Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Asana, Inc.ASAN · Entity 4425 | Chief Financial Officer | July 25, 2024 | July 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Asana, Inc.
Report date July 25, 2024 · Filed July 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,068,909 |
Reported balance
After 2024-07-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-07-25 · Exercise / conversion · Acquired 5,000 · Balance 1,068,909 F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,063,909 |
Reported balance
After 2024-07-25 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-07-25 · Sale · Disposed 5,000 · Balance 1,063,909 F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,068,909 |
Reported balance
After 2024-07-26 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-07-26 · Exercise / conversion · Acquired 5,000 · Balance 1,068,909 |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,063,909 |
Reported balance
After 2024-07-26 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-07-26 · Sale · Disposed 5,000 · Balance 1,063,909 F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2027-05-02 | Direct | 705,899 |
Reported balance
After 2024-07-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-07-25 · Exercise / conversion · Disposed 5,000 · Balance 705,899 F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2027-05-02 | Direct | 700,899 |
Reported balance
After 2024-07-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-07-26 · Exercise / conversion · Disposed 5,000 · Balance 700,899 F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 125,430 |
Reported balance
Holding disclosure · report date 2024-07-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 125,430 F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person. F3: The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 50,000 |
Reported balance
Holding disclosure · report date 2024-07-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 50,000 F4: The shares are held of record by the Reporting Person's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.
F3: The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019.
F4: The shares are held of record by the Reporting Person's spouse.
F5: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Apigee Corp
Report date November 10, 2016 · Filed November 15, 2016
Section 16 reporting ended · disclosed 2016-11-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 1
1 source rowRow 1 · 2016-11-10 · Disposition to issuer · Disposed 82,167 · Balance 0 F1: Includes 68,750 shares represented by restricted stock units, or RSUs, of which 23,750 RSUs were previously reported in Table II. F2: Pursuant to the merger agreement between the Issuer and Google Inc. dated September 7, 2016 (the "Merger Agreement"), the RSUs will be assumed by Google and converted into Google restricted stock units in respect of that number of shares of Alphabet Class C Capital Stock equal to the product of (x) the number of shares of Issuer common stock underlying the RSUs multiplied by (y) 0.0225405. F3: At the effective time of the merger, each share of Issuer common stock was cancelled in exchange for a cash payment of $17.40 per share. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.41 · Expires 2025-08-26 | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-11-10 · Disposition to issuer · Disposed 52,500 · Balance 0 F5: Pursuant to the Merger Agreement, the 52,500 unvested option shares shall be assumed by Google and converted into the right to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the number of unvested option shares (the "Unvested Option Consideration"), with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter. F4: The option was granted on August 27, 2015 and provided for vesting of one-fourth of the shares underlying the option on November 17, 2016 and one-sixteenth of the shares vest quarterly thereafter. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.96 · Expires 2016-06-21 | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-10 · Disposition to issuer · Disposed 30,000 · Balance 0 F7: Pursuant to the Merger Agreement, the 30,000 unvested option shares shall be assumed by Google and converted into the to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the Unvested Option Consideration, with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter. F6: The option was granted on June 21, 2016 and provided for vesting of one-fourth of the shares underlying the option on June 21, 2017 and one-sixteenth of the shares vest quarterly thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 68,750 shares represented by restricted stock units, or RSUs, of which 23,750 RSUs were previously reported in Table II.
F2: Pursuant to the merger agreement between the Issuer and Google Inc. dated September 7, 2016 (the "Merger Agreement"), the RSUs will be assumed by Google and converted into Google restricted stock units in respect of that number of shares of Alphabet Class C Capital Stock equal to the product of (x) the number of shares of Issuer common stock underlying the RSUs multiplied by (y) 0.0225405.
F3: At the effective time of the merger, each share of Issuer common stock was cancelled in exchange for a cash payment of $17.40 per share.
F4: The option was granted on August 27, 2015 and provided for vesting of one-fourth of the shares underlying the option on November 17, 2016 and one-sixteenth of the shares vest quarterly thereafter.
