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ASPN

ASPEN AEROGELS INC

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5645
SEC CIK
0001145986
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358

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2020 Filed Feb 28, 2020 21:56 UTC
Young Donald RDirector · President and CEO
GrantCommon Stock 21,976 $8.02 $176,247.52
Disclosure

SEC source: 0001209191-20-013959 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,408

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

F2 · balance_after: Represents 106,113 shares of Common Stock, 170,170 shares of Restricted Stock Units and 78,125 restricted shares of Common Stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:55 UTC
Young Donald RDirector · President and CEO
GrantStock Option (Right-to-Buy) · Derivative 135,077 $0.00 Strike: $8.02 $0.00
Disclosure

SEC source: 0001209191-20-013958 · doc4.xml · derivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,077

Underlying: Common Stock · 135,077 shares

Expires 2030-02-26

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:55 UTC
Young Donald RDirector · President and CEO
GrantCommon Stock 21,976 $8.02 $176,247.52
Disclosure

SEC source: 0001209191-20-013958 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,408

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

F2 · balance_after: Represents 106,113 shares of Common Stock, 170,170 shares of Restricted Stock Units and 78,125 restricted shares of Common Stock.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 13:24 UTC
Landes GreggSVP, Operations and Strat Dev
SaleCommon Stock 7,500 $7.90 $59,257.50
Disclosure

SEC source: 0001209191-19-059970 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,155

F1 · balance_after: Represents 14,178 shares of Common Stock and 52,977 Restricted Stock Units.

Read SEC document
November 27, 2019 Filed Nov 27, 2019 21:17 UTC
Conte KelleyVice President,Human Resources
SaleCommon Stock 185 $7.00 $1,295.00
Disclosure

SEC source: 0001209191-19-058340 · doc4.xml · nonDerivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,304

F3 · balance_after: Represents 14,079 shares of Common Stock and 54,225 Restricted Stock Units.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 21:17 UTC
Conte KelleyVice President,Human Resources
SaleCommon Stock 4,886 $7.01 $34,250.86
Disclosure

SEC source: 0001209191-19-058340 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,489

F1 · price: Average price with actual price ranging from $7.00 and $7.05.

F2 · balance_after: Represents 14,264 shares of Common Stock and 54,225 Restricted Stock Units.

Read SEC document
November 02, 2019 Filed Nov 4, 2019 21:22 UTC
Landes GreggSVP, Operations and Strat Dev
Tax withholdingCommon Stock 933 $6.70 $6,251.10
Disclosure

SEC source: 0001209191-19-054889 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,655

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F2 · balance_after: Represents 21,678 shares of Common Stock and 52,977 Restricted Stock Units.

Read SEC document
September 27, 2019 Filed Sep 27, 2019 20:58 UTC
Ball Jeffrey AlanVP, Operations
GrantStock Options (Right to Buy) · Derivative 20,000 $5.95 $119,000.00
Disclosure

SEC source: 0001209191-19-051027 · doc4.xml · derivative · entry 1

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Exercise price is the closing price of the underlying common stock on NYSE on September 27, 2019

F2 · derivative.exercise_date: The options vest one hundred percent on March 26, 2020 unless the the consulting agreement between the issuer and the reporting person with a consulting arrangement starting on September 27, 2019, is terminated prior thereto under certain circumstances.

F3 · derivative.expiration_date: The reporting person may exercise the options within one year after the vesting on March 26, 2020

Read SEC document
September 04, 2019 Filed Sep 5, 2019 20:17 UTC
Young Donald RDirector · President and CEO
PurchaseCommon Stock 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001209191-19-048510 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,432

F1 · balance_after: Comprises 148,194 Restricted Stock Units, 106,113 shares of Common Stock and 78,125 restricted shares of Common Stock.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:45 UTC
Conte KelleyVice President,Human Resources
SaleCommon Stock 14,947 $6.60 $98,650.20
Disclosure

SEC source: 0001209191-19-045938 · doc4.xml · nonDerivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,375

F2 · price: Average price with actual price ranging from $6.50 and $6.60.

