Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Archrock, Inc.AROC · Entity 3837 | Senior Vice President | August 20, 2018 | August 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Archrock, Inc.
Report date August 20, 2018 · Filed August 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 188,823 |
Ending reported balance
After 2018-08-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-20 · Exercise / conversion · Acquired 3,869 · Balance 191,766 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2018-08-20 · Tax withholding · Disposed 2,943 · Balance 188,823 F2: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares and restricted stock units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-08-20 | Direct | 7,739 |
Reported balance
After 2018-08-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-20 · Exercise / conversion · Disposed 3,869 · Balance 7,739 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares and restricted stock units.
F3: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Archrock Partners, L.P.
Report date April 26, 2018 · Filed April 27, 2018
Section 16 reporting ended · disclosed 2018-04-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-26 transaction · row 1
1 source rowRow 1 · 2018-04-26 · Disposition to issuer · Disposed 23,615 · Balance 0 F1: Pursuant to the merger of the Issuer into a wholly-owned subsidiary of Archrock, Inc. (the "Merger"), effective April 26, 2018, each common unit of the Issuer held by the reporting person was converted into 1.40 shares of Archrock, Inc. common stock. |
| Phantom Units with tandem DERsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-04-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-26 · Disposition to issuer · Disposed 6,378 · Balance 0 F2: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. |
| Phantom Units with tandem DERsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-04-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-26 · Disposition to issuer · Disposed 8,292 · Balance 0 F2: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the merger of the Issuer into a wholly-owned subsidiary of Archrock, Inc. (the "Merger"), effective April 26, 2018, each common unit of the Issuer held by the reporting person was converted into 1.40 shares of Archrock, Inc. common stock.
F2: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2018 Filed Aug 21, 2018 18:49 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionRestricted Stock Unit · Derivative | 3,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000059 · wf-form4_153487735328655.xml · derivative · entry 3 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,739 Underlying: Common Stock · 3,869 shares Expires 2020-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant. F3 · derivative.expiration_date: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 18:49 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 2,943 | $12.55 | $36,934.65 |
DisclosureSEC source: 0001389050-18-000059 · wf-form4_153487735328655.xml · nonDerivative · entry 2 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,823 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares and restricted stock units. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 18:49 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionCommon Stock | 3,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000059 · wf-form4_153487735328655.xml · nonDerivative · entry 1 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 15:33 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionStock Option (Right to Buy) · Derivative | 29,855 | $8.79 Strike: $8.79 | $262,425.45 |
DisclosureSEC source: 0001389050-18-000033 · wf-form4_152812637906113.xml · derivative · entry 4 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,855 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This is in respect to options granted under the Archrock, Inc. Amended and Restated 2007 Stock Incentive Plan, as amended, which were fully vested as of March 4, 2015. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 15:33 UTC | Archrock, Inc. AROC · Entity 3837 | SaleCommon Stock | 60,474 | $11.70 | $707,545.80 |
DisclosureSEC source: 0001389050-18-000033 · wf-form4_152812637906113.xml · nonDerivative · entry 3 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,897 F1 · price: These shares were sold in multiple transactions at prices ranging from $11.65 to $11.75, inclusive. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 15:33 UTC | Archrock, Inc. AROC · Entity 3837 | SaleCommon Stock | 7,080 | $11.73 | $83,048.40 |
DisclosureSEC source: 0001389050-18-000033 · wf-form4_152812637906113.xml · nonDerivative · entry 2 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,371 Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 15:33 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionCommon Stock | 29,855 | $8.79 | $262,425.45 |
DisclosureSEC source: 0001389050-18-000033 · wf-form4_152812637906113.xml · nonDerivative · entry 1 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 11:01 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Disposition to issuerPhantom Units with tandem DERs · Derivative | 8,292 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001367064-18-000014 · wf-form4_152484130301558.xml · derivative · entry 3 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 8,292 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. F2 · derivative.exercise_date: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. F2 · derivative.expiration_date: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 11:01 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Disposition to issuerPhantom Units with tandem DERs · Derivative | 6,378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001367064-18-000014 · wf-form4_152484130301558.xml · derivative · entry 2 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 6,378 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. F2 · derivative.exercise_date: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. F2 · derivative.expiration_date: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 11:01 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Disposition to issuerCommon Units | 23,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367064-18-000014 · wf-form4_152484130301558.xml · nonDerivative · entry 1 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the merger of the Issuer into a wholly-owned subsidiary of Archrock, Inc. (the "Merger"), effective April 26, 2018, each common unit of the Issuer held by the reporting person was converted into 1.40 shares of Archrock, Inc. common stock. