Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2016 Filed Nov 18, 2016 22:29 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
GrantStock Appreciation Right · Derivative | 62,850 | $109.15 Strike: $109.15 | $6,860,077.50 |
DisclosureSEC source: 0001127602-16-067809 · form4.xml · derivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,850 Underlying: Common Stock · 62,850 shares Expires 2026-12-16 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:23 UTC |
Schumann Anne T.Vice President
|
GrantStock Appreciation Right · Derivative | 4,650 | $109.15 Strike: $109.15 | $507,547.50 |
DisclosureSEC source: 0001127602-16-067807 · form4.xml · derivative · entry 5 Schumann Anne T. · CIK 0001438239 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,650 Underlying: Common Stock · 4,650 shares Expires 2026-12-16 F7 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F7 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:23 UTC |
Schumann Anne T.Vice President
|
GrantRestricted Stock Units · Derivative | 750 | $109.15 | $81,862.50 |
DisclosureSEC source: 0001127602-16-067807 · form4.xml · derivative · entry 4 Schumann Anne T. · CIK 0001438239 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,612 Underlying: Common Stock · 750 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:23 UTC |
Schumann Anne T.Vice President
|
Disposition to issuerCommon Stock | 640 | $109.15 | $69,856.00 |
DisclosureSEC source: 0001127602-16-067807 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,116 F3 · kind: Deferral of a portion of securities acquired in relation to the settlement of LTIP award referenced in footnote 1 above pursuant to Ashland's deferred compensation plan. F2 · balance_after: Includes 5,410 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:23 UTC |
Schumann Anne T.Vice President
|
GrantCommon Stock | 2,133 | $109.15 | $232,816.95 |
DisclosureSEC source: 0001127602-16-067807 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,756 F1 · kind: Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). F2 · balance_after: Includes 5,410 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:20 UTC |
WILLIS J KEVINChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 2,700 | $109.15 | $294,705.00 |
DisclosureSEC source: 0001127602-16-067805 · form4.xml · derivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793 Underlying: Common Stock · 2,700 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F8 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F8 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:20 UTC |
WILLIS J KEVINChief Financial Officer
|
GrantStock Appreciation Right · Derivative | 17,300 | $109.15 Strike: $109.15 | $1,888,295.00 |
DisclosureSEC source: 0001127602-16-067805 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,300 Underlying: Common Stock · 17,300 shares Expires 2026-12-16 F6 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F6 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:20 UTC |
WILLIS J KEVINChief Financial Officer
|
GrantCommon Stock | 8,532 | $109.15 | $931,267.80 |
DisclosureSEC source: 0001127602-16-067805 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,505 F1 · kind: Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). F2 · balance_after: Includes 3,626 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:19 UTC |
Silverman Keith CVice President
|
GrantRestricted Stock Units · Derivative | 300 | $109.15 | $32,745.00 |
DisclosureSEC source: 0001127602-16-067804 · form4.xml · derivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655 Underlying: Common Stock · 300 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:19 UTC |
Silverman Keith CVice President
|
GrantStock Appreciation Right · Derivative | 1,950 | $109.15 Strike: $109.15 | $212,842.50 |
DisclosureSEC source: 0001127602-16-067804 · form4.xml · derivative · entry 3 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,950 Underlying: Common Stock · 1,950 shares Expires 2026-12-16 F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:19 UTC |
Silverman Keith CVice President
|
GrantCommon Stock | 948 | $109.15 | $103,474.20 |
DisclosureSEC source: 0001127602-16-067804 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079 F1 · kind: Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). F2 · balance_after: Includes 119 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:17 UTC |
HEITMAN WILLIAM JController
|
GrantRestricted Stock Units · Derivative | 650 | $109.15 | $70,947.50 |
DisclosureSEC source: 0001127602-16-067803 · form4.xml · derivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360 Underlying: Common Stock · 650 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:17 UTC |
HEITMAN WILLIAM JController
|
GrantStock Appreciation Right · Derivative | 4,050 | $109.15 Strike: $109.15 | $442,057.50 |
DisclosureSEC source: 0001127602-16-067803 · form4.xml · derivative · entry 3 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Underlying: Common Stock · 4,050 shares Expires 2026-12-16 F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:17 UTC |
HEITMAN WILLIAM JController
|
GrantCommon Stock | 1,778 | $109.15 | $194,068.70 |
DisclosureSEC source: 0001127602-16-067803 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,542 F1 · kind: Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:15 UTC |
Ganz PeterSenior Vice President
|
GrantRestricted Stock Units · Derivative | 1,700 | $109.15 | $185,555.00 |
DisclosureSEC source: 0001127602-16-067802 · form4.xml · derivative · entry 4 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577 Underlying: Common Stock · 1,700 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:15 UTC |
Ganz PeterSenior Vice President
|
GrantStock Appreciation Right · Derivative | 10,700 | $109.15 Strike: $109.15 | $1,167,905.00 |
