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ASAN

Asana, Inc.

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4425
SEC CIK
0001477720
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202601
Sep 202607
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2021 Filed Jun 9, 2021 21:16 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 54,937 $38.46 $2,112,877.02
Disclosure

SEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 5

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104,937

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $37.85 to $38.84 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:18 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-21-039222 · doc4.xml · derivative · entry 6

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,500

Underlying: Class A Common Stock · 20,000 shares

Expires 2029-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:18 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 1,300 $41.01 $53,313.00
Disclosure

SEC source: 0001209191-21-039222 · doc4.xml · nonDerivative · entry 5

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,359

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:18 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 10,987 $40.61 $446,182.07
Disclosure

SEC source: 0001209191-21-039222 · doc4.xml · nonDerivative · entry 4

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,659

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:18 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 4,900 $39.63 $194,187.00
Disclosure

SEC source: 0001209191-21-039222 · doc4.xml · nonDerivative · entry 3

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,646

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:18 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 2,813 $38.26 $107,625.38
Disclosure

SEC source: 0001209191-21-039222 · doc4.xml · nonDerivative · entry 2

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,546

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.95 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:18 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionClass A Common Stock 20,000 $4.02 $80,400.00
Disclosure

SEC source: 0001209191-21-039222 · doc4.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:16 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 115,260 $40.68 $4,688,776.80
Disclosure

SEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 4

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,000

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $40.11 to $41.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:16 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 71,167 $39.63 $2,820,348.21
Disclosure

SEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,740

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $39.11 to $40.08 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:16 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 27,012 $38.75 $1,046,715.00
Disclosure

SEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,573

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $38.11 to $39.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:16 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 36,561 $37.39 $1,367,015.79
Disclosure

SEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,561

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $37.10 to $38.09 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:03 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-037118 · doc4.xml · derivative · entry 4

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234,587

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:03 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 8,340 $36.67 $305,827.80
Disclosure

SEC source: 0001209191-21-037118 · doc4.xml · nonDerivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.49 to $36.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:03 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 17,732 $35.92 $636,933.44
Disclosure

SEC source: 0001209191-21-037118 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,340

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.49 to $36.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:03 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-037118 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:58 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-030124 · doc4.xml · derivative · entry 4

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,659

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:58 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 15,123 $32.91 $497,697.93
Disclosure

SEC source: 0001209191-21-030124 · doc4.xml · nonDerivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.49 to $33.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:58 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 10,949 $31.90 $349,273.10
Disclosure

SEC source: 0001209191-21-030124 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,123

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.47 to $32.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:58 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-030124 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 4, 2021 19:05 UTC GrantClass A Common Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030084 · doc4.xml · nonDerivative · entry 1

Raimondi Anne · CIK 0001606158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,665

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarters ended January 31, 2021 and April 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:54 UTC
Cohler MattDirector
GrantClass A Common Stock 656 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030122 · doc4.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarters ended January 31, 2021 and April 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:08 UTC
Rosenstein JustinDirector · 10% owner
GrantClass A Common Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030086 · doc4.xml · nonDerivative · entry 1

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,507

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarters ended January 31, 2021 and April 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:03 UTC GrantClass A Common Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030083 · doc4.xml · nonDerivative · entry 1

D'Angelo Adam · CIK 0001823077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarters ended January 31, 2021 and April 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:01 UTC
CAREY SYDNEYDirector
GrantClass A Common Stock 840 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030081 · doc4.xml · nonDerivative · entry 1

CAREY SYDNEY · CIK 0001278477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,595

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarters ended January 31, 2021 and April 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on April 30, 2021.

Read SEC document
April 30, 2021 Filed Aug 11, 2022 01:16 UTC GrantClass A Common Stock 357 $33.32 $11,895.24
Disclosure

SEC source: 0001209191-22-045345 · doc4.xml · nonDerivative · entry 2

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,726

F4 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended April 30, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on April 30, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.

F3 · balance_after: Reflects securities beneficially owned following the reported transaction as of the applicable transaction date.

F5 · balance_after: Includes 6,200 shares of Class A Common Stock previously acquired by the Reporting Person on March 12, 2021 and previously reported on the Form 4 filed by the Reporting Person on March 16, 2021.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:45 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-024747 · doc4.xml · derivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286,731

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:45 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 26,072 $29.50 $769,124.00
Disclosure

SEC source: 0001209191-21-024747 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:45 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-024747 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:39 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-21-021084 · doc4.xml · derivative · entry 5

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,899

Underlying: Class A Common Stock · 40,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:39 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 40,000 $32.85 $1,314,000.00
Disclosure

SEC source: 0001209191-21-021084 · doc4.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,103

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.35 to $33.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:39 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 40,000 $1.60 $64,000.00
Disclosure

SEC source: 0001209191-21-021084 · doc4.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,031 shares acquired under the Employee Stock Purchase Plan on March 15, 2021. These shares are subject to a one-year holding period before they can be sold.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 21,500 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-21-021064 · doc4.xml · derivative · entry 3

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,500

Underlying: Class A Common Stock · 21,500 shares

Expires 2029-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 21,500 $32.84 $706,060.00
Disclosure

SEC source: 0001209191-21-021064 · doc4.xml · nonDerivative · entry 2

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,359

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.35 to $33.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionClass A Common Stock 21,500 $4.02 $86,430.00
Disclosure

SEC source: 0001209191-21-021064 · doc4.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,359 shares acquired under the Employee Stock Purchase Plan on March 15, 2021. These shares are subject to a one-year holding period before they can be sold.