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:56 UTC Amendment | Archrock, Inc. AROC · Entity 3837 | GrantRestricted Stock Unit · Derivative | 11,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000027 · wf-form4a_152484457543218.xml · derivative · entry 3 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,608 Underlying: Common Stock · 11,608 shares Expires 2020-08-20 F3 · security: Amended to correct administrative error. F2 · derivative.exercise_price: Received in exchange for 6,378 and 8,292 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions. F4 · derivative.exercise_date: The award vests in three equal installments on each of August 20, 2018, August 20, 2019 and August 20, 2020. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:56 UTC Amendment | Archrock, Inc. AROC · Entity 3837 | GrantRestricted Stock Unit · Derivative | 8,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000027 · wf-form4a_152484457543218.xml · derivative · entry 2 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929 Underlying: Common Stock · 8,929 shares Expires 2019-03-04 F2 · derivative.exercise_price: Received in exchange for 6,378 and 8,292 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:56 UTC Amendment | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 33,061 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001389050-18-000027 · wf-form4a_152484457543218.xml · nonDerivative · entry 1 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,596 F1 · price: Received in exchange for 23,615 common units of Archrock Partners, L.P. ("APLP") in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer (the "Merger") on April 26, 2018 (the "Effective Date"). On the Effective Date, each APLP common unit was converted into 1.4 shares of common stock of the Issuer. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:05 UTC | Archrock, Inc. AROC · Entity 3837 | GrantRestricted Stock Unit · Derivative | 11,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000023 · wf-form4_152484149158850.xml · derivative · entry 3 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 Underlying: Common Stock · 11,608 shares Expires 2020-08-20 F2 · derivative.exercise_price: Received in exchange for 6,378 and 8,292 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions. F3 · derivative.exercise_date: The award vests in three equal installments on each of August 20, 2018, August 20, 2019 and August 20, 2020. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:05 UTC | Archrock, Inc. AROC · Entity 3837 | GrantRestricted Stock Unit · Derivative | 8,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000023 · wf-form4_152484149158850.xml · derivative · entry 2 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929 Underlying: Common Stock · 8,929 shares Expires 2019-03-04 F2 · derivative.exercise_price: Received in exchange for 6,378 and 8,292 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:05 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 33,061 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001389050-18-000023 · wf-form4_152484149158850.xml · nonDerivative · entry 1 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,596 F1 · price: Received in exchange for 23,615 common units of Archrock Partners, L.P. ("APLP") in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer (the "Merger") on April 26, 2018 (the "Effective Date"). On the Effective Date, each APLP common unit was converted into 1.4 shares of common stock of the Issuer. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 11:32 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Exercise / conversionPhantom Units with tandem DERs · Derivative | 6,377 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001367064-18-000010 · wf-form4_152035391212664.xml · derivative · entry 4 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,378 Underlying: Common Units · 6,377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. F1 · derivative.expiration_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 11:32 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Exercise / conversionPhantom Units with tandem DERs · Derivative | 1,742 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001367064-18-000010 · wf-form4_152035391212664.xml · derivative · entry 3 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. F1 · derivative.expiration_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 11:32 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Tax withholdingCommon Units | 1,978 | $13.10 | $25,911.80 |
DisclosureSEC source: 0001367064-18-000010 · wf-form4_152035391212664.xml · nonDerivative · entry 2 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,615 F2 · kind: Issuer withheld the maximum allowable units to satisfy the tax withholding obligations associated with the vesting of phantom units. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 11:32 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Exercise / conversionCommon Units | 8,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001367064-18-000010 · wf-form4_152035391212664.xml · nonDerivative · entry 1 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 17:20 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 5,754 | $9.50 | $54,663.00 |
