
SaleCommon Stock 2,358 $58.09 $136,976.22
Disclosure

SEC source: 0001209191-21-067275 · doc4.xml · nonDerivative · entry 5

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,097

F8 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $57.50 to $58.49 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F9 · balance_after: Represents 43,493 shares of Common Stock and 18,604 Restricted Stock Units.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:36 UTC
Conte KelleyVice President,Human Resources
SaleCommon Stock 4,503 $57.04 $256,851.12
Disclosure

SEC source: 0001209191-21-067275 · doc4.xml · nonDerivative · entry 4

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,455

F6 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $56.48 to $57.48 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F7 · balance_after: Represents 45,851 shares of Common Stock and 18,604 Restricted Stock Units.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:36 UTC
Conte KelleyVice President,Human Resources
SaleCommon Stock 5,126 $55.83 $286,184.58
Disclosure

SEC source: 0001209191-21-067275 · doc4.xml · nonDerivative · entry 3

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,958

F4 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $55.40 to $56.29 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5 · balance_after: Represents 50,354 shares of Common Stock and 18,604 Restricted Stock Units.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:36 UTC
Conte KelleyVice President,Human Resources
SaleCommon Stock 8,013 $54.95 $440,314.35
Disclosure

SEC source: 0001209191-21-067275 · doc4.xml · nonDerivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,084

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $54.34 to $55.34 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 55,480 shares of Common Stock and 18,604 Restricted Stock Units.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:36 UTC
Conte KelleyVice President,Human Resources
Exercise / conversionCommon Stock 20,000 $5.82 $116,400.00
Disclosure

SEC source: 0001209191-21-067275 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 63,493 shares of Common Stock and 18,604 Restricted Stock Units.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 9,817 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · derivative · entry 13

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,817 shares

Expires 2030-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested and exercisable.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 11,950 $0.00 Strike: $6.08 $0.00
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · derivative · entry 12

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,950 shares

Expires 2029-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested and exercisable.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 13,517 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · derivative · entry 11

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,517 shares

Expires 2028-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested and exercisable.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 17,019 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · derivative · entry 10

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,019 shares

Expires 2027-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested and exercisable.

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November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 14,799 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · derivative · entry 9

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,799 shares

Expires 2026-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested and exercisable.

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November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,228 $0.00 Strike: $6.61 $0.00
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · derivative · entry 8

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,228 shares

Expires 2025-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested and exercisable.

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November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionCommon Stock 9,817 $6.79 $66,657.43
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · nonDerivative · entry 6

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionCommon Stock 11,950 $6.08 $72,656.00
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · nonDerivative · entry 5

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionCommon Stock 13,517 $5.27 $71,234.59
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · nonDerivative · entry 4

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionCommon Stock 17,019 $4.15 $70,628.85
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · nonDerivative · entry 3

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionCommon Stock 14,799 $4.75 $70,295.25
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · nonDerivative · entry 2

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 00:01 UTC Exercise / conversionCommon Stock 10,228 $6.61 $67,607.08
Disclosure

SEC source: 0001209191-21-067038 · doc4.xml · nonDerivative · entry 1

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 23:10 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · derivative · entry 7

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,159

Underlying: Common Stock · 10,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options are fully vested and exercisable.

F9 · balance_after: Represents fully vested and exercisable option to purchase 33,439 shares and option to purchase 21,720 shares which will vest on February 27, 2022.

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November 09, 2021 Filed Nov 10, 2021 23:10 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 10,000 $58.37 $583,700.00
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 5

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F7 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $58.10 to $58.88 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units.

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November 09, 2021 Filed Nov 10, 2021 23:10 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 10,000 $3.63 $36,300.00
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 4

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: Represents 101,346 shares of Common Stock and 18,834 Restricted Stock Units.

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November 08, 2021 Filed Nov 10, 2021 23:10 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 14,735 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · derivative · entry 6

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,735 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options are fully vested and exercisable.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 23:10 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 8,118 $56.99 $462,644.82
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F4 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $56.30 to $57.30 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units.

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November 08, 2021 Filed Nov 10, 2021 23:10 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 6,617 $57.67 $381,602.39
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,298

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $57.31 to $58.28 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 99,464 shares of Common Stock and 18,834 Restricted Stock Units.

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November 08, 2021 Filed Nov 10, 2021 23:10 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 14,735 $4.60 $67,781.00
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 106,081 shares of Common Stock and 18,834 Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.