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March 12, 2021 Filed Mar 16, 2021 22:28 UTC
Cohler MattDirector
ConversionClass B Common Stock · Derivative 7,006,351 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037281 · tm219892d1_4seq1.xml · derivative · entry 6

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,006,351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

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March 12, 2021 Filed Mar 16, 2021 22:28 UTC
Cohler MattDirector
OtherClass A Common Stock 59,104 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037281 · tm219892d1_4seq1.xml · nonDerivative · entry 4

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 279,397

F3 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F4 · ownership.nature: Shares owned directly by Matthew Cohler's trust entity.

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March 12, 2021 Filed Mar 16, 2021 22:28 UTC
Cohler MattDirector
OtherClass A Common Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037281 · tm219892d1_4seq1.xml · nonDerivative · entry 3

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,169

F3 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

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March 12, 2021 Filed Mar 16, 2021 22:28 UTC
Cohler MattDirector
OtherClass A Common Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037281 · tm219892d1_4seq1.xml · nonDerivative · entry 2

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,151,616

F3 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

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March 12, 2021 Filed Mar 16, 2021 22:28 UTC
Cohler MattDirector
ConversionClass A Common Stock 7,006,351 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037281 · tm219892d1_4seq1.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,651,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security in accordance of its terms.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

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March 12, 2021 Filed Mar 16, 2021 22:29 UTC PurchaseClass A Common Stock 6,200 $32.12 $199,144.00
Disclosure

SEC source: 0001209191-21-021056 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,955

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March 12, 2021 Filed Mar 16, 2021 22:27 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-021052 · doc4.xml · derivative · entry 4

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312,803

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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March 12, 2021 Filed Mar 16, 2021 22:27 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 495 $32.47 $16,072.65
Disclosure

SEC source: 0001209191-21-021052 · doc4.xml · nonDerivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.44 to $32.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 12, 2021 Filed Mar 16, 2021 22:27 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 25,577 $31.92 $816,417.84
Disclosure

SEC source: 0001209191-21-021052 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,495

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.44 to $32.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 12, 2021 Filed Mar 16, 2021 22:27 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-021052 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Jul 2, 2021 21:25 UTC Amendment
Cohler MattDirector
OtherClass A Common Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-089002 · tm2121149d3_4a.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F2 · ownership.direct: The original Form 4 filed on March 16, 2021 (the "Original Form 4") is amended by this Form 4 amendment to correct an administrative error, which incorrectly reported that 3,205 shares of Class A Common Stock were distributed to the Reporting Person. Such shares were distributed to the Reporting Person's trust on March 12, 2021 and the Original Form 4 correctly reported the aggregate amount of shares owned by the Reporting Person's trust.

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March 02, 2021 Filed Mar 5, 2021 01:30 UTC
Wan Tim MChief Financial Officer
GrantClass A Common Stock 109,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018045 · doc4.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,072

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest on June 20, 2021, and 1/16 of the RSUs vest quarterly thereafter. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the vesting date of such vested RSUs and (ii) a change in control.

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March 02, 2021 Filed Mar 5, 2021 01:28 UTC
LACEY ELEANOR BGC, Corporate Secretary
GrantClass A Common Stock 41,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018044 · doc4.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,000

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest on June 20, 2021, and 1/16 of the RSUs vest quarterly thereafter. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the vesting date of such vested RSUs and (ii) a change in control.

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March 02, 2021 Filed Mar 5, 2021 01:26 UTC
Farinacci ChrisChief Operating Officer
GrantClass A Common Stock 114,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018043 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest on June 20, 2021, and 1/16 of the RSUs vest quarterly thereafter. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the vesting date of such vested RSUs and (ii) a change in control.

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January 29, 2021 Filed Aug 11, 2022 01:16 UTC GrantClass A Common Stock 335 $35.37 $11,848.95
Disclosure

SEC source: 0001209191-22-045345 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,169

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended January 31, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on January 29, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.

F2 · balance_after: Includes (i) 6,968 shares of Class A Common Stock previously acquired by the Reporting Person on September 30, 2020 and (ii) 9,111 shares of Class A Common Stock previously acquired by the Reporting person on December 10, 2020, all as previously reported on the Form 4 filed by the Reporting Person on April 21, 2021.

F3 · balance_after: Reflects securities beneficially owned following the reported transaction as of the applicable transaction date.

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December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 11,965 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 18

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,930

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F15 · ownership.direct: Shares owned directly by Mitchell H. Lasky.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.