DisclosureSEC source: 0001127602-16-067802 · form4.xml · derivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 Underlying: Common Stock · 10,700 shares Expires 2026-12-16 F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:15 UTC |
Ganz PeterSenior Vice President
|
GrantCommon Stock | 4,740 | $109.15 | $517,371.00 |
DisclosureSEC source: 0001127602-16-067802 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,867 F1 · kind: Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). F2 · balance_after: Includes 3,165 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:14 UTC |
Elliott Greg WVice President
|
GrantRestricted Stock Units · Derivative | 1,100 | $109.15 | $120,065.00 |
DisclosureSEC source: 0001127602-16-067801 · form4.xml · derivative · entry 2 Elliott Greg W · CIK 0001302423 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,368 Underlying: Common Stock · 1,100 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:14 UTC |
Elliott Greg WVice President
|
GrantStock Appreciation Right · Derivative | 6,950 | $109.15 Strike: $109.15 | $758,592.50 |
DisclosureSEC source: 0001127602-16-067801 · form4.xml · derivative · entry 1 Elliott Greg W · CIK 0001302423 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950 Underlying: Common Stock · 6,950 shares Expires 2026-12-16 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:12 UTC |
FERNANDEZ-MORENO LUIS MSenior Vice President
|
GrantStock Appreciation Right · Derivative | 10,950 | $109.15 Strike: $109.15 | $1,195,192.50 |
DisclosureSEC source: 0001127602-16-067796 · form4.xml · derivative · entry 4 FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,950 Underlying: Common Stock · 10,950 shares Expires 2026-12-16 F6 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F6 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:12 UTC |
FERNANDEZ-MORENO LUIS MSenior Vice President
|
GrantRestricted Stock Units · Derivative | 1,700 | $109.15 | $185,555.00 |
DisclosureSEC source: 0001127602-16-067796 · form4.xml · derivative · entry 3 FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,627 Underlying: Common Stock · 1,700 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:12 UTC |
FERNANDEZ-MORENO LUIS MSenior Vice President
|
GrantCommon Stock | 4,029 | $109.15 | $439,765.35 |
DisclosureSEC source: 0001127602-16-067796 · form4.xml · nonDerivative · entry 1 FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,328 F1 · kind: Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). F2 · balance_after: Includes 29,319 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 28, 2016 22:23 UTC Amendment |
HEITMAN WILLIAM JController
|
Tax withholdingCommon Stock | 593 | $109.15 | $64,725.95 |
DisclosureSEC source: 0001127602-16-068501 · form4a.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,949 F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in footnote 1 of the Form 4 filed November 18, 2016. F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 28, 2016 22:30 UTC Amendment |
WILLIS J KEVINChief Financial Officer
|
Tax withholdingCommon Stock | 4,092 | $109.15 | $446,641.80 |
DisclosureSEC source: 0001127602-16-068504 · form4a.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,413 F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in footnote 1 of Form 4 filed on November 18, 2016. F2 · balance_after: Includes 8,742 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 28, 2016 22:29 UTC Amendment |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 354 | $109.15 | $38,639.10 |
DisclosureSEC source: 0001127602-16-068503 · form4a.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725 F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in footnote 1 of the Form 4 filed November 18, 2016. F2 · balance_after: Includes 119 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 28, 2016 22:25 UTC Amendment |
Schumann Anne T.Vice President
|
Tax withholdingCommon Stock | 507 | $109.15 | $55,339.05 |
DisclosureSEC source: 0001127602-16-068502 · form4a.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in footnote 1 of the Form 4 filed November 18, 2016. F2 · balance_after: Includes 5,410 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 28, 2016 22:17 UTC Amendment |
FERNANDEZ-MORENO LUIS MSenior Vice President
|
Tax withholdingCommon Stock | 1,957 | $109.15 | $213,606.55 |
DisclosureSEC source: 0001127602-16-068496 · form4a.xml · nonDerivative · entry 1 FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,371 F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in footnote 1 of the Form 4 filed November 18, 2016. F2 · balance_after: Includes 39,553 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 28, 2016 22:15 UTC Amendment |
Ganz PeterSenior Vice President
|
Tax withholdingCommon Stock | 1,852 | $109.15 | $202,145.80 |
DisclosureSEC source: 0001127602-16-068494 · form4a.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,015 F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in footnote 1 of the Form 4 filed November 18, 2016. F2 · balance_after: Includes 8,281 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Jan 9, 2017 21:36 UTC Amendment |
Schumann Anne T.Vice President
|
Tax withholdingCommon Stock Units · Derivative | 22 | $109.15 | $2,401.30 |
DisclosureSEC source: 0001127602-17-001379 · form4a.xml · derivative · entry 2 Schumann Anne T. · CIK 0001438239 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F4 · kind: Payment of tax liability by withholding of securities incident to the deferral of LTIP award referenced in footnote 2 above. F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's in-service distribution election, retirement or other termination. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's in-service distribution election, retirement or other termination. Read SEC document |
| November 16, 2016 Filed Jan 9, 2017 21:36 UTC Amendment |
