ASB

SEC source: 0001127602-18-004678 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,957.692

F1 · kind: Includes 3,614 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 3,123 shares attributable to the time-based portion, of PRSUs granted in 2018, and 6,247 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

SEC source: 0001127602-18-004671 · form4.xml · derivative · entry 5

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,930

Underlying: Common Stock $0.01 Par Value · 18,930 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

SEC source: 0001127602-18-004671 · form4.xml · nonDerivative · entry 2

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,994.624

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-004671 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,390.624

F1 · kind: Includes 1,870 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 1,726 shares attributable to the time-based portion, of PRSUs granted in 2018, and 3,453 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

SEC source: 0001127602-18-004669 · form4.xml · derivative · entry 4

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,268

Underlying: Common Stock $0.01 Par Value · 141,268 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

SEC source: 0001127602-18-004669 · form4.xml · nonDerivative · entry 2

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,574

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-004669 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,704

F1 · kind: Includes 15,588 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 12,886 shares attributable to the time-based portion, of PRSUs granted in 2018, and 25,773 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

SEC source: 0001127602-18-008629 · form4a.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,264.355

F1 · kind: Due to an administrative error, the Form 4 filed on February 8, 2018 did not reflect the surrender of shares by the reporting person to satisfy tax withholding obligations resulting from the vesting of restricted stock unit awards ("RSUs").

SEC source: 0001127602-18-008628 · form4a.xml · nonDerivative · entry 1

Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,659

F1 · kind: Due to an administrative error, the Form 4 filed on February 8, 2018 did not reflect the surrender of shares by the reporting person to satisfy tax withholding obligations resulting from the vesting of restricted stock unit awards ("RSUs").

SEC source: 0001127602-18-008627 · form4a.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,537.6294

F1 · kind: Due to an administrative error, the Form 4 filed on February 8, 2018 did not reflect the surrender of shares by the reporting person to satisfy tax withholding obligations resulting from the vesting of restricted stock unit awards ("RSUs").

SEC source: 0001127602-18-004277 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 511,241

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.

SEC source: 0001127602-18-003786 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 0

SEC source: 0001127602-18-003786 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,685

SEC source: 0001127602-18-003991 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,958

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003989 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,958

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003987 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,987

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003986 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,384.414

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003983 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,480

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003981 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,958

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003978 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,958

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003975 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,045.237

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003969 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,524

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003967 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,072

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003963 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,458

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003959 · form4.xml · derivative · entry 9

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844

Underlying: Common Stock $0.01 Par Value · 844 shares

Expires 2024-01-21

F5 · price: Represents a fully-vested option to acquire shares of Associated Common Stock received by the Insider in the Merger in exchange for a fully-vested option to purchase 2,000 shares of Bank Mutual Common Stock at an exercise price of $7.17 per share.

F5 · derivative.exercise_date: Represents a fully-vested option to acquire shares of Associated Common Stock received by the Insider in the Merger in exchange for a fully-vested option to purchase 2,000 shares of Bank Mutual Common Stock at an exercise price of $7.17 per share.

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 8

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,983

F4 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of Associated Common Stock following the date the Insider ceases serving as a director.

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 7

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 67,449

F1 · price: On February 1, 2018, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017 (the "Merger Agreement"), by and between Associated Banc-Corp ("Associated") and Bank Mutual Corporation ("Bank Mutual"), Bank Mutual was merged with and into Associated, with Associated continuing as the surviving entity (the "Merger"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01, of Bank Mutual ("Bank Mutual Common Stock") was converted into the right to receive 0.422 shares of common stock, par value $0.01 per share, of Associated ("Associated Common Stock"), with cash paid in lieu of fractional shares.

F3 · ownership.nature: Represents shares of Associated Common Stock held in Bank Mutual Corporation 401(k) Plan received by the Insider in the Merger in exchange for shares of Bank Mutual Common Stock formerly held in the plan, based on most recent plan report.

