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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2017 Filed Mar 13, 2017 17:04 UTC
Hanson Breck F.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 30,913 $12.97 $400,941.61
Disclosure

SEC source: 0001127602-17-011366 · form4.xml · nonDerivative · entry 1

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 17, 2017 17:41 UTC OtherCommon Stock $0.01 Par Value 3.165 $25.01 $79.17
Disclosure

SEC source: 0001127602-17-012126 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,341.065

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 10, 2017 Filed Mar 17, 2017 17:29 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 24.13 $25.01 $603.54
Disclosure

SEC source: 0001127602-17-012116 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,145.7349

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 10, 2017 Filed Mar 17, 2017 17:28 UTC
BOHN WILLIAM MExecutive Vice President
OtherCommon Stock $0.01 Par Value 86.383 $25.01 $2,160.70
Disclosure

SEC source: 0001127602-17-012113 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,060.878

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:07 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 200 $26.38 $5,275.00
Disclosure

SEC source: 0001127602-17-009671 · form4.xml · nonDerivative · entry 6

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,759

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:07 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 800 $26.35 $21,080.00
Disclosure

SEC source: 0001127602-17-009671 · form4.xml · nonDerivative · entry 5

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,959

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:07 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 100 $26.33 $2,632.50
Disclosure

SEC source: 0001127602-17-009671 · form4.xml · nonDerivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,759

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:07 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 3,000 $26.30 $78,900.00
Disclosure

SEC source: 0001127602-17-009671 · form4.xml · nonDerivative · entry 3

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,859

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:07 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 2,595 $26.25 $68,118.75
Disclosure

SEC source: 0001127602-17-009671 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,859

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:07 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 1,305 $26.20 $34,191.00
Disclosure

SEC source: 0001127602-17-009671 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,454

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:50 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,400 $26.08 $36,505.00
Disclosure

SEC source: 0001127602-17-008194 · form4.xml · nonDerivative · entry 4

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,152.4054

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:50 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,006 $26.05 $52,256.30
Disclosure

SEC source: 0001127602-17-008194 · form4.xml · nonDerivative · entry 3

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,552.4054

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:50 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 6,177 $26.03 $160,756.43
Disclosure

SEC source: 0001127602-17-008194 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,558.4054

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:50 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 6,541 $26.00 $170,066.00
Disclosure

SEC source: 0001127602-17-008194 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,735.4054

Read SEC document
February 17, 2017 Filed Feb 21, 2017 16:13 UTC
FLYNN PHILIP BDirector · President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 208,214 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-17-007175 · form4.xml · derivative · entry 8

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 208,214 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 16:13 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 2,575 $26.10 $67,207.50
Disclosure

SEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 6

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,377

Read SEC document
February 17, 2017 Filed Feb 21, 2017 16:13 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 42,301 $26.08 $1,102,998.58
Disclosure

SEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 5

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,952

Read SEC document
February 17, 2017 Filed Feb 21, 2017 16:13 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 123,800 $26.05 $3,224,990.00
Disclosure

SEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 4

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,253

Read SEC document
February 17, 2017 Filed Feb 21, 2017 16:13 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 14,730 $26.03 $383,348.25
Disclosure

SEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 3

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,053

Read SEC document
February 17, 2017 Filed Feb 21, 2017 16:13 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 24,808 $26.00 $645,008.00
Disclosure

SEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 2

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,783

Read SEC document
February 17, 2017 Filed Feb 21, 2017 16:13 UTC
FLYNN PHILIP BDirector · President & CEO
Exercise / conversionCommon Stock $0.01 Par Value 208,214 $12.97 $2,700,535.58
Disclosure

SEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:56 UTC
Docter Judith MExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $24.89 $0.00
Disclosure

SEC source: 0001127602-17-006812 · form4.xml · derivative · entry 5

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 20,000 shares

Expires 2018-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:56 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 20,000 $26.30 $526,000.00
Disclosure

