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Archrock, Inc.

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3837
SEC CIK
0001389050
Parsed reports
380

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2019 Filed Jan 29, 2019 21:11 UTC
Thode Eric WVice President
GrantCommon Stock 25,477 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000014 · wf-form4_154879629340030.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,577

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in the Award Notice and Agreement entered into by the issuer and the reporting person.

F2 · balance_after: Includes 331 shares acquired through participation in the Archrock, Inc. Employee Stock Purchase Plan.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 21:10 UTC
Ingersoll JasonSenior Vice President
GrantCommon Stock 31,847 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000013 · wf-form4_154879620361927.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,658

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 21:05 UTC
Clawges Sean KVice President
GrantCommon Stock 22,292 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000010 · wf-form4_154879589616493.xml · nonDerivative · entry 1

Clawges Sean K · CIK 0001756684 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,216

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in the Award Notice and Agreement entered into by the issuer and the reporting person.

F2 · balance_after: Includes 1,184 shares acquired through participation in the Archrock, Inc. Employee Stock Purchase Plan.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 21:08 UTC
Hildebrandt Stephanie CSVP & General Counsel
GrantCommon Stock 47,770 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000012 · wf-form4_154879611867947.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,769

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
December 11, 2018 Filed Dec 11, 2018 19:24 UTC
Aron Doug SSr Vice President and CFO
PurchaseCommon Stock 8,000 $8.81 $70,480.00
Disclosure

SEC source: 0001389050-18-000074 · wf-form4_154455625096061.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · Sr Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,715

Read SEC document
December 11, 2018 Filed Dec 12, 2018 14:38 UTC
CHILDERS D BRADLEYDirector · President and CEO
PurchaseCommon Stock 10,810 $9.05 $97,830.50
Disclosure

SEC source: 0001389050-18-000075 · wf-form4_154462546562125.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,959

F1 · price: These shares were purchased in multiple transactions at prices ranging from $9.03 to $9.11, inclusive.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 17:19 UTC
CHILDERS D BRADLEYDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 109,258 $0.00 Strike: $6.25 $0.00
Disclosure

SEC source: 0001389050-18-000073 · wf-form4_154454876472107.xml · derivative · entry 4

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 109,258 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 17:19 UTC
CHILDERS D BRADLEYDirector · President and CEO
Tax withholdingCommon Stock 88,754 $9.05 $803,223.70
Disclosure

SEC source: 0001389050-18-000073 · wf-form4_154454876472107.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931,149

Read SEC document
December 10, 2018 Filed Dec 11, 2018 17:19 UTC
CHILDERS D BRADLEYDirector · President and CEO
Exercise / conversionCommon Stock 109,258 $6.25 $682,862.50
Disclosure

SEC source: 0001389050-18-000073 · wf-form4_154454876472107.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 22:01 UTC
CHILDERS D BRADLEYDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 110,000 $0.00 Strike: $6.25 $0.00
Disclosure

SEC source: 0001389050-18-000072 · wf-form4_154361524459226.xml · derivative · entry 4

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,258

Underlying: Common Stock · 110,000 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 22:01 UTC
CHILDERS D BRADLEYDirector · President and CEO
Tax withholdingCommon Stock 84,084 $10.20 $857,656.80
Disclosure

SEC source: 0001389050-18-000072 · wf-form4_154361524459226.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,645

Read SEC document
November 29, 2018 Filed Nov 30, 2018 22:01 UTC
CHILDERS D BRADLEYDirector · President and CEO
Exercise / conversionCommon Stock 110,000 $6.25 $687,500.00
Disclosure

SEC source: 0001389050-18-000072 · wf-form4_154361524459226.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Incudes 1,813 shares acquired on March 31, 2018 and 822 shares acquired on June 30, 2018 under the Archrock, Inc. Employee Stock Purchase Plan.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 20:34 UTC
Aron Doug SSr Vice President and CFO
PurchaseCommon Stock 2,500 $9.83 $24,575.00
Disclosure

SEC source: 0001389050-18-000071 · wf-form4_154274607824567.xml · nonDerivative · entry 2

Aron Doug S · CIK 0001351969 · Sr Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,715

Read SEC document
November 20, 2018 Filed Nov 20, 2018 20:34 UTC
Aron Doug SSr Vice President and CFO
PurchaseCommon Stock 5,000 $9.95 $49,750.00
Disclosure

SEC source: 0001389050-18-000071 · wf-form4_154274607824567.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · Sr Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,215

Read SEC document
August 20, 2018 Filed Aug 21, 2018 14:39 UTC
Henderson Donna AVP, Chief Accounting Officer
Tax withholdingCommon Stock 800 $12.55 $10,040.00
Disclosure

SEC source: 0001389050-18-000056 · wf-form4_153487677378743.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,056

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:51 UTC
CHILDERS D BRADLEYDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 18,919 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000060 · wf-form4_153487746616963.xml · derivative · entry 4

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,837

Underlying: Common Stock · 18,919 shares

Expires 2020-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant.

