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Farinacci Chris

Disclosed activity across 1 company

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136627
SEC CIK
0001823069

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Asana, Inc.ASAN · Entity 4425Chief Operating OfficerAugust 02, 2021August 04, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Asana, Inc.

Report date August 02, 2021 · Filed August 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect289,000 Ending reported balance After 2021-08-02 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2021-08-02 · Exercise / conversion · Acquired 26,072 · Balance 315,072

Row 2 · 2021-08-02 · Sale · Disposed 9,110 · Balance 305,962

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $68.49 to $69.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2021-08-02 · Sale · Disposed 11,052 · Balance 294,910

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.54 to $70.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 4 · 2021-08-02 · Sale · Disposed 5,910 · Balance 289,000

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.54 to $71.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.93 · Expires 2025-09-28Direct1,182,443 Reported balance After 2021-08-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-08-02 · Exercise / conversion · Disposed 26,072 · Balance 1,182,443

F5: The shares subject to the option are fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $68.49 to $69.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.54 to $70.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.54 to $71.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The shares subject to the option are fully vested and exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2021 Filed Aug 4, 2021 21:06 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-049691 · doc4.xml · derivative · entry 5

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,443

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:06 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 5,910 $70.85 $418,723.50
Disclosure

SEC source: 0001209191-21-049691 · doc4.xml · nonDerivative · entry 4

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.54 to $71.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:06 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 11,052 $70.19 $775,739.88
Disclosure

SEC source: 0001209191-21-049691 · doc4.xml · nonDerivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,910

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.54 to $70.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:06 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 9,110 $69.05 $629,045.50
Disclosure

SEC source: 0001209191-21-049691 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,962

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $68.49 to $69.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:06 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-049691 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:51 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-045029 · doc4.xml · derivative · entry 5

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,515

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:51 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 400 $64.17 $25,668.00
Disclosure

SEC source: 0001209191-21-045029 · doc4.xml · nonDerivative · entry 4

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.10 to $64.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:51 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 9,230 $63.45 $585,643.50
Disclosure

SEC source: 0001209191-21-045029 · doc4.xml · nonDerivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,400

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $63.07 to $64.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:51 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 16,442 $62.37 $1,025,487.54
Disclosure

SEC source: 0001209191-21-045029 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,630

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.90 to $62.79 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:51 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-045029 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:03 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-037118 · doc4.xml · derivative · entry 4

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234,587

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:03 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 8,340 $36.67 $305,827.80
Disclosure

SEC source: 0001209191-21-037118 · doc4.xml · nonDerivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.49 to $36.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:03 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 17,732 $35.92 $636,933.44
Disclosure

SEC source: 0001209191-21-037118 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,340

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.49 to $36.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:03 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-037118 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:58 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-030124 · doc4.xml · derivative · entry 4

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,659

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:58 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 15,123 $32.91 $497,697.93
Disclosure

SEC source: 0001209191-21-030124 · doc4.xml · nonDerivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.49 to $33.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:58 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 10,949 $31.90 $349,273.10
Disclosure

SEC source: 0001209191-21-030124 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,123

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.47 to $32.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:58 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-030124 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:45 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-024747 · doc4.xml · derivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286,731

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:45 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 26,072 $29.50 $769,124.00
Disclosure

SEC source: 0001209191-21-024747 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:45 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-024747 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:27 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-021052 · doc4.xml · derivative · entry 4

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312,803

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:27 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 495 $32.47 $16,072.65
Disclosure

SEC source: 0001209191-21-021052 · doc4.xml · nonDerivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.44 to $32.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:27 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 25,577 $31.92 $816,417.84
Disclosure

SEC source: 0001209191-21-021052 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,495

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.44 to $32.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:27 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-021052 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 5, 2021 01:26 UTC Asana, Inc. ASAN · Entity 4425 GrantClass A Common Stock 114,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018043 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest on June 20, 2021, and 1/16 of the RSUs vest quarterly thereafter. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the vesting date of such vested RSUs and (ii) a change in control.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:22 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionStock Option (right to buy) · Derivative 167,531 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-20-053265 · doc4.xml · derivative · entry 4

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338,875

Underlying: Class A Common Stock · 167,531 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:22 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 53,003 $29.50 $1,563,588.50
Disclosure

SEC source: 0001209191-20-053265 · doc4.xml · nonDerivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:22 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 265,016 $27.00 $7,155,432.00
Disclosure

SEC source: 0001209191-20-053265 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,003

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:22 UTC Asana, Inc. ASAN · Entity 4425 Exercise / conversionClass A Common Stock 167,531 $0.93 $155,803.83
Disclosure

SEC source: 0001209191-20-053265 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.