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ASPEN AEROGELS INC

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5645
SEC CIK
0001145986
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 01:00 UTC
DEEGAN GLENN E.CAO, GC & Corp Secretary
Tax withholdingCommon Stock 1,143 $5.48 $6,263.64
Disclosure

SEC source: 0001193125-26-410794 · ownership.xml · nonDerivative · entry 1

DEEGAN GLENN E. · CIK 0001254044 · CAO, GC & Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,033

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 2,748 shares of Common Stock and 63,285 RSUs.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 00:59 UTC
Wood River Capital, LLCFormer 10% Owner
Koch, Inc.10% owner
SaleCommon Stock 12,280,426 $4.73 $58,086,414.98
Disclosure

SEC source: 0001193125-26-401380 · ownership.xml · nonDerivative · entry 1

Wood River Capital, LLC · CIK 0001888978 · Former 10% Owner

Koch, Inc. · CIK 0002027344 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The sale was executed in a single block trade at $4.73 per share.

F2 · ownership.direct: Wood River is beneficially owned by SCC Holdings, LLC ("SCC"), SCC is beneficially owned by KIM, LLC ("KIM"), KIM is beneficially owned by Koch Investments Group, LLC ("KIG"), KIG is beneficially owned by Koch Investments Group Holdings, LLC ("KIGH"), and KIGH is beneficially owned by Koch Industries, Inc. ("Koch Industries"), in each case by means of ownership of all voting equity instruments. Koch Industries, SCC, KIM, KIG, and KIGH may be deemed to beneficially own the shares of the Issuer's common stock beneficially owned by Wood River by virtue of (i) Koch Industries' beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Wood River.

Read SEC document
June 23, 2026 Filed Jun 26, 2026 20:15 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 14,799 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001104659-26-078273 · tm2619095-1_4seq1.xml · derivative · entry 4

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,799 shares

Expires 2026-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock options were fully vested and exercisable.

Read SEC document
June 23, 2026 Filed Jun 26, 2026 20:15 UTC Exercise / conversionCommon Stock 14,799 $4.75 $70,295.25
Disclosure

SEC source: 0001104659-26-078273 · tm2619095-1_4seq1.xml · nonDerivative · entry 1

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 103,786 shares of Common Stock and 10,370 Restricted Stock Units.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:30 UTC GrantStock Options (Right to Buy) · Derivative 8,706 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001193125-26-224377 · ownership.xml · derivative · entry 2

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,706

Underlying: Common Stock · 8,706 shares

Expires 2036-05-13

F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:30 UTC GrantCommon Stock 10,370 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-224377 · ownership.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,898

F1 · shares: The reporting person was granted Restricted Stock Units ("RSUs") representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.

F2 · balance_after: Represents 146,528 shares of Common Stock and 10,370 RSUs.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:30 UTC GrantStock Options (Right to Buy) · Derivative 8,706 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001193125-26-224375 · ownership.xml · derivative · entry 2

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,706

Underlying: Common Stock · 8,706 shares

Expires 2036-05-13

F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:30 UTC GrantCommon Stock 10,370 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-224375 · ownership.xml · nonDerivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,321

F1 · shares: The reporting person was granted Restricted Stock Units ("RSUs") representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.

F2 · balance_after: Represents 25,951 shares of Common Stock and 10,370 RSUs.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:30 UTC GrantStock Options (Right to Buy) · Derivative 8,706 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001193125-26-224372 · ownership.xml · derivative · entry 2

Robinson Cari · CIK 0002031424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,706

Underlying: Common Stock · 8,706 shares

Expires 2036-05-13

F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:30 UTC GrantCommon Stock 10,370 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-224372 · ownership.xml · nonDerivative · entry 1

Robinson Cari · CIK 0002031424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,616

F1 · shares: The reporting person was granted Restricted Stock Units ("RSUs") representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.

F2 · balance_after: Represents 12,246 shares of Common Stock and 10,370 RSUs.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:30 UTC GrantStock Options (Right to Buy) · Derivative 8,706 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001193125-26-224374 · ownership.xml · derivative · entry 4

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,706

Underlying: Common Stock · 8,706 shares

Expires 2036-05-13

F5 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:30 UTC GrantCommon Stock 10,370 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-224374 · ownership.xml · nonDerivative · entry 1

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,357

F1 · shares: The reporting person was granted Restricted Stock Units ("RSUs") representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.

F2 · balance_after: Represents 88,987 shares of Common Stock and 10,370 RSUs.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:30 UTC GrantStock Options (Right to Buy) · Derivative 8,706 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001193125-26-224373 · ownership.xml · derivative · entry 2

Kool Kathleen · CIK 0001934384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,706

Underlying: Common Stock · 8,706 shares

Expires 2036-05-13

F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:30 UTC GrantCommon Stock 10,370 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-224373 · ownership.xml · nonDerivative · entry 1

Kool Kathleen · CIK 0001934384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,323

F1 · shares: The reporting person was granted Restricted Stock Units ("RSUs") representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.