F3 · derivative.expiration_date: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:51 UTC
CHILDERS D BRADLEYDirector · President and CEO
Tax withholdingCommon Stock 20,084 $12.55 $252,054.20
Disclosure

SEC source: 0001389050-18-000060 · wf-form4_153487746616963.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,094

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares and restricted stock units.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:51 UTC
CHILDERS D BRADLEYDirector · President and CEO
Exercise / conversionCommon Stock 18,919 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000060 · wf-form4_153487746616963.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:49 UTC
Rice Robert EdwardSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000059 · wf-form4_153487735328655.xml · derivative · entry 3

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,739

Underlying: Common Stock · 3,869 shares

Expires 2020-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant.

F3 · derivative.expiration_date: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:49 UTC
Rice Robert EdwardSenior Vice President
Tax withholdingCommon Stock 2,943 $12.55 $36,934.65
Disclosure

SEC source: 0001389050-18-000059 · wf-form4_153487735328655.xml · nonDerivative · entry 2

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,823

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares and restricted stock units.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:49 UTC
Rice Robert EdwardSenior Vice President
Exercise / conversionCommon Stock 3,869 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000059 · wf-form4_153487735328655.xml · nonDerivative · entry 1

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:47 UTC
Ingersoll JasonSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 2,006 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000058 · wf-form4_153487725089062.xml · derivative · entry 3

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,012

Underlying: Common Stock · 2,006 shares

Expires 2020-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant.

F3 · derivative.expiration_date: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:47 UTC
Ingersoll JasonSenior Vice President
Tax withholdingCommon Stock 1,526 $12.55 $19,151.30
Disclosure

SEC source: 0001389050-18-000058 · wf-form4_153487725089062.xml · nonDerivative · entry 2

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,811

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares and restricted stock units.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:47 UTC
Ingersoll JasonSenior Vice President
Exercise / conversionCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000058 · wf-form4_153487725089062.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:42 UTC
Hildebrandt Stephanie CSVP & General Counsel
Tax withholdingCommon Stock 4,399 $12.55 $55,207.45
Disclosure

SEC source: 0001389050-18-000057 · wf-form4_153487690521857.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,999

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
August 17, 2018 Filed Aug 17, 2018 20:14 UTC
Aron Doug SSr Vice President and CFO
PurchaseCommon Stock 10,000 $11.92 $119,200.00
Disclosure

SEC source: 0001389050-18-000055 · wf-form4_153453686780267.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · Sr Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,215

F1 · price: These shares were purchased in multiple transactions at prices ranging from $11.875 to $11.95, inclusive.

Read SEC document
August 13, 2018 Filed Aug 14, 2018 14:00 UTC
Aron Doug SSr Vice President and CFO
GrantCommon Stock 39,215 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000054 · wf-form4_153425519226943.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · Sr Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,215

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests at the rate of one-third per year on each of August 20, 2019, August 20, 2020 and August 20, 2021, subject to continued employment on the date of vesting. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and the Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 15:02 UTC GrantCommon Stock 4,883 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000045 · wf-form4_153263171092470.xml · nonDerivative · entry 1

SEGNER EDMUND P III · CIK 0001185554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,375

Read SEC document
June 06, 2018 Filed Jun 7, 2018 14:54 UTC
Ingersoll JasonSenior Vice President
SaleCommon Stock 12,969 $11.64 $150,959.16
Disclosure

SEC source: 0001389050-18-000034 · wf-form4_152838327191370.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,331

F1 · price: These shares were sold in multiple transactions ranging from $11.60 to $11.75, inclusive.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 15:33 UTC
Rice Robert EdwardSenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 29,855 $8.79 Strike: $8.79 $262,425.45
Disclosure

SEC source: 0001389050-18-000033 · wf-form4_152812637906113.xml · derivative · entry 4

