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person · Reporting owner

Crowley Michael T Jr

Disclosed activity across 2 companies

Tapewire entity
141250
SEC CIK
0001290818

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSOCIATED BANC-CORPASB · Entity 2747DirectorMarch 15, 2021March 17, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSOCIATED BANC-CORP

Report date March 15, 2021 · Filed March 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $0.01 Par ValueSEC Table I · non-derivativeDirect732,102 Ending reported balance After 2021-03-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-03-15 · Grant · Acquired 40 · Balance 732,050

F1: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Row 2 · 2021-03-15 · Grant · Acquired 52 · Balance 732,102

F2: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Common Stock $0.01 Par ValueSEC Table I · non-derivativeIndirectBy 401(k) Plan65,793.71 Reported balance Holding disclosure · report date 2021-03-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 65,793.71

F3: Represents shares of Associated Common Stock held in Bank Mutual Corporation 401(k) Plan received by the Insider in the Merger in exchange for shares of Bank Mutual Common Stock formerly held in the plan, based on most recent plan report.

Common Stock $0.01 Par ValueSEC Table I · non-derivativeIndirectBy Spouse59,728 Reported balance Holding disclosure · report date 2021-03-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 59,728

Common Stock $0.01 Par ValueSEC Table I · non-derivativeIndirectBy Trust57,246 Reported balance Holding disclosure · report date 2021-03-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 57,246

F4: As trustee of a trust.

Common Stock $0.01 Par ValueSEC Table I · non-derivativeIndirectBy Trust96,643 Reported balance Holding disclosure · report date 2021-03-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 96,643

F4: As trustee of a trust.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

F2: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

F3: Represents shares of Associated Common Stock held in Bank Mutual Corporation 401(k) Plan received by the Insider in the Merger in exchange for shares of Bank Mutual Common Stock formerly held in the plan, based on most recent plan report.

F4: As trustee of a trust.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BANK MUTUAL CORP

Report date February 01, 2018 · Filed February 02, 2018

Section 16 reporting ended · disclosed 2018-02-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-02-01 transaction · row 1
1 source row

Row 1 · 2018-02-01 · Disposition to issuer · Disposed 1,602,643 · Balance 0

F1: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

Common StockSEC Table I · non-derivativeIndirectBy spouse0 Reported balance After 2018-02-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-02-01 · Disposition to issuer · Disposed 141,539 · Balance 0

F1: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2018-02-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-02-01 · Disposition to issuer · Disposed 41,477 · Balance 0

F1: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

F2: As trustee of a trust.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2018-02-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2018-02-01 · Disposition to issuer · Disposed 94,180 · Balance 0

F1: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

F2: As trustee of a trust.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2018-02-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2018-02-01 · Disposition to issuer · Disposed 74,197 · Balance 0

F1: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

F2: As trustee of a trust.

F3: Includes shares distributed from another trust of which Mr. Crowley Jr. was trustee (executor-equivalent), upon distribution of the assets of that trust to its beneficiaries, to these continuing trusts. Such shares were previously reported as beneficially owned by Mr. Crowley, Jr.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2018-02-01 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2018-02-01 · Disposition to issuer · Disposed 142,967 · Balance 0

F1: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

F2: As trustee of a trust.

F3: Includes shares distributed from another trust of which Mr. Crowley Jr. was trustee (executor-equivalent), upon distribution of the assets of that trust to its beneficiaries, to these continuing trusts. Such shares were previously reported as beneficially owned by Mr. Crowley, Jr.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2018-02-01 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2018-02-01 · Disposition to issuer · Disposed 159,832 · Balance 0

F1: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

F4: Held in the Bank Mutual Corporation 401(k) Plan; reflects transactions exempt from reporting and based on most recent plan report.

Options to buySEC Table II · derivative / convertible security · Conversion / exercise price $7.17 · Expires 2024-01-21Direct0 Reported balance After 2018-02-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-02-01 · Disposition to issuer · Disposed 2,000 · Balance 0

F6: In accordance with the terms of the Merger Agreement, at the effective time of the Merger outstanding options to purchase shares of BKMU common stock were converted into options to acquire Associated common stock, with the numbers of shares and the exercise prices adjusted to reflect the exchange ratio, as provided in the Merger Agreement; each option fully vested in accordance with its terms upon the Merger.

F5: Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

F2: As trustee of a trust.