F2 · balance_after: Represents 23,953 shares of Common Stock and 10,370 RSUs.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 21:00 UTC
Whitaker Corby CChief Commercial Officer
Tax withholdingCommon Stock 1,924 $3.22 $6,195.28
Disclosure

SEC source: 0001193125-26-100345 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,315

F1 · shares: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 128,170 shares of Common Stock and 77,145 RSUs.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 21:00 UTC
Thoele Grant DouglasCFO & Treasurer
Tax withholdingCommon Stock 590 $3.22 $1,899.80
Disclosure

SEC source: 0001193125-26-100342 · ownership.xml · nonDerivative · entry 1

Thoele Grant Douglas · CIK 0002089743 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,732

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 10,111 shares of Common Stock and 67,621 RSUs.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 21:00 UTC
Young Donald RDirector · President and CEO
Tax withholdingCommon Stock 4,275 $3.22 $13,765.50
Disclosure

SEC source: 0001193125-26-100349 · ownership.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,834

F1 · shares: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 438,349 shares of Common Stock and 199,485 RSUs.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 21:00 UTC
Landes GreggChief Operating Officer
Tax withholdingCommon Stock 1,924 $3.22 $6,195.28
Disclosure

SEC source: 0001193125-26-100339 · ownership.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,931

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 26,317 shares of Common Stock and 76,614 RSUs.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 22:00 UTC
Young Donald RDirector · President and CEO
Tax withholdingCommon Stock 8,618 $3.27 $28,180.86
Disclosure

SEC source: 0001193125-26-096830 · ownership.xml · nonDerivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,109

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F3 · balance_after: Represents 430,387 shares of Common Stock and 211,722 RSUs.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 22:00 UTC
Landes GreggSVP, Operations and Strat Deve
Tax withholdingCommon Stock 3,814 $3.27 $12,471.78
Disclosure

SEC source: 0001193125-26-096829 · ownership.xml · nonDerivative · entry 2

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Deve

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,855

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F3 · balance_after: Represents 22,735 shares of Common Stock and 82,120 RSUs.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 22:00 UTC
Whitaker Corby CSVP, Sales and Marketing
Tax withholdingCommon Stock 3,907 $3.27 $12,775.89
Disclosure

SEC source: 0001193125-26-096820 · ownership.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,239

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F3 · balance_after: Represents 124,588 shares of Common Stock and 82,651 RSUs.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 22:00 UTC
Daniel Santhosh PChief Accounting Officer
Tax withholdingCommon Stock 986 $3.27 $3,224.22
Disclosure

SEC source: 0001193125-26-096817 · ownership.xml · nonDerivative · entry 1

Daniel Santhosh P · CIK 0001935618 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,330

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 5,593 shares of Common Stock and 9,737 RSUs.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 22:00 UTC
Thoele Grant DouglasCFO & Treasurer
Tax withholdingCommon Stock 2,368 $3.27 $7,743.36
Disclosure

SEC source: 0001193125-26-096816 · ownership.xml · nonDerivative · entry 2

Thoele Grant Douglas · CIK 0002089743 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,322

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F3 · balance_after: Represents 9,014 shares of Common Stock and 69,308 RSUs.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC
Young Donald RDirector · President and CEO
GrantStock Options (Right to Buy) · Derivative 212,249 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001193125-26-096830 · ownership.xml · derivative · entry 3

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,249

Underlying: Common Stock · 212,249 shares

Expires 2036-03-04

F4 · derivative.exercise_date: The options vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC
Young Donald RDirector · President and CEO
GrantCommon Stock 156,716 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-096830 · ownership.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,727

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC
Landes GreggSVP, Operations and Strat Deve
GrantStock Options (Right to Buy) · Derivative 77,824 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001193125-26-096829 · ownership.xml · derivative · entry 3

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Deve

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,824

Underlying: Common Stock · 77,824 shares

Expires 2036-03-04

F4 · derivative.exercise_date: The options vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC
Landes GreggSVP, Operations and Strat Deve
GrantCommon Stock 57,462 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-096829 · ownership.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Deve

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,669

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC
DEEGAN GLENN E.CAO, GC & Corp Secretary
GrantStock Options (Right to Buy) · Derivative 75,171 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001193125-26-096823 · ownership.xml · derivative · entry 2

DEEGAN GLENN E. · CIK 0001254044 · CAO, GC & Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,171

Underlying: Common Stock · 75,171 shares

Expires 2036-03-04

F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC
DEEGAN GLENN E.CAO, GC & Corp Secretary
GrantCommon Stock 55,503 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-096823 · ownership.xml · nonDerivative · entry 1