F3 · balance_after: Represents 19,150 shares of common stock and 54,225 shares of Restricted Stock Units.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 20:45 UTC
Conte KelleyVice President,Human Resources
SaleCommon Stock 1,053 $6.68 $7,034.04
Disclosure

SEC source: 0001209191-19-045938 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,322

F1 · balance_after: Represents 34,097 shares of common stock and 54,225 Restricted Stock Units.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 20:53 UTC
Young Donald RDirector · President and CEO
PurchaseCommon Stock 1,009 $6.15 $6,205.35
Disclosure

SEC source: 0001209191-19-044843 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,432

F1 · price: Average price with actual price ranging from $6.10 to $6.15

F2 · balance_after: Comprises 148,194 Restricted Stock Units, 105,113 shares of Common Stock and 78,125 restricted shares of Common Stock.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:18 UTC GrantStock Option (right to buy) · Derivative 11,950 $0.00 Strike: $6.08 $0.00
Disclosure

SEC source: 0001209191-19-038577 · doc4.xml · derivative · entry 2

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

Underlying: Common Stock · 11,950 shares

Expires 2029-06-19

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:18 UTC GrantCommon Stock 8,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038577 · doc4.xml · nonDerivative · entry 1

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,532

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:12 UTC GrantStock Option (right to buy) · Derivative 11,950 $0.00 Strike: $6.08 $0.00
Disclosure

SEC source: 0001209191-19-038555 · doc4.xml · derivative · entry 3

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

Underlying: Common Stock · 11,950 shares

Expires 2029-06-19

F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:12 UTC GrantCommon Stock 8,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038555 · doc4.xml · nonDerivative · entry 1

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,283

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:18 UTC GrantStock Option (right to buy) · Derivative 11,950 $0.00 Strike: $6.08 $0.00
Disclosure

SEC source: 0001209191-19-038580 · doc4.xml · derivative · entry 2

Reilly Richard F · CIK 0001610275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

Underlying: Common Stock · 11,950 shares

Expires 2029-06-19

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:18 UTC GrantCommon Stock 8,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038580 · doc4.xml · nonDerivative · entry 1

Reilly Richard F · CIK 0001610275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,532

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:17 UTC GrantStock Option (right to buy) · Derivative 11,950 $0.00 Strike: $6.08 $0.00
Disclosure

SEC source: 0001209191-19-038576 · doc4.xml · derivative · entry 2

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

Underlying: Common Stock · 11,950 shares

Expires 2029-06-19

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:17 UTC GrantCommon Stock 8,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038576 · doc4.xml · nonDerivative · entry 1

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,108

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:16 UTC GrantStock Option (right to buy) · Derivative 11,950 $0.00 Strike: $6.08 $0.00
Disclosure

SEC source: 0001209191-19-038571 · doc4.xml · derivative · entry 2

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

Underlying: Common Stock · 11,950 shares

Expires 2029-06-19

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:16 UTC GrantCommon Stock 8,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038571 · doc4.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,532

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:11 UTC GrantStock Option (right to buy) · Derivative 11,950 $0.00 Strike: $6.08 $0.00
Disclosure

SEC source: 0001209191-19-038549 · doc4.xml · derivative · entry 2

Blalock Rebecca · CIK 0001677366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

Underlying: Common Stock · 11,950 shares

Expires 2029-06-19

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:11 UTC GrantCommon Stock 8,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038549 · doc4.xml · nonDerivative · entry 1

Blalock Rebecca · CIK 0001677366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,090

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020.

Read SEC document
May 28, 2019 Filed May 29, 2019 20:26 UTC
Young Donald RDirector · President and CEO
PurchaseCommon Stock 1,000 $4.70 $4,700.00
Disclosure

SEC source: 0001209191-19-033193 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,423

F1 · balance_after: Comprises 148,194 Restricted Stock Units, 104,104 shares of Common Stock and 78,125 restricted shares of Common Stock.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:33 UTC
Young Donald RDirector · President and CEO
PurchaseCommon Stock 5,000 $4.65 $23,250.00
Disclosure

SEC source: 0001209191-19-028943 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,423