F3: Includes shares distributed from another trust of which Mr. Crowley Jr. was trustee (executor-equivalent), upon distribution of the assets of that trust to its beneficiaries, to these continuing trusts. Such shares were previously reported as beneficially owned by Mr. Crowley, Jr.

F4: Held in the Bank Mutual Corporation 401(k) Plan; reflects transactions exempt from reporting and based on most recent plan report.

F5: Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.

F6: In accordance with the terms of the Merger Agreement, at the effective time of the Merger outstanding options to purchase shares of BKMU common stock were converted into options to acquire Associated common stock, with the numbers of shares and the exercise prices adjusted to reflect the exchange ratio, as provided in the Merger Agreement; each option fully vested in accordance with its terms upon the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2021 Filed Mar 17, 2021 15:40 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 52 $22.92 $1,191.84
Disclosure

SEC source: 0001127602-21-010947 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,102

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:40 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 40 $22.92 $916.80
Disclosure

SEC source: 0001127602-21-010947 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,050

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:49 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003725 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,717

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:55 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031674 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,073

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:55 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 55 $16.79 $923.45
Disclosure

SEC source: 0001127602-20-031674 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,006

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:12 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 68 $13.27 $902.36
Disclosure

SEC source: 0001127602-20-025219 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,951

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:12 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025219 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,883

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 15, 2020 Filed Jun 17, 2020 19:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 75 $14.65 $1,098.75
Disclosure

SEC source: 0001127602-20-019898 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,800

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 15, 2020 Filed Jun 17, 2020 19:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 61 $14.65 $893.65
Disclosure

SEC source: 0001127602-20-019898 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,725

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 16:49 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseNon-Cumulative Perpetual Preferred Stock, Series F (ASBPRF) 4,000 $25.00 $100,000.00
Disclosure

SEC source: 0001127602-20-019401 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,000

F1 · shares: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

F1 · balance_after: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

F2 · ownership.direct: As trustee of a trust.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:03 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 86 $12.52 $1,076.72
Disclosure

SEC source: 0001127602-20-011248 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,664

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:03 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 70 $12.52 $876.40
Disclosure

SEC source: 0001127602-20-011248 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,578

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 20:12 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseCommon Stock $0.01 Par Value 2,000 $12.21 $24,420.00
Disclosure

SEC source: 0001127602-20-010609 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,508

Read SEC document
March 09, 2020 Filed Mar 9, 2020 23:12 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseCommon Stock $0.01 Par Value 4,000 $13.45 $53,800.00
Disclosure

SEC source: 0001127602-20-009983 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,508

Read SEC document
March 06, 2020 Filed Mar 6, 2020 17:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseCommon Stock $0.01 Par Value 5,000 $15.75 $78,750.00
Disclosure

SEC source: 0001127602-20-009733 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,508

Read SEC document
March 03, 2020 Filed Mar 3, 2020 20:09 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseCommon Stock $0.01 Par Value 5,000 $17.05 $85,250.00
Disclosure

SEC source: 0001127602-20-008880 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 96,643

F1 · ownership.nature: As trustee of a trust.

Read SEC document
February 27, 2020 Filed Feb 27, 2020 20:11 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseCommon Stock $0.01 Par Value 5,000 $17.30 $86,500.00
Disclosure

SEC source: 0001127602-20-008107 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,508

Read SEC document
February 25, 2020 Filed Feb 25, 2020 20:15 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseCommon Stock $0.01 Par Value 5,000 $18.69 $93,445.00
Disclosure

SEC source: 0001127602-20-007546 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,508

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:47 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 6,021 $19.93 $119,998.53
Disclosure

SEC source: 0001127602-20-003482 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,809

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2020 grant. They are payable solely in shares of common stock.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:59 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 45 $22.39 $1,007.55
Disclosure

SEC source: 0001127602-19-035386 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,788

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:59 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 39 $22.39 $873.21
Disclosure

SEC source: 0001127602-19-035386 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,743

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 16:24 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 45 $20.66 $929.70
Disclosure

SEC source: 0001127602-19-028702 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,704

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 16, 2019 Filed Sep 18, 2019 16:24 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 39 $20.66 $805.74
Disclosure

SEC source: 0001127602-19-028702 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,659

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 45 $20.58 $926.10
Disclosure

SEC source: 0001127602-19-022301 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,620

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 39 $20.58 $802.62
Disclosure

SEC source: 0001127602-19-022301 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,575