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 6

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 60,332

F1 · price: On February 1, 2018, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017 (the "Merger Agreement"), by and between Associated Banc-Corp ("Associated") and Bank Mutual Corporation ("Bank Mutual"), Bank Mutual was merged with and into Associated, with Associated continuing as the surviving entity (the "Merger"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01, of Bank Mutual ("Bank Mutual Common Stock") was converted into the right to receive 0.422 shares of common stock, par value $0.01 per share, of Associated ("Associated Common Stock"), with cash paid in lieu of fractional shares.

F2 · ownership.nature: As trustee of a trust.

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 5

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,311

F1 · price: On February 1, 2018, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017 (the "Merger Agreement"), by and between Associated Banc-Corp ("Associated") and Bank Mutual Corporation ("Bank Mutual"), Bank Mutual was merged with and into Associated, with Associated continuing as the surviving entity (the "Merger"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01, of Bank Mutual ("Bank Mutual Common Stock") was converted into the right to receive 0.422 shares of common stock, par value $0.01 per share, of Associated ("Associated Common Stock"), with cash paid in lieu of fractional shares.

F2 · ownership.nature: As trustee of a trust.

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 4

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 39,743

F1 · price: On February 1, 2018, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017 (the "Merger Agreement"), by and between Associated Banc-Corp ("Associated") and Bank Mutual Corporation ("Bank Mutual"), Bank Mutual was merged with and into Associated, with Associated continuing as the surviving entity (the "Merger"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01, of Bank Mutual ("Bank Mutual Common Stock") was converted into the right to receive 0.422 shares of common stock, par value $0.01 per share, of Associated ("Associated Common Stock"), with cash paid in lieu of fractional shares.

F2 · ownership.nature: As trustee of a trust.

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 3

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,503

F1 · price: On February 1, 2018, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017 (the "Merger Agreement"), by and between Associated Banc-Corp ("Associated") and Bank Mutual Corporation ("Bank Mutual"), Bank Mutual was merged with and into Associated, with Associated continuing as the surviving entity (the "Merger"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01, of Bank Mutual ("Bank Mutual Common Stock") was converted into the right to receive 0.422 shares of common stock, par value $0.01 per share, of Associated ("Associated Common Stock"), with cash paid in lieu of fractional shares.

F2 · ownership.nature: As trustee of a trust.

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 59,728

F1 · price: On February 1, 2018, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017 (the "Merger Agreement"), by and between Associated Banc-Corp ("Associated") and Bank Mutual Corporation ("Bank Mutual"), Bank Mutual was merged with and into Associated, with Associated continuing as the surviving entity (the "Merger"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01, of Bank Mutual ("Bank Mutual Common Stock") was converted into the right to receive 0.422 shares of common stock, par value $0.01 per share, of Associated ("Associated Common Stock"), with cash paid in lieu of fractional shares.

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,314

F1 · price: On February 1, 2018, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017 (the "Merger Agreement"), by and between Associated Banc-Corp ("Associated") and Bank Mutual Corporation ("Bank Mutual"), Bank Mutual was merged with and into Associated, with Associated continuing as the surviving entity (the "Merger"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01, of Bank Mutual ("Bank Mutual Common Stock") was converted into the right to receive 0.422 shares of common stock, par value $0.01 per share, of Associated ("Associated Common Stock"), with cash paid in lieu of fractional shares.

SEC source: 0001127602-18-002816 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,457

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-002810 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,258

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-002808 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,685

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-002807 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,491.559

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-002806 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,404.836

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-002805 · form4.xml · nonDerivative · entry 1

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,892

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-002804 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,649

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-002803 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,973.692

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-002802 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,340.0966

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-002801 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,341.624

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

SEC source: 0001127602-18-002367 · form4.xml · derivative · entry 3

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 6,000 shares

Expires 2018-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

SEC source: 0001127602-18-002367 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,827.559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-002360 · form4.xml · derivative · entry 5

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 15,000 shares

Expires 2018-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

SEC source: 0001127602-18-002360 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-18-002258 · form4.xml · derivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,212.113

Underlying: Common Stock $0.01 Par Value · 719.598 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.

SEC source: 0001127602-18-002257 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,952.233

Underlying: Common Stock $0.01 Par Value · 815.545 shares

Expires not disclosed

F1 · kind: "Stock units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

SEC source: 0001127602-18-001954 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,949.5469

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.