F5: Pursuant to the Merger Agreement, the 52,500 unvested option shares shall be assumed by Google and converted into the right to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the number of unvested option shares (the "Unvested Option Consideration"), with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter.
F6: The option was granted on June 21, 2016 and provided for vesting of one-fourth of the shares underlying the option on June 21, 2017 and one-sixteenth of the shares vest quarterly thereafter.
F7: Pursuant to the Merger Agreement, the 30,000 unvested option shares shall be assumed by Google and converted into the to receive an amount in cash equal to (x) the difference between $17.40 and the per share exercise price of the option multiplied by (y) the Unvested Option Consideration, with payment of such Unvested Option Consideration to be made in accordance with the vesting schedule applicable to the unvested option shares, subject to acceleration as provided in the April 8, 2015 confirmatory offer letter.
REALNETWORKS INC
Report date December 21, 2022 · Filed December 23, 2022
Section 16 reporting ended · disclosed 2022-12-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.73 · Expires 2022-12-21 | Direct | 0 |
Reported balance
After 2022-12-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-12-21 · Other · Disposed 103,958 · Balance 0 F1: On July 27, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Greater Heights LLC, a Washington limited liability company ("Parent"), Greater Heights Acquisition LLC, a Washington limited liability company and wholly owned subsidiary or Parent ("Merger Sub") and, exclusively for purposes specified in the Merger Agreement, Robert Glaser, an individual resident of Washington ("Parent Guarantor"). Pursuant to the Merger Agreement, on December 21, 2022, Merger Sub merged with and into the Company, and the Merger Sub continued as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"), under the name "RealNetworks LLC". F2: Pursuant to the Merger Agreement, effective as of the effective time of the Merger (the "Effective Time"), together with the applicable terms of the RealNetworks,Inc. 2020 Inducement Equity Plan, the RealNetworks, Inc. 1996 Stock Option Plan, the RealNetworks, Inc. 2005 Stock Incentive Plan and the RealNetworks, Inc. 2007 Employee Stock Purchase Plan (collectively, the "Company Stock Plans"), each performance or restricted stock unit subject to vesting, repurchase, or other lapse of restrictions that was outstanding vested in full (including any outstanding and otherwise unvested restricted stock units all of which vested in full pursuant to their applicable award terms due to not being assumed or substituted for in connection with the Merger) and became free of restrictions and was cancelled and converted automatically into the right to receive the Merger Consideration. F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: On July 27, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Greater Heights LLC, a Washington limited liability company ("Parent"), Greater Heights Acquisition LLC, a Washington limited liability company and wholly owned subsidiary or Parent ("Merger Sub") and, exclusively for purposes specified in the Merger Agreement, Robert Glaser, an individual resident of Washington ("Parent Guarantor"). Pursuant to the Merger Agreement, on December 21, 2022, Merger Sub merged with and into the Company, and the Merger Sub continued as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"), under the name "RealNetworks LLC".
F2: Pursuant to the Merger Agreement, effective as of the effective time of the Merger (the "Effective Time"), together with the applicable terms of the RealNetworks,Inc. 2020 Inducement Equity Plan, the RealNetworks, Inc. 1996 Stock Option Plan, the RealNetworks, Inc. 2005 Stock Incentive Plan and the RealNetworks, Inc. 2007 Employee Stock Purchase Plan (collectively, the "Company Stock Plans"), each performance or restricted stock unit subject to vesting, repurchase, or other lapse of restrictions that was outstanding vested in full (including any outstanding and otherwise unvested restricted stock units all of which vested in full pursuant to their applicable award terms due to not being assumed or substituted for in connection with the Merger) and became free of restrictions and was cancelled and converted automatically into the right to receive the Merger Consideration.