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,855 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This is in respect to options granted under the Archrock, Inc. Amended and Restated 2007 Stock Incentive Plan, as amended, which were fully vested as of March 4, 2015.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 15:33 UTC
Rice Robert EdwardSenior Vice President
SaleCommon Stock 60,474 $11.70 $707,545.80
Disclosure

SEC source: 0001389050-18-000033 · wf-form4_152812637906113.xml · nonDerivative · entry 3

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,897

F1 · price: These shares were sold in multiple transactions at prices ranging from $11.65 to $11.75, inclusive.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 15:33 UTC
Rice Robert EdwardSenior Vice President
SaleCommon Stock 7,080 $11.73 $83,048.40
Disclosure

SEC source: 0001389050-18-000033 · wf-form4_152812637906113.xml · nonDerivative · entry 2

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,371

Read SEC document
June 01, 2018 Filed Jun 4, 2018 15:33 UTC
Rice Robert EdwardSenior Vice President
Exercise / conversionCommon Stock 29,855 $8.79 $262,425.45
Disclosure

SEC source: 0001389050-18-000033 · wf-form4_152812637906113.xml · nonDerivative · entry 1

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:30 UTC
CHILDERS D BRADLEYDirector · President and CEO
GrantRestricted Stock Unit · Derivative 56,756 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000025 · wf-form4_152484297157307.xml · derivative · entry 3

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,756

Underlying: Common Stock · 56,756 shares

Expires 2020-08-20

F2 · derivative.exercise_price: Received in exchange for 31,888 and 40,540 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions.

F3 · derivative.exercise_date: The award vests in three equal installments on each of August 20, 2018, August 20, 2019 and August 20, 2020.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:30 UTC
CHILDERS D BRADLEYDirector · President and CEO
GrantRestricted Stock Unit · Derivative 44,643 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000025 · wf-form4_152484297157307.xml · derivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,643

Underlying: Common Stock · 44,644 shares

Expires 2019-03-04

F2 · derivative.exercise_price: Received in exchange for 31,888 and 40,540 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:30 UTC
CHILDERS D BRADLEYDirector · President and CEO
GrantCommon Stock 146,617 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000025 · wf-form4_152484297157307.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 883,259

F1 · price: Received in exchange for 104,726 common units of Archrock Partners, L.P. ("APLP") in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer (the "Merger") on April 26, 2018 (the "Effective Date"). On the Effective Date, each APLP common unit was converted into 1.4 shares of common stock of the Issuer.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 14:44 UTC GrantCommon Stock 2,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001389050-18-000022 · wf-form4_152484021340413.xml · nonDerivative · entry 1

MCCOLLUM MARK A · CIK 0001215888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,751

F1 · price: Received in exchange for 2,000 common units of Archrock Partners, L.P. ("APLP") in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer (the "Merger") on April 26, 2018 (the "Effective Date"). On the Effective Date, each APLP common unit was converted into 1.4 shares of common stock of the Issuer.

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April 26, 2018 Filed Apr 27, 2018 15:56 UTC Amendment
Rice Robert EdwardSenior Vice President
GrantRestricted Stock Unit · Derivative 11,608 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000027 · wf-form4a_152484457543218.xml · derivative · entry 3

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,608

Underlying: Common Stock · 11,608 shares

Expires 2020-08-20

F3 · security: Amended to correct administrative error.

F2 · derivative.exercise_price: Received in exchange for 6,378 and 8,292 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions.

F4 · derivative.exercise_date: The award vests in three equal installments on each of August 20, 2018, August 20, 2019 and August 20, 2020.

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April 26, 2018 Filed Apr 27, 2018 15:56 UTC Amendment
Rice Robert EdwardSenior Vice President
GrantRestricted Stock Unit · Derivative 8,929 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000027 · wf-form4a_152484457543218.xml · derivative · entry 2

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,929

Underlying: Common Stock · 8,929 shares

Expires 2019-03-04

F2 · derivative.exercise_price: Received in exchange for 6,378 and 8,292 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:56 UTC Amendment
Rice Robert EdwardSenior Vice President
GrantCommon Stock 33,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001389050-18-000027 · wf-form4a_152484457543218.xml · nonDerivative · entry 1

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,596

F1 · price: Received in exchange for 23,615 common units of Archrock Partners, L.P. ("APLP") in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer (the "Merger") on April 26, 2018 (the "Effective Date"). On the Effective Date, each APLP common unit was converted into 1.4 shares of common stock of the Issuer.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:51 UTC Amendment
Ingersoll JasonSenior Vice President
GrantRestricted Stock Unit · Derivative 6,018 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000026 · wf-form4a_152484423913181.xml · derivative · entry 3

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,018

Underlying: Common Stock · 6,018 shares

Expires 2020-08-20

F2 · security: Amended to correct administrative error.

