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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,423 $0.00 Strike: $17.02 $0.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · derivative · entry 12

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,423

Underlying: Common Stock $0.01 Par Value · 7,423 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 400 $25.13 $10,050.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 11

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,131

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 4,900 $25.10 $122,990.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 10

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,531

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,900 $25.08 $47,642.50
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 9

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,431

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,400 $25.05 $60,120.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 8

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,331

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 117 $25.00 $2,925.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 7

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,731

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 9,717 $17.24 $167,521.08
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 6

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 400 $25.08 $10,030.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 5

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,131

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,823 $25.05 $70,716.15
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 4

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,531

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 700 $25.03 $17,517.50
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 3

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,354

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 3,500 $25.00 $87,500.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 2

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,054

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 7,423 $17.02 $126,339.46
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:41 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 9,926 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-17-003593 · form4.xml · derivative · entry 8

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 9,926 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:41 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $25.65 $2,565.00
Disclosure

SEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 6

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,544.355

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:41 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 6,444 $25.60 $164,966.40
Disclosure

SEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 5

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,644.355

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:41 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 482 $25.55 $12,315.10
Disclosure

SEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 4

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,088.355

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:41 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,100 $25.50 $53,550.00
Disclosure

SEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 3

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,570.355

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:41 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 800 $25.45 $20,360.00
Disclosure

SEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 2

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,670.355

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:41 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 9,926 $14.02 $139,162.52
Disclosure

SEC source: 0001127602-17-003593 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,470.355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC
Stein David LExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 11,500 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · derivative · entry 13

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 11,500 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC
Stein David LExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $18.82 $0.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · derivative · entry 12

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 7,000 shares

Expires 2018-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,080 $25.10 $27,108.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 8

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,063

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 300 $25.08 $7,522.50
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 7

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,143

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,300 $25.05 $57,615.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 6

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,443

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 7,820 $25.01 $195,539.10
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 5

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,743

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC
Stein David LExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 11,500 $17.26 $198,490.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 4

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 3,700 $25.13 $92,978.78
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 3

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,063

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 3,300 $25.10 $82,830.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,763

Read SEC document
February 01, 2017 Filed Feb 2, 2017 21:39 UTC
Stein David LExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 7,000 $18.82 $131,740.00
Disclosure

SEC source: 0001127602-17-003585 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:34 UTC GrantCommon Stock $0.01 Par Value 4,008 $24.95 $99,999.60
Disclosure

SEC source: 0001127602-17-003800 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,925

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:39 UTC GrantCommon Stock $0.01 Par Value 4,008 $24.95 $99,999.60
Disclosure

SEC source: 0001127602-17-003803 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,425

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:37 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 4,008 $24.95 $99,999.60
Disclosure

SEC source: 0001127602-17-003802 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,155

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:36 UTC GrantCommon Stock $0.01 Par Value 4,008 $24.95 $99,999.60
Disclosure

SEC source: 0001127602-17-003801 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,567.237

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:33 UTC GrantCommon Stock $0.01 Par Value 4,008 $24.95 $99,999.60
Disclosure

SEC source: 0001127602-17-003799 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,425

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:27 UTC GrantCommon Stock $0.01 Par Value 4,008 $24.95 $99,999.60
Disclosure

SEC source: 0001127602-17-003797 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,771

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:25 UTC GrantCommon Stock $0.01 Par Value 4,008 $24.95 $99,999.60
Disclosure

SEC source: 0001127602-17-003796 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,334.735

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:24 UTC GrantCommon Stock $0.01 Par Value 4,008 $24.95 $99,999.60
Disclosure

SEC source: 0001127602-17-003794 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,975

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:23 UTC GrantCommon Stock $0.01 Par Value 4,008 $24.95 $99,999.60
Disclosure

SEC source: 0001127602-17-003792 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,925

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:15 UTC GrantCommon Stock $0.01 Par Value 4,008 $24.95 $99,999.60
Disclosure

SEC source: 0001127602-17-003790 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,925

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 17:47 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 7,000 $25.01 $175,035.00
Disclosure

SEC source: 0001127602-17-003029 · form4.xml · nonDerivative · entry 3

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 491,449

F2 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 17:47 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001127602-17-003029 · form4.xml · nonDerivative · entry 2

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 498,449

F2 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:55 UTC
Yee JamesExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 904 $25.45 $23,006.80
Disclosure

SEC source: 0001127602-17-003034 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,131

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:54 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 600 $25.45 $15,270.00
Disclosure

SEC source: 0001127602-17-003033 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,690

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:53 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 528 $25.45 $13,437.60
Disclosure

SEC source: 0001127602-17-003032 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,063

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:50 UTC
Lau Timothy JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 432 $25.45 $10,994.40
Disclosure

SEC source: 0001127602-17-003031 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,544.355

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:49 UTC
Hickey ScottChief Credit Officer
Tax withholdingCommon Stock $0.01 Par Value 714 $25.45 $18,171.30
Disclosure

SEC source: 0001127602-17-003030 · form4.xml · nonDerivative · entry 1

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,627

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:47 UTC
FLYNN PHILIP BDirector · President & CEO
Tax withholdingCommon Stock $0.01 Par Value 3,234 $25.45 $82,305.30
Disclosure

SEC source: 0001127602-17-003029 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,501

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:43 UTC
Erickson Randall J.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 583 $25.45 $14,837.35
Disclosure

SEC source: 0001127602-17-003028 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,845

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:42 UTC
Derpinghaus Patrick JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 228 $25.45 $5,802.60
Disclosure

SEC source: 0001127602-17-003027 · form4.xml · nonDerivative · entry 1

Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,258

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:41 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 1,139 $25.45 $28,987.55
Disclosure

SEC source: 0001127602-17-003026 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,186.692

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.