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012055 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,536

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

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March 15, 2019 Filed Mar 19, 2019 16:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 35 $23.18 $811.30
Disclosure

SEC source: 0001127602-19-012055 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,496

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

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February 01, 2019 Filed Feb 5, 2019 22:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004153 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,443

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

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December 17, 2018 Filed Dec 19, 2018 21:29 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 39 $20.39 $795.21
Disclosure

SEC source: 0001127602-18-036868 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,944

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

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November 05, 2018 Filed Nov 7, 2018 22:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 844 $0.00 Strike: $16.99 $0.00
Disclosure

SEC source: 0001127602-18-032447 · form4.xml · derivative · entry 10

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 844 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 05, 2018 Filed Nov 7, 2018 22:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 844 $16.99 $14,339.56
Disclosure

SEC source: 0001127602-18-032447 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 19:35 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseNon-Cumulative Perpetual Preferred Stock, Series E (ASBPRE) 4,000 $25.00 $100,000.00
Disclosure

SEC source: 0001127602-18-028203 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 4,000

F1 · shares: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp.

F1 · balance_after: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp.

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September 19, 2018 Filed Sep 21, 2018 19:35 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseNon-Cumulative Perpetual Preferred Stock, Series E (ASBPRE) 4,000 $25.00 $100,000.00
Disclosure

SEC source: 0001127602-18-028203 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp.

F1 · balance_after: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp.

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September 17, 2018 Filed Sep 19, 2018 21:08 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 27 $26.15 $706.05
Disclosure

SEC source: 0001127602-18-028083 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,061

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

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June 15, 2018 Filed Jun 20, 2018 20:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 25 $27.95 $698.75
Disclosure

SEC source: 0001127602-18-021624 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,034

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

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March 15, 2018 Filed Mar 19, 2018 21:06 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 26 $26.90 $699.40
Disclosure

SEC source: 0001127602-18-012096 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,009

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Remove

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February 01, 2018 Filed Feb 2, 2018 17:08 UTC BANK MUTUAL CORP BKMU · Entity 169838 Disposition to issuerOptions to buy · Derivative 2,000 Not disclosed Strike: $7.17 Not disclosed
Disclosure

SEC source: 0001209191-18-007004 · doc4.xml · derivative · entry 8

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2024-01-21

F6 · price: In accordance with the terms of the Merger Agreement, at the effective time of the Merger outstanding options to purchase shares of BKMU common stock were converted into options to acquire Associated common stock, with the numbers of shares and the exercise prices adjusted to reflect the exchange ratio, as provided in the Merger Agreement; each option fully vested in accordance with its terms upon the Merger.

F5 · derivative.exercise_date: Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.

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February 01, 2018 Filed Feb 2, 2018 17:08 UTC BANK MUTUAL CORP BKMU · Entity 169838 Disposition to issuerCommon Stock 159,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007004 · doc4.xml · nonDerivative · entry 7

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · price: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

F4 · ownership.nature: Held in the Bank Mutual Corporation 401(k) Plan; reflects transactions exempt from reporting and based on most recent plan report.

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February 01, 2018 Filed Feb 2, 2018 17:08 UTC BANK MUTUAL CORP BKMU · Entity 169838 Disposition to issuerCommon Stock 142,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007004 · doc4.xml · nonDerivative · entry 6

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

F2 · ownership.nature: As trustee of a trust.

F3 · ownership.nature: Includes shares distributed from another trust of which Mr. Crowley Jr. was trustee (executor-equivalent), upon distribution of the assets of that trust to its beneficiaries, to these continuing trusts. Such shares were previously reported as beneficially owned by Mr. Crowley, Jr.

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February 01, 2018 Filed Feb 2, 2018 17:08 UTC BANK MUTUAL CORP BKMU · Entity 169838 Disposition to issuerCommon Stock 74,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007004 · doc4.xml · nonDerivative · entry 5

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

F2 · ownership.nature: As trustee of a trust.

F3 · ownership.nature: Includes shares distributed from another trust of which Mr. Crowley Jr. was trustee (executor-equivalent), upon distribution of the assets of that trust to its beneficiaries, to these continuing trusts. Such shares were previously reported as beneficially owned by Mr. Crowley, Jr.