F3 · derivative.exercise_price: Received in exchange for 3,189 and 4,299 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions.

F4 · derivative.exercise_date: The award vests in three equal installments on each of August 20, 2018, August 20, 2019 and August 20, 2020.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:51 UTC Amendment
Ingersoll JasonSenior Vice President
GrantRestricted Stock Unit · Derivative 4,464 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000026 · wf-form4a_152484423913181.xml · derivative · entry 2

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,464

Underlying: Common Stock · 4,464 shares

Expires 2019-03-04

F2 · security: Amended to correct administrative error.

F3 · derivative.exercise_price: Received in exchange for 3,189 and 4,299 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:51 UTC Amendment
Ingersoll JasonSenior Vice President
GrantCommon Stock 7,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001389050-18-000026 · wf-form4a_152484423913181.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,300

F1 · price: Received in exchange for 5,258 common units of Archrock Partners, L.P. ("APLP") in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer (the "Merger") on April 26, 2018 (the "Effective Date"). On the Effective Date, each APLP common unit was converted into 1.4 shares of common stock of the Issuer.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:20 UTC
Ingersoll JasonSenior Vice President
GrantRestricted Stock Unit · Derivative 6,019 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000024 · wf-form4_152484241466956.xml · derivative · entry 3

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,019

Underlying: Common Stock · 6,018 shares

Expires 2020-08-20

F2 · derivative.exercise_price: Received in exchange for 3,189 and 4,299 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions.

F3 · derivative.exercise_date: The award vests in three equal installments on each of August 20, 2018, August 20, 2019 and August 20, 2020.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:20 UTC
Ingersoll JasonSenior Vice President
GrantRestricted Stock Unit · Derivative 4,465 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000024 · wf-form4_152484241466956.xml · derivative · entry 2

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,465

Underlying: Common Stock · 4,464 shares

Expires 2019-03-04

F2 · derivative.exercise_price: Received in exchange for 3,189 and 4,299 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:20 UTC
Ingersoll JasonSenior Vice President
GrantCommon Stock 7,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001389050-18-000024 · wf-form4_152484241466956.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,300

F1 · price: Received in exchange for 5,258 common units of Archrock Partners, L.P. ("APLP") in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer (the "Merger") on April 26, 2018 (the "Effective Date"). On the Effective Date, each APLP common unit was converted into 1.4 shares of common stock of the Issuer.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:05 UTC
Rice Robert EdwardSenior Vice President
GrantRestricted Stock Unit · Derivative 11,609 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000023 · wf-form4_152484149158850.xml · derivative · entry 3

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,609

Underlying: Common Stock · 11,608 shares

Expires 2020-08-20

F2 · derivative.exercise_price: Received in exchange for 6,378 and 8,292 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions.

F3 · derivative.exercise_date: The award vests in three equal installments on each of August 20, 2018, August 20, 2019 and August 20, 2020.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:05 UTC
Rice Robert EdwardSenior Vice President
GrantRestricted Stock Unit · Derivative 8,929 $0.00 $0.00
Disclosure

SEC source: 0001389050-18-000023 · wf-form4_152484149158850.xml · derivative · entry 2

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,929

Underlying: Common Stock · 8,929 shares

Expires 2019-03-04

F2 · derivative.exercise_price: Received in exchange for 6,378 and 8,292 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 15:05 UTC
Rice Robert EdwardSenior Vice President
GrantCommon Stock 33,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001389050-18-000023 · wf-form4_152484149158850.xml · nonDerivative · entry 1

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,596

F1 · price: Received in exchange for 23,615 common units of Archrock Partners, L.P. ("APLP") in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer (the "Merger") on April 26, 2018 (the "Effective Date"). On the Effective Date, each APLP common unit was converted into 1.4 shares of common stock of the Issuer.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 16:42 UTC
CHILDERS D BRADLEYDirector · President and CEO
Tax withholdingCommon Stock 33,246 $9.50 $315,837.00
Disclosure

SEC source: 0001389050-18-000015 · wf-form4_152035452422764.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,642

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.