F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2024 Filed Jul 29, 2024 22:09 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · derivative · entry 8 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 700,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| July 26, 2024 Filed Jul 29, 2024 22:09 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,000 | $15.30 | $76,500.00 |
DisclosureSEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,063,909 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023. Read SEC document |
| July 26, 2024 Filed Jul 29, 2024 22:09 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 5,000 | $1.60 | $8,000.00 |
DisclosureSEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,068,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2024 Filed Jul 29, 2024 22:09 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · derivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 705,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| July 25, 2024 Filed Jul 29, 2024 22:09 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,000 | $15.00 | $75,000.00 |
DisclosureSEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,063,909 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023. Read SEC document |
| July 25, 2024 Filed Jul 29, 2024 22:09 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 5,000 | $1.60 | $8,000.00 |
DisclosureSEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,068,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 20:47 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001477720-24-000056 · wk-form4_1721422032.xml · derivative · entry 5 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 710,899 Underlying: Class A Common Stock · 10,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 20:47 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 10,000 | $15.00 | $150,000.00 |
DisclosureSEC source: 0001477720-24-000056 · wk-form4_1721422032.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,050,284 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 20:47 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 10,000 | $1.60 | $16,000.00 |
DisclosureSEC source: 0001477720-24-000056 · wk-form4_1721422032.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,060,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 23:59 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 28,856 | $11.44 | $330,026.07 |
DisclosureSEC source: 0001477720-24-000050 · wk-form4_1719273551.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,050,284 F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | GrantClass A Common Stock | 325,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014681 · form4-05282024_080517.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,079,140 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest and settle into shares of Class A Common Stock on June 20, 2024, and 1/16 of the RSUs vest and settle into shares of Class A Stock quarterly thereafter. Read SEC document |
| April 26, 2024 Filed Apr 26, 2024 20:30 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001415889-24-011592 · form4-04262024_040401.xml · derivative · entry 8 Wan Tim M · CIK 0001546605 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 720,899 Underlying: Class A Common Stock · 10,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| April 26, 2024 Filed Apr 26, 2024 20:30 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 10,000 | $15.00 | $150,000.00 |
DisclosureSEC source: 0001415889-24-011592 · form4-04262024_040401.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 753,888 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023. Read SEC document |
| April 26, 2024 Filed Apr 26, 2024 20:30 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 10,000 | $1.60 | $16,000.00 |
DisclosureSEC source: 0001415889-24-011592 · form4-04262024_040401.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 763,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:30 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001415889-24-011592 · form4-04262024_040401.xml · derivative · entry 7 Wan Tim M · CIK 0001546605 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 730,899 Underlying: Class A Common Stock · 10,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:30 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 10,000 | $15.00 | $150,000.00 |
DisclosureSEC source: 0001415889-24-011592 · form4-04262024_040401.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 753,888 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:30 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 10,000 | $1.60 | $16,000.00 |
DisclosureSEC source: 0001415889-24-011592 · form4-04262024_040401.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 763,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:30 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 10,105 | $15.38 | $155,394.69 |
DisclosureSEC source: 0001415889-24-008959 · form4-03222024_040331.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 753,888 F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 21:30 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-23-059786 · doc4.xml · derivative · entry 5 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 740,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 21:30 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,000 | $19.27 | $96,350.00 |
DisclosureSEC source: 0001209191-23-059786 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 763,993 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.115 to $19.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 21:30 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 5,000 | $1.60 | $8,000.00 |
DisclosureSEC source: 0001209191-23-059786 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 768,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:35 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-23-059579 · doc4.xml · derivative · entry 6 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 745,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:35 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,000 | $19.05 | $95,250.00 |
DisclosureSEC source: 0001209191-23-059579 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 763,993 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.94 to $19.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:35 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 5,000 | $1.60 | $8,000.00 |
DisclosureSEC source: 0001209191-23-059579 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 768,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:35 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 14,535 | $19.31 | $280,656.32 |