DEEGAN GLENN E. · CIK 0001254044 · CAO, GC & Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,176

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

F2 · balance_after: Represents 67,176 RSUs.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC
Whitaker Corby CSVP, Sales and Marketing
GrantStock Options (Right to Buy) · Derivative 77,824 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001193125-26-096820 · ownership.xml · derivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,824

Underlying: Common Stock · 77,824 shares

Expires 2036-03-04

F4 · derivative.exercise_date: The options vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC
Whitaker Corby CSVP, Sales and Marketing
GrantCommon Stock 57,462 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-096820 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,146

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC
Thoele Grant DouglasCFO & Treasurer
GrantStock Options (Right to Buy) · Derivative 74,893 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001193125-26-096816 · ownership.xml · derivative · entry 3

Thoele Grant Douglas · CIK 0002089743 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,893

Underlying: Common Stock · 74,893 shares

Expires 2036-03-04

F4 · derivative.exercise_date: The options vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC
Thoele Grant DouglasCFO & Treasurer
GrantCommon Stock 55,298 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-096816 · ownership.xml · nonDerivative · entry 1

Thoele Grant Douglas · CIK 0002089743 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,690

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 22:00 UTC
Young Donald RDirector · President and CEO
SaleCommon Stock 56,845 $3.23 $183,609.35
Disclosure

SEC source: 0001193125-25-283251 · ownership.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 494,011

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a rule 10b5-1 trading plan. This plan was previously adopted by the reporting person on August 11, 2025, to sell a limited number of shares for tax purposes in connection with a one-time personal real estate transaction.

F2 · price: These transactions were executed in multiple trades at prices ranging from $3.15 to $3.41. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 414,306 shares of Common Stock and 79,705 Restricted Stock Units.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 21:00 UTC
Thoele Grant DouglasCFO & Treasurer
GrantPerformance Share Units · Derivative 20,547 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-230376 · ownership.xml · derivative · entry 3

Thoele Grant Douglas · CIK 0002089743 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,547

Underlying: Common Stock · 20,547 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index.

F4 · derivative.exercise_date: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index.

F4 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index.

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October 01, 2025 Filed Oct 3, 2025 21:00 UTC
Thoele Grant DouglasCFO & Treasurer
GrantStock Options (Right to Buy) · Derivative 14,563 $0.00 Strike: $7.30 $0.00
Disclosure

SEC source: 0001193125-25-230376 · ownership.xml · derivative · entry 2

Thoele Grant Douglas · CIK 0002089743 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,563

Underlying: Common Stock · 14,563 shares

Expires 2035-10-01

F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 5, 2026, an additional one-third of the shares on March 5, 2027 and the remaining one-third of the shares on March 5, 2028.

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October 01, 2025 Filed Oct 3, 2025 21:00 UTC
Thoele Grant DouglasCFO & Treasurer
GrantCommon Stock 10,273 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-230376 · ownership.xml · nonDerivative · entry 1

Thoele Grant Douglas · CIK 0002089743 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,881

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2026, an additional one-third of the shares on March 5, 2027 and the remaining one-third of the shares on March 5, 2028.

F2 · balance_after: Represents 4,608 shares of Common Stock and 10,273 RSUs.

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October 01, 2025 Filed Dec 19, 2025 22:15 UTC Amendment
Thoele Grant DouglasCFO & Treasurer
GrantCommon Stock 10,273 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-327079 · ownership.xml · nonDerivative · entry 1

Thoele Grant Douglas · CIK 0002089743 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,392

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2026, an additional one-third of the shares on March 5, 2027 and the remaining one-third of the shares on March 5, 2028.

F2 · balance_after: This Form 4/A is being filed to correct the reported total of Securities Beneficially Owned following the reported transaction. The beneficially owned shares previously reported did not include 10,511 restricted stock units granted prior to the October 1, 2025, transaction date.

F3 · balance_after: Represents 4,608 shares of Common Stock and 20,784 RSUs.

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September 30, 2025 Filed Oct 2, 2025 21:38 UTC
DEEGAN GLENN E.CAO, GC & Corp Secretary
GrantPerformance Share Units · Derivative 23,347 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-228698 · ownership.xml · derivative · entry 3

DEEGAN GLENN E. · CIK 0001254044 · CAO, GC & Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,347

Underlying: Common Stock · 23,347 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index.

F4 · derivative.exercise_date: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index.

F4 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index.

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September 30, 2025 Filed Oct 2, 2025 21:38 UTC
DEEGAN GLENN E.CAO, GC & Corp Secretary
GrantStock Options (Right to Buy) · Derivative 16,416 $0.00 Strike: $6.96 $0.00
Disclosure

SEC source: 0001193125-25-228698 · ownership.xml · derivative · entry 2

DEEGAN GLENN E. · CIK 0001254044 · CAO, GC & Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,416

Underlying: Common Stock · 16,416 shares

Expires 2035-09-30

F3 · derivative.exercise_date: The options vest as to one-third of the shares on September 30, 2026, an additional one-third of the shares on September 30, 2027 and the remaining one-third of the shares on September 30, 2028.