Schumann Anne T.Vice President
|
OtherCommon Stock Units · Derivative | 640 | $109.15 | $69,856.00 |
DisclosureSEC source: 0001127602-17-001379 · form4a.xml · derivative · entry 1 Schumann Anne T. · CIK 0001438239 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640 Underlying: Common Stock · 640 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: Reflects the deferral of a portion of securities acquired in relation to the settlement of LTIP award as referenced in footnote 3 to the original Form 4 filed on November 18, 2016, pursuant to Ashland's deferred compensation plan. F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's in-service distribution election, retirement or other termination. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's in-service distribution election, retirement or other termination. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 22:31 UTC |
WILLIS J KEVINChief Financial Officer
|
SaleCommon Stock | 1,555 | $106.84 | $166,136.20 |
DisclosureSEC source: 0001127602-16-067468 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,973 F3 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015. F2 · balance_after: Includes 8,742 shares of unvested Restricted Stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:33 UTC |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 96 | $108.22 | $10,389.12 |
DisclosureSEC source: 0001127602-16-067471 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131 F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 119 shares of unvested Restricted Stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:31 UTC |
WILLIS J KEVINChief Financial Officer
|
Tax withholdingCommon Stock | 779 | $108.22 | $84,303.38 |
DisclosureSEC source: 0001127602-16-067468 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,528 F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 8,742 shares of unvested Restricted Stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:30 UTC |
Schumann Anne T.Vice President
|
Tax withholdingCommon Stock | 198 | $108.22 | $21,427.56 |
DisclosureSEC source: 0001127602-16-067467 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,623 F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 5,410 shares of unvested Restricted Stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:29 UTC |
HEITMAN WILLIAM JController
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Tax withholdingCommon Stock | 178 | $108.22 | $19,263.16 |
DisclosureSEC source: 0001127602-16-067466 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,764 F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incenetive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:28 UTC |
FERNANDEZ-MORENO LUIS MSenior Vice President
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Tax withholdingCommon Stock | 386 | $108.22 | $41,772.92 |
DisclosureSEC source: 0001127602-16-067465 · form4.xml · nonDerivative · entry 1 FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,299 F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 39,553 shares of unvested Restricted Stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:24 UTC |
Ganz PeterSenior Vice President
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Tax withholdingCommon Stock | 398 | $108.22 | $43,071.56 |
DisclosureSEC source: 0001127602-16-067464 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,127 F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 8,281 shares of unvested Restricted Stock. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 17:26 UTC |
WARD MICHAEL JDirector
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OtherCommon Stock Units · Derivative | 216 | $115.95 Strike: $0.00 | $25,045.20 |
DisclosureSEC source: 0001127602-16-063709 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,988 Underlying: Common Stock · 216 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F4 · balance_after: Balance includes 124 additional Common Stock Units acquired in lieu of cash dividends on September 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 17:20 UTC |
Manager Vada ODirector
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OtherCommon Stock Units · Derivative | 7 | $115.95 Strike: $0.00 | $811.65 |
DisclosureSEC source: 0001127602-16-063707 · form4.xml · derivative · entry 1 Manager Vada O · CIK 0001429435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F4 · balance_after: Balance includes 2 additional Common Stock Units acquired in lieu of cash dividends on September 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| December 17, 2015 Filed Nov 10, 2016 20:12 UTC |
MITCHELL SAMUEL JFormer Senior Vice President
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GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066734 · form5.xml · nonDerivative · entry 1 MITCHELL SAMUEL J · CIK 0001166068 · Former Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,009 F1 · balance_after: Includes 9,689 shares of unvested Restricted Stock, of which 130 shares were paid in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's incentive plans and applicable restricted stock agreements (35 shares were paid on December 15, 2015; 35 shares were paid on March 15, 2016; 30 shares were paid on June 15, 2016; and 30 shares were paid on September 15, 2016). Read SEC document |
| November 18, 2001 Filed Dec 12, 2022 17:16 UTC |
WILLIS J KEVINSr VP & Chief Finan. Officer
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Exercise / conversionRestricted Stock Units · Derivative | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-22-001312 · form4.xml · derivative · entry 9 WILLIS J KEVIN · CIK 0001575329 · Sr VP & Chief Finan. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,066.141 Underlying: Common Stock · 2,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.