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February 01, 2018 Filed Feb 2, 2018 17:08 UTC BANK MUTUAL CORP BKMU · Entity 169838 Disposition to issuerCommon Stock 94,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007004 · doc4.xml · nonDerivative · entry 4

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

F2 · ownership.nature: As trustee of a trust.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 17:08 UTC BANK MUTUAL CORP BKMU · Entity 169838 Disposition to issuerCommon Stock 41,477 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007004 · doc4.xml · nonDerivative · entry 3

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

F2 · ownership.nature: As trustee of a trust.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 17:08 UTC BANK MUTUAL CORP BKMU · Entity 169838 Disposition to issuerCommon Stock 141,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007004 · doc4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

F1 · price: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 17:08 UTC BANK MUTUAL CORP BKMU · Entity 169838 Disposition to issuerCommon Stock 1,602,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-007004 · doc4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantIncentive Stock Option (Right to Buy) · Derivative 844 Not disclosed Strike: $16.99 Not disclosed
Disclosure

SEC source: 0001127602-18-003959 · form4.xml · derivative · entry 9

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844

Underlying: Common Stock $0.01 Par Value · 844 shares

Expires 2024-01-21

F5 · price: Represents a fully-vested option to acquire shares of Associated Common Stock received by the Insider in the Merger in exchange for a fully-vested option to purchase 2,000 shares of Bank Mutual Common Stock at an exercise price of $7.17 per share.

F5 · derivative.exercise_date: Represents a fully-vested option to acquire shares of Associated Common Stock received by the Insider in the Merger in exchange for a fully-vested option to purchase 2,000 shares of Bank Mutual Common Stock at an exercise price of $7.17 per share.

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February 01, 2018 Filed Feb 5, 2018 21:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 4,669 $25.70 $119,993.30
Disclosure

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 8

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,983

F4 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of Associated Common Stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Grant401(k) Plan 67,449 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 7

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 67,449

F1 · price: On February 1, 2018, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017 (the "Merger Agreement"), by and between Associated Banc-Corp ("Associated") and Bank Mutual Corporation ("Bank Mutual"), Bank Mutual was merged with and into Associated, with Associated continuing as the surviving entity (the "Merger"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01, of Bank Mutual ("Bank Mutual Common Stock") was converted into the right to receive 0.422 shares of common stock, par value $0.01 per share, of Associated ("Associated Common Stock"), with cash paid in lieu of fractional shares.

F3 · ownership.nature: Represents shares of Associated Common Stock held in Bank Mutual Corporation 401(k) Plan received by the Insider in the Merger in exchange for shares of Bank Mutual Common Stock formerly held in the plan, based on most recent plan report.

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February 01, 2018 Filed Feb 5, 2018 21:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 60,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 6

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 60,332

F1 · price: On February 1, 2018, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017 (the "Merger Agreement"), by and between Associated Banc-Corp ("Associated") and Bank Mutual Corporation ("Bank Mutual"), Bank Mutual was merged with and into Associated, with Associated continuing as the surviving entity (the "Merger"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01, of Bank Mutual ("Bank Mutual Common Stock") was converted into the right to receive 0.422 shares of common stock, par value $0.01 per share, of Associated ("Associated Common Stock"), with cash paid in lieu of fractional shares.

F2 · ownership.nature: As trustee of a trust.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 31,311 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 5

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,311

F1 · price: On February 1, 2018, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017 (the "Merger Agreement"), by and between Associated Banc-Corp ("Associated") and Bank Mutual Corporation ("Bank Mutual"), Bank Mutual was merged with and into Associated, with Associated continuing as the surviving entity (the "Merger"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01, of Bank Mutual ("Bank Mutual Common Stock") was converted into the right to receive 0.422 shares of common stock, par value $0.01 per share, of Associated ("Associated Common Stock"), with cash paid in lieu of fractional shares.

F2 · ownership.nature: As trustee of a trust.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:04 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 39,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-003959 · form4.xml · nonDerivative · entry 4

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 39,743

F1 · price: On February 1, 2018, pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017 (the "Merger Agreement"), by and between Associated Banc-Corp ("Associated") and Bank Mutual Corporation ("Bank Mutual"), Bank Mutual was merged with and into Associated, with Associated continuing as the surviving entity (the "Merger"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01, of Bank Mutual ("Bank Mutual Common Stock") was converted into the right to receive 0.422 shares of common stock, par value $0.01 per share, of Associated ("Associated Common Stock"), with cash paid in lieu of fractional shares.

F2 · ownership.nature: As trustee of a trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.