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September 30, 2025 Filed Oct 2, 2025 21:38 UTC
DEEGAN GLENN E.CAO, GC & Corp Secretary
GrantCommon Stock 11,673 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-228698 · ownership.xml · nonDerivative · entry 1

DEEGAN GLENN E. · CIK 0001254044 · CAO, GC & Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,673

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on September 30, 2026, an additional one-third of the shares on September 30, 2027 and the remaining one-third of the shares on September 30, 2028.

F2 · balance_after: Represents 11,673 RSUs.

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September 13, 2025 Filed Sep 15, 2025 21:00 UTC
Daniel Santhosh PChief Accounting Officer
Tax withholdingCommon Stock 1,563 $6.59 $10,300.17
Disclosure

SEC source: 0001193125-25-203735 · ownership.xml · nonDerivative · entry 1

Daniel Santhosh P · CIK 0001935618 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,316

F1 · shares: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: 2. Represents 3,761 shares of Common Stock and 12,555 RSUs.

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September 05, 2025 Filed Sep 8, 2025 21:01 UTC
Pittman StephanieChief Human Resources Officer
Tax withholdingCommon Stock 1,581 $6.61 $10,450.41
Disclosure

SEC source: 0000950170-25-113594 · ownership.xml · nonDerivative · entry 1

Pittman Stephanie · CIK 0001991670 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,257

F1 · shares: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: 2. Represents 9,196 shares of Common Stock and 33,061 RSUs.

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August 13, 2025 Filed Aug 13, 2025 21:00 UTC
Daniel Santhosh PChief Accounting Officer
SaleCommon Stock 2,000 $7.54 $15,080.00
Disclosure

SEC source: 0000950170-25-108149 · ownership.xml · nonDerivative · entry 2

Daniel Santhosh P · CIK 0001935618 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,879

F2 · balance_after: Represents 17,879 Restricted Stock Units.

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August 12, 2025 Filed Aug 13, 2025 21:00 UTC
Daniel Santhosh PChief Accounting Officer
SaleCommon Stock 4,410 $7.31 $32,237.10
Disclosure

SEC source: 0000950170-25-108149 · ownership.xml · nonDerivative · entry 1

Daniel Santhosh P · CIK 0001935618 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,879

F1 · price: These transactions were executed in multiple trades at prices ranging from $7.31 to $7.32. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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May 23, 2025 Filed May 27, 2025 19:11 UTC
Johnson VirginiaCLO, GC, and Secretary
Tax withholdingCommon Stock 6,129 $6.39 $39,164.31
Disclosure

SEC source: 0000950170-25-077611 · ownership.xml · nonDerivative · entry 1

Johnson Virginia · CIK 0001929494 · CLO, GC, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,450

F1 · shares: The vesting of the restricted stock units was accelerated upon the Reporting Person's termination of employment on May 23, 2025. The accelerated vesting was in accordance with the terms of the Reporting Person's Executive Agreement, which provides for acceleration upon termination under certain circumstances.

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F3 · balance_after: Represents 24,235 shares of Common Stock and 20,215 RSUs.

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May 12, 2025 Filed May 13, 2025 00:59 UTC
Young Donald RDirector · President and CEO
PurchaseCommon Stock 20,000 $5.35 $107,000.00
Disclosure

SEC source: 0000950170-25-069636 · ownership.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,856

F1 · balance_after: Represents 471,151 shares of Common Stock and 79,705 RSUs.

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April 30, 2025 Filed May 2, 2025 00:52 UTC GrantStock Options (Right to Buy) · Derivative 9,105 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0000950170-25-062218 · ownership.xml · derivative · entry 2

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,105

Underlying: Common Stock · 9,105 shares

Expires 2035-04-30

F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) April 30, 2026, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2026.

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April 30, 2025 Filed May 2, 2025 00:52 UTC GrantCommon Stock 10,370 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-062218 · ownership.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,528

F1 · shares: The reporting person was granted Restricted Stock Units ("RSUs") representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs will vest on the earlier of (a) April 30, 2026, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2026.

F2 · balance_after: Represents 136,158 shares of Common Stock and 10,370 RSUs

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April 30, 2025 Filed May 2, 2025 00:51 UTC GrantStock Options (Right to Buy) · Derivative 9,105 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0000950170-25-062216 · ownership.xml · derivative · entry 2

Robinson Cari · CIK 0002031424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,105

Underlying: Common Stock · 9,105 shares

Expires 2035-04-30

F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) April 30, 2026, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2026.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.