F1 · balance_after: Comprises 148,194 Restricted Stock Units, 103,104 shares of Common Stock and 78,125 restricted shares of Common Stock.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:26 UTC
Young Donald RDirector · President and CEO
PurchaseCommon Stock 1,380 $4.59 $6,334.20
Disclosure

SEC source: 0001209191-19-028487 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,423

F1 · balance_after: Comprises 148,194 Restricted Stock Units, 98,104 shares of Common Stock and 78,125 restricted shares of Common Stock.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:32 UTC
Young Donald RDirector · President and CEO
PurchaseCommon Stock 5,100 $4.60 $23,460.00
Disclosure

SEC source: 0001209191-19-028231 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,043

F1 · price: Average price with actual price ranging from $4.55 to $4.60.

F2 · balance_after: Comprises 148,194 Restricted Stock Units, 96,724 shares of Common Stock and 78,125 restricted shares of Common Stock.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:20 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
Tax withholdingCommon Stock 3,274 $3.52 $11,524.48
Disclosure

SEC source: 0001209191-19-015593 · doc4.xml · nonDerivative · entry 2

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,003

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F3 · balance_after: Represents 75,865 shares of Common Stock and 75,138 Restricted Stock Units.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:23 UTC
Whitaker Corby CSVP, Sales and Marketing
Tax withholdingCommon Stock 2,760 $3.52 $9,715.20
Disclosure

SEC source: 0001209191-19-015611 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,320

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F3 · balance_after: Represents 58,065 shares of Common Stock and 58,255 Restricted Stock Units.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:21 UTC
Gould George LChief Technology Officer
Tax withholdingCommon Stock 2,175 $3.52 $7,656.00
Disclosure

SEC source: 0001209191-19-015595 · doc4.xml · nonDerivative · entry 2

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,948

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F3 · balance_after: Represents 43,723 shares of Common Stock and 54,225 Restricted Stock Units.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:19 UTC
Ball Jeffrey AlanVP, Operations
Tax withholdingCommon Stokck 2,234 $3.52 $7,863.68
Disclosure

SEC source: 0001209191-19-015583 · doc4.xml · nonDerivative · entry 2

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,688

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based Restricted Stock Units

F3 · balance_after: Represents 46,595 shares of Common Stock and 50,093 Restricted Stock Units.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:19 UTC
Conte KelleyVice President,Human Resources
Tax withholdingCommon Stock 2,175 $3.52 $7,656.00
Disclosure

SEC source: 0001209191-19-015588 · doc4.xml · nonDerivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,375

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based Restricted Stock Units.

F3 · balance_after: Represents 35,150 shares of Common Stock and 54,225 Restricted Stock Units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:20 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
Tax withholdingCommon Stock 7,903 $3.46 $27,344.38
Disclosure

SEC source: 0001209191-19-015593 · doc4.xml · nonDerivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,277

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F2 · balance_after: Represents 67,652 shares of Common Stock and 86,625 Restricted Stock Units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:23 UTC
Whitaker Corby CSVP, Sales and Marketing
Tax withholdingCommon Stock 6,029 $3.46 $20,860.34
Disclosure

SEC source: 0001209191-19-015611 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,080

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F2 · balance_after: Represents 51,635 shares of Common Stock and 67,445 Restricted Stock Units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:22 UTC
Landes GreggVP, Strategic Development & Op
Tax withholdingCommon Stock 4,499 $3.46 $15,566.54
Disclosure

SEC source: 0001209191-19-015608 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · VP, Strategic Development & Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,588

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F2 · balance_after: Represents 19,438 shares of Common Stock and 56,150 Restricted Stock Units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:21 UTC
Gould George LChief Technology Officer
Tax withholdingCommon Stock 5,309 $3.46 $18,369.14
Disclosure

SEC source: 0001209191-19-015595 · doc4.xml · nonDerivative · entry 1

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,123

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units.