DisclosureSEC source: 0001209191-23-059579 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 763,993 F1 · shares: The sales reported on this Form 4 were effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:30 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-23-058966 · doc4.xml · derivative · entry 6 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,899 Underlying: Class A Common Stock · 15,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:30 UTC | Asana, Inc. ASAN · Entity 4425 | GiftClass A Common Stock | 1,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058966 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 778,528 F2 · kind: This transaction was a charitable gift of securities by the Reporting Person. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:30 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 15,000 | $20.53 | $307,950.00 |
DisclosureSEC source: 0001209191-23-058966 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 779,553 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.52 to $20.542 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:30 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 15,000 | $1.60 | $24,000.00 |
DisclosureSEC source: 0001209191-23-058966 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 794,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2023 Filed Oct 27, 2023 21:31 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-23-053789 · doc4.xml · derivative · entry 8 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 765,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| October 26, 2023 Filed Oct 27, 2023 21:31 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,000 | $18.18 | $90,900.00 |
DisclosureSEC source: 0001209191-23-053789 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 779,553 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.75 to $18.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 26, 2023 Filed Oct 27, 2023 21:31 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 5,000 | $1.60 | $8,000.00 |
DisclosureSEC source: 0001209191-23-053789 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 784,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 21:31 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-23-053789 · doc4.xml · derivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 770,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 21:31 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,000 | $19.08 | $95,400.00 |
DisclosureSEC source: 0001209191-23-053789 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 779,553 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.89 to $19.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 21:31 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 5,000 | $1.60 | $8,000.00 |
DisclosureSEC source: 0001209191-23-053789 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 784,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 21:13 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-23-050870 · doc4.xml · derivative · entry 8 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 775,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 21:13 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,000 | $17.76 | $88,800.00 |
DisclosureSEC source: 0001209191-23-050870 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 779,553 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.50 to $18.21 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 21:13 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 5,000 | $1.60 | $8,000.00 |
DisclosureSEC source: 0001209191-23-050870 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 784,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 21:13 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-23-050870 · doc4.xml · derivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 780,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 21:13 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,000 | $17.47 | $87,350.00 |
DisclosureSEC source: 0001209191-23-050870 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 779,553 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.27 to $17.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 21:13 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 5,000 | $1.60 | $8,000.00 |
DisclosureSEC source: 0001209191-23-050870 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 784,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:41 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 14,232 | $17.54 | $249,686.21 |
DisclosureSEC source: 0001209191-23-050408 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 779,553 F1 · shares: The sales reported on this Form 4 were effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document |
| July 20, 2023 Filed Jul 21, 2023 21:01 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-23-043126 · doc4.xml · derivative · entry 8 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 785,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| July 20, 2023 Filed Jul 21, 2023 21:01 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,000 | $23.34 | $116,700.00 |
DisclosureSEC source: 0001209191-23-043126 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 793,785 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.17 to $23.495 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 20, 2023 Filed Jul 21, 2023 21:01 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 5,000 | $1.60 | $8,000.00 |
DisclosureSEC source: 0001209191-23-043126 · doc4.xml · nonDerivative · entry 3 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 798,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 21:01 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-23-043126 · doc4.xml · derivative · entry 7 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 790,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 21:01 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,000 | $24.12 | $120,600.00 |
DisclosureSEC source: 0001209191-23-043126 · doc4.xml · nonDerivative · entry 2 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 793,785 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.98 to $24.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 21:01 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionClass A Common Stock | 5,000 | $1.60 | $8,000.00 |
DisclosureSEC source: 0001209191-23-043126 · doc4.xml · nonDerivative · entry 1 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 798,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects an exempt transfer of 6,716 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 20:12 UTC | Asana, Inc. ASAN · Entity 4425 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-23-040301 · doc4.xml · derivative · entry 8 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 795,899 Underlying: Class A Common Stock · 5,000 shares Expires 2027-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 20:12 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 5,000 | $22.69 | $113,450.00 |
DisclosureSEC source: 0001209191-23-040301 · doc4.xml · nonDerivative · entry 4 Wan Tim M · CIK 0001546605 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 787,069 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.52 to $22.875 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.