SEC source: 0001127602-17-006812 · form4.xml · nonDerivative · entry 3

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,276.4054

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:56 UTC
Docter Judith MExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 20,000 $24.89 $497,800.00
Disclosure

SEC source: 0001127602-17-006812 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,276.4054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:56 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 8.6074 $26.25 $225.90
Disclosure

SEC source: 0001127602-17-006812 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,276.4054

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:55 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 97.7969 $26.25 $2,566.68
Disclosure

SEC source: 0001127602-17-006811 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,121.6049

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:53 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 12.224 $26.25 $320.82
Disclosure

SEC source: 0001127602-17-006810 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,049.325

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,763 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · derivative · entry 9

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock $0.01 Par Value · 6,763 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,703 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · derivative · entry 8

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 4,703 shares

Expires 2022-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 300 $26.28 $7,885.29
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · nonDerivative · entry 7

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,082.692

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 1,700 $26.28 $44,667.50
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · nonDerivative · entry 6

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,382.692

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 4,763 $26.25 $125,028.75
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · nonDerivative · entry 5

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,082.692

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionCommon Stock $0.01 Par Value 6,763 $14.02 $94,817.26
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · nonDerivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,845.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 4,400 $26.28 $115,650.92
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · nonDerivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,082.692

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 303 $26.28 $7,961.33
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,482.692

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:52 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionCommon Stock $0.01 Par Value 4,703 $14.04 $66,030.12
Disclosure

SEC source: 0001127602-17-006809 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,785.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:53 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 4,430 $25.68 $113,762.40
Disclosure

SEC source: 0001127602-17-006207 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,082.692

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:12 UTC
Schmidt Paul GregoryExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 420 $25.05 $10,521.00
Disclosure

SEC source: 0001127602-17-004813 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,465

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:15 UTC
Yee JamesExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 8,599 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001127602-17-004816 · form4.xml · derivative · entry 4

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,797

Underlying: Common Stock $0.01 Par Value · 8,599 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:15 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 8,599 $25.15 $216,264.85
Disclosure

SEC source: 0001127602-17-004816 · form4.xml · nonDerivative · entry 3

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,522

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:15 UTC
Yee JamesExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 8,599 $17.38 $149,450.62
Disclosure

SEC source: 0001127602-17-004816 · form4.xml · nonDerivative · entry 2

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:15 UTC
Yee JamesExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,639 $25.05 $41,056.95
Disclosure

SEC source: 0001127602-17-004816 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,522

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:13 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 959 $25.05 $24,022.95
Disclosure

SEC source: 0001127602-17-004815 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,880

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:10 UTC
Piotrowski Christopher C.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 760 $25.05 $19,038.00
Disclosure

SEC source: 0001127602-17-004811 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,023.808

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:09 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 501 $25.05 $12,550.05
Disclosure

SEC source: 0001127602-17-004810 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,037.101

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:08 UTC
Hickey ScottChief Credit Officer
Tax withholdingCommon Stock $0.01 Par Value 1,404 $25.05 $35,170.20
Disclosure

SEC source: 0001127602-17-004808 · form4.xml · nonDerivative · entry 1

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,474

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:07 UTC
FLYNN PHILIP BDirector · President & CEO
Tax withholdingCommon Stock $0.01 Par Value 8,956 $25.05 $224,347.80
Disclosure

SEC source: 0001127602-17-004806 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,377

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:04 UTC
BOHN WILLIAM MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 841 $25.05 $21,067.05
Disclosure

SEC source: 0001127602-17-004803 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,974.495

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:00 UTC
Derpinghaus Patrick JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 441 $25.05 $11,047.05
Disclosure

SEC source: 0001127602-17-005048 · form4.xml · nonDerivative · entry 1

Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,877

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:04 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,278 $25.05 $32,013.90
Disclosure

SEC source: 0001127602-17-005053 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,759

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.