DisclosureSEC source: 0001389050-18-000020 · wf-form4_152035680178351.xml · nonDerivative · entry 2 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,535 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:20 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 62,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000020 · wf-form4_152035680178351.xml · nonDerivative · entry 1 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,289 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2019, August 20, 2020 and August 20, 2021, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 19:30 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 13,385 | $10.85 | $145,227.25 |
DisclosureSEC source: 0001389050-17-000088 · wf-form4_150999659138479.xml · nonDerivative · entry 1 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,657 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 14:21 UTC | Archrock Partners, L.P. APLP · Entity 167205 | GrantPhantom Units with tandem DERs · Derivative | 8,292 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001367064-17-000027 · wf-form4_149340370252470.xml · derivative · entry 1 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,292 Underlying: Common Units · 8,292 shares Expires 2020-08-20 F1 · security: Represents an award of phantom units with tandem Distribution Equivalent Rights (DERs) under the Archrock Partners, L.P. 2017 Long-Term Incentive Plan. The award vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on the respective date of vesting. The award is payable in common units and DERs are payable as and when they are paid to common unitholders. Each phantom unit is the economic equivalent of an APLP common unit. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement. F1 · derivative.exercise_date: Represents an award of phantom units with tandem Distribution Equivalent Rights (DERs) under the Archrock Partners, L.P. 2017 Long-Term Incentive Plan. The award vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on the respective date of vesting. The award is payable in common units and DERs are payable as and when they are paid to common unitholders. Each phantom unit is the economic equivalent of an APLP common unit. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement. Read SEC document |
| March 07, 2017 Filed Mar 7, 2017 17:53 UTC | Archrock Partners, L.P. APLP · Entity 167205 | SaleCommon Units | 1,979 | $17.76 | $35,147.04 |
DisclosureSEC source: 0001389050-17-000041 · wf-form4_148892716714714.xml · nonDerivative · entry 3 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,474 F3 · kind: This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These units were sold in multiple transactions at prices ranging from $17.70 to $17.81, inclusive. Read SEC document |
| March 07, 2017 Filed Mar 7, 2017 23:29 UTC | Archrock, Inc. AROC · Entity 3837 | SaleCommon Stock | 4,905 | $13.23 | $64,893.15 |
DisclosureSEC source: 0001389050-17-000046 · wf-form4_148892934506882.xml · nonDerivative · entry 3 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,042 F3 · kind: This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These shares were sold in multiple transactions at prices ranging from $13.075 to $13.525, inclusive. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 17:53 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Exercise / conversionPhantom Units with tandem DERs · Derivative | 6,378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001389050-17-000041 · wf-form4_148892716714714.xml · derivative · entry 6 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,755 Underlying: Common Units · 6,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. F1 · derivative.expiration_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 17:53 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Exercise / conversionPhantom Units with tandem DERs · Derivative | 1,742 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001389050-17-000041 · wf-form4_148892716714714.xml · derivative · entry 5 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,742 Underlying: Common Units · 1,742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. F1 · derivative.expiration_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 17:53 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Exercise / conversionPhantom Units with tandem DERs (Common Units) · Derivative | 1,776 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001389050-17-000041 · wf-form4_148892716714714.xml · derivative · entry 4 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. F1 · derivative.expiration_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 17:53 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Tax withholdingCommon Units | 2,792 | $17.58 | $49,083.36 |
DisclosureSEC source: 0001389050-17-000041 · wf-form4_148892716714714.xml · nonDerivative · entry 2 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,453 F2 · kind: Issuer withheld the maximum allowable units to satisfy the tax withholding obligations associated with the vesting of phantom units. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 17:53 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Exercise / conversionCommon Units | 9,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-17-000041 · wf-form4_148892716714714.xml · nonDerivative · entry 1 Rice Robert Edward · CIK 0001537690 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 23:29 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 6,709 | $13.70 | $91,913.30 |
DisclosureSEC source: 0001389050-17-000046 · wf-form4_148892934506882.xml · nonDerivative · entry 2 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,947 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:29 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 24,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-17-000046 · wf-form4_148892934506882.xml · nonDerivative · entry 1 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,656 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance BenefitAgreement and Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 19:02 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 8,726 | $11.00 | $95,986.00 |
DisclosureSEC source: 0001389050-16-000107 · wf-form4_147854532342664.xml · nonDerivative · entry 1 Rice Robert Edward · CIK 0001537690 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,021 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.