F2 · balance_after: Represents 39,632 shares of Common Stock and 60,491 Restricted Stock Units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:19 UTC
Ball Jeffrey AlanVP, Operations
Tax withholdingCommon Stock 5,512 $3.46 $19,071.52
Disclosure

SEC source: 0001209191-19-015583 · doc4.xml · nonDerivative · entry 1

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,922

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based Restricted Stock Units

F2 · balance_after: Represents 42,563 shares of Common Stock and 56,359 Restricted Stock Units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:19 UTC
Conte KelleyVice President,Human Resources
Tax withholdingCommon Stock 5,309 $3.46 $18,369.14
Disclosure

SEC source: 0001209191-19-015588 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,550

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based Restricted Stock Units.

F2 · balance_after: Represents 31,059 of Common Stock and 60,491 Restricted Stock Units.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 19:47 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
GrantStock Options (Right to Buy) · Derivative 83,182 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001209191-19-015238 · doc4.xml · derivative · entry 2

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,182

Underlying: Common Stock · 83,182 shares

Expires 2029-02-27

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 19:47 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
GrantCommon Stock 41,322 $3.63 $149,998.86
Disclosure

SEC source: 0001209191-19-015238 · doc4.xml · nonDerivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,180

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

F2 · balance_after: Represents 52,609 shares of Common Stock and 109,571 Restricted Stock Units.

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February 27, 2019 Filed Mar 2, 2019 00:46 UTC
Landes GreggVP, Strategic Development & Op
GrantStock Options (Right to Buy) · Derivative 63,773 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001209191-19-015236 · doc4.xml · derivative · entry 2

Landes Gregg · CIK 0001731877 · VP, Strategic Development & Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,773

Underlying: Common Stock · 63,773 shares

Expires 2029-02-27

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:46 UTC
Landes GreggVP, Strategic Development & Op
GrantCommon Stock 31,680 $3.63 $114,998.40
Disclosure

SEC source: 0001209191-19-015236 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · VP, Strategic Development & Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,087

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

F2 · balance_after: Represents 10,975 shares of Common Stock and 69,112 Restricted Stock Units.

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February 27, 2019 Filed Mar 2, 2019 00:46 UTC
Conte KelleyVice President,Human Resources
GrantStock Options (Right to Buy) · Derivative 63,773 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001209191-19-015233 · doc4.xml · derivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,773

Underlying: Common Stock · 63,773 shares

Expires 2029-02-27

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:46 UTC
Conte KelleyVice President,Human Resources
GrantCommon Stock 31,680 $3.63 $114,998.40
Disclosure

SEC source: 0001209191-19-015233 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,859

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

F2 · balance_after: Represents 21,071 shares of Common Stock and 75,788 Restricted Stock Units.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:45 UTC
Young Donald RDirector · President and CEO
GrantStock Options (Right to Buy) · Derivative 195,478 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001209191-19-015232 · doc4.xml · derivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,478

Underlying: Common Stock · 195,478 shares

Expires 2029-02-27

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:45 UTC
Young Donald RDirector · President and CEO
GrantCommon Stock 97,107 $3.63 $352,498.41
Disclosure

SEC source: 0001209191-19-015232 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,943

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

F2 · balance_after: Comprises 173,737 Restricted Stock Units and 66,081 shares of Common Stock and 78,125 restricted shares of Common Stock.

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February 27, 2019 Filed Mar 2, 2019 00:45 UTC
Whitaker Corby CSVP, Sales and Marketing
GrantStock Option (Right to Buy) · Derivative 65,159 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001209191-19-015231 · doc4.xml · derivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,159

Underlying: Common Stock · 65,159 shares

Expires 2029-02-27

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:45 UTC
Whitaker Corby CSVP, Sales and Marketing
GrantCommon Stock 32,369 $3.63 $117,499.47
Disclosure

SEC source: 0001209191-19-015231 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,109

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

F2 · balance_after: Represents 40,293 shares of Common Stock and 84,816 Restricted Stock Units.

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February 27, 2019 Filed Mar 2, 2019 00:43 UTC
Ball Jeffrey AlanVP, Operations
GrantStock Options (Right to Buy) · Derivative 55,454 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001209191-19-015227 · doc4.xml · derivative · entry 2

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,454

Underlying: Common Stock · 55,454 shares

Expires 2029-02-27

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.