Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2022 Filed Mar 15, 2022 20:51 UTC Amendment |
Thode Eric WSR VICE PRESIDENT
|
PurchaseCommon Stock | 60 | $8.45 | $507.00 |
DisclosureSEC source: 0001415889-22-002969 · form4a-03152022_010313.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · Held for benefit of minor daughter Disclosed balance after: 135 F1 · ownership.nature: Form amended to remove redundant entry. Read SEC document |
| March 15, 2022 Filed Mar 15, 2022 20:06 UTC |
Thode Eric WSR VICE PRESIDENT
|
PurchaseCommon Stock | 60 | $8.45 | $507.00 |
DisclosureSEC source: 0001415889-22-002968 · form4-03152022_010345.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · Held for benefit of minor daughter Disclosed balance after: 135 Read SEC document |
| March 15, 2022 Filed Jan 26, 2023 22:07 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001473 · form4-01262023_100151.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,869,284 Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 15:11 UTC |
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
|
Tax withholdingCommon Stock | 1,055 | $8.84 | $9,326.20 |
DisclosureSEC source: 0001415889-22-002644 · form4-03072022_120304.xml · nonDerivative · entry 1 Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,220 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 20:12 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 30,157 | $8.84 | $266,587.88 |
DisclosureSEC source: 0001415889-22-002645 · form4-03072022_120350.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,894,284 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 20:02 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
Tax withholdingCommon Stock | 5,007 | $8.84 | $44,261.88 |
DisclosureSEC source: 0001415889-22-002643 · form4-03072022_120359.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,488 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 20:28 UTC |
Thode Eric WSR VICE PRESIDENT
|
Tax withholdingCommon Stock | 3,976 | $8.84 | $35,147.84 |
DisclosureSEC source: 0001415889-22-002649 · form4-03072022_120319.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,301 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 20:24 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
Tax withholdingCommon Stock | 2,731 | $8.84 | $24,142.04 |
DisclosureSEC source: 0001415889-22-002648 · form4-03072022_120352.xml · nonDerivative · entry 1 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,440 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 20:18 UTC |
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
|
Tax withholdingCommon Stock | 8,960 | $8.84 | $79,206.40 |
DisclosureSEC source: 0001415889-22-002647 · form4-03072022_120351.xml · nonDerivative · entry 1 Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,897 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:43 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 32,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001574 · form4-02182022_010243.xml · derivative · entry 4 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:43 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
GrantRestricted Stock Unit · Derivative | 32,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001574 · form4-02182022_010243.xml · derivative · entry 3 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,101 Underlying: Common Stock · 32,101 shares Expires not disclosed F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:43 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
Tax withholdingCommon Stock | 7,817 | $8.60 | $67,226.20 |
DisclosureSEC source: 0001415889-22-001574 · form4-02182022_010243.xml · nonDerivative · entry 2 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,495 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table I. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:43 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
Exercise / conversionCommon Stock | 32,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001574 · form4-02182022_010243.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:39 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
Exercise / conversionRestricted Stock Unit · Derivative | 17,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001571 · form4-02182022_010258.xml · derivative · entry 4 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:39 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
GrantRestricted Stock Unit · Derivative | 17,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001571 · form4-02182022_010258.xml · derivative · entry 3 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,833 Underlying: Common Stock · 17,833 shares Expires not disclosed F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:39 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
Tax withholdingCommon Stock | 4,343 | $8.60 | $37,349.80 |
DisclosureSEC source: 0001415889-22-001571 · form4-02182022_010258.xml · nonDerivative · entry 2 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,171 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table I. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:39 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
Exercise / conversionCommon Stock | 17,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001571 · form4-02182022_010258.xml · nonDerivative · entry 1 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:41 UTC |
Thode Eric WSR VICE PRESIDENT
|
Exercise / conversionRestricted Stock Unit · Derivative | 14,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001572 · form4-02182022_010218.xml · derivative · entry 4 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:41 UTC |
Thode Eric WSR VICE PRESIDENT
|
GrantRestricted Stock Unit · Derivative | 14,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001572 · form4-02182022_010218.xml · derivative · entry 3 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,266 Underlying: Common Stock · 14,266 shares Expires not disclosed F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:41 UTC |
Thode Eric WSR VICE PRESIDENT
|
Tax withholdingCommon Stock | 3,474 | $8.60 | $29,876.40 |
DisclosureSEC source: 0001415889-22-001572 · form4-02182022_010218.xml · nonDerivative · entry 2 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,277 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table I. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:41 UTC |
Thode Eric WSR VICE PRESIDENT
|
Exercise / conversionCommon Stock | 14,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001572 · form4-02182022_010218.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:37 UTC |
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
|
Exercise / conversionRestricted Stock Units · Derivative | 26,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001570 · form4-02182022_010201.xml · derivative · entry 4 Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:37 UTC |
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
|
GrantRestricted Stock Units · Derivative | 26,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001570 · form4-02182022_010201.xml · derivative · entry 3 Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,750 Underlying: Common Stock · 26,750 shares Expires not disclosed F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:37 UTC |
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
|
Tax withholdingCommon Stock | 6,515 | $8.60 | $56,029.00 |
DisclosureSEC source: 0001415889-22-001570 · form4-02182022_010201.xml · nonDerivative · entry 2 Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,857 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table I. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:37 UTC |
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
|
Exercise / conversionCommon Stock | 26,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001570 · form4-02182022_010201.xml · nonDerivative · entry 1 Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 09:40 UTC |
LYTAL JAMES HDirector
|
GrantCommon Stock | 15,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000863 · form4-01312022_060106.xml · nonDerivative · entry 1 LYTAL JAMES H · CIK 0001006299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,510 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 11:06 UTC |
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
|
GrantCommon Stock | 16,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000876 · form4-01312022_080123.xml · nonDerivative · entry 1 Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,275 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in an Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 14:28 UTC |
Ainsworth Anne-MarieDirector
|
GrantCommon Stock | 15,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000860 · form4-01312022_060114.xml · nonDerivative · entry 1 Ainsworth Anne-Marie · CIK 0001476458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,510 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 09:42 UTC |
MALLETT LEONARD WAYNEDirector
|
GrantCommon Stock | 15,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000864 · form4-01312022_060151.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,606 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 09:54 UTC |
SEGNER EDMUND P IIIDirector
|
GrantCommon Stock | 15,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000866 · form4-01312022_060144.xml · nonDerivative · entry 1 SEGNER EDMUND P III · CIK 0001185554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,082 F1 · kind: This award represents a grant of restricted stock units under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The restricted stock units are payable on a one-for-one basis in shares of common stock and, at the election of the Reporting Person, with deferred delivery. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 15:42 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
GrantCommon Stock | 321,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000869 · form4-01312022_070116.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924,441 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 09:32 UTC |
HALL GORDON TDirector
|
GrantCommon Stock | 15,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000861 · form4-01312022_060120.xml · nonDerivative · entry 1 HALL GORDON T · CIK 0001190498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,680 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 09:49 UTC |
Hawes Frances PowellDirector
|
GrantCommon Stock | 15,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000865 · form4-01312022_060108.xml · nonDerivative · entry 1 Hawes Frances Powell · CIK 0001317424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,510 F1 · kind: This award represents a grant of restricted stock units under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The restricted stock units are payable on a one-for-one basis in shares of common stock and, at the election of the Reporting Person, with deferred delivery. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 15:38 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
GrantCommon Stock | 107,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000868 · form4-01312022_070159.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,211 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 09:35 UTC |
Honeybourne J W GDirector
|
GrantCommon Stock | 15,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000862 · form4-01312022_060126.xml · nonDerivative · entry 1 Honeybourne J W G · CIK 0001359885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,816 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 16:01 UTC |
Thode Eric WSR VICE PRESIDENT
|
GrantCommon Stock | 46,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000873 · form4-01312022_080141.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,485 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 16:00 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
GrantCommon Stock | 46,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000872 · form4-01312022_070152.xml · nonDerivative · entry 1 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,681 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 15:51 UTC |
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
|
GrantCommon Stock | 64,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000871 · form4-01312022_070101.xml · nonDerivative · entry 1 Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,622 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 14:58 UTC |
Rebrook Jason CDirector
|
GrantCommon Stock | 15,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000867 · form4-01312022_060154.xml · nonDerivative · entry 1 Rebrook Jason C · CIK 0001819991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,606 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 12:48 UTC |
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
|
Tax withholdingCommon Stock | 3,048 | $8.60 | $26,212.80 |
DisclosureSEC source: 0001415889-22-000771 · form4-01262022_090125.xml · nonDerivative · entry 1 Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,223 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 17:45 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 50,264 | $8.60 | $432,270.40 |
DisclosureSEC source: 0001415889-22-000770 · form4-01262022_090111.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603,395 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 17:41 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
Tax withholdingCommon Stock | 10,647 | $8.60 | $91,564.20 |
DisclosureSEC source: 0001415889-22-000769 · form4-01262022_090122.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,196 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 18:03 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
Tax withholdingCommon Stock | 6,485 | $8.60 | $55,771.00 |
DisclosureSEC source: 0001415889-22-000773 · form4-01262022_100149.xml · nonDerivative · entry 1 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,308 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 18:05 UTC |
Thode Eric WSR VICE PRESIDENT
|
Tax withholdingCommon Stock | 7,473 | $8.60 | $64,267.80 |
DisclosureSEC source: 0001415889-22-000774 · form4-01262022_100118.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,112 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. F2 · balance_after: Includes shares acquired through participation in the Issuer's Employee Stock Purchase Plan. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 17:51 UTC |
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
|
Tax withholdingCommon Stock | 8,820 | $8.60 | $75,852.00 |
DisclosureSEC source: 0001415889-22-000772 · form4-01262022_090138.xml · nonDerivative · entry 1 Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,413 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 21:52 UTC |
Thode Eric WSR VICE PRESIDENT
|
PurchaseCommon Stock | 6,350 | $7.97 | $50,609.50 |
DisclosureSEC source: 0001415889-21-005389 · form4-11222021_011125.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · Held by parent; reporting person shares dispositive power Disclosed balance after: 8,300 Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 15:33 UTC |
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
|
Tax withholdingCommon Stock | 1,154 | $7.30 | $8,424.20 |
DisclosureSEC source: 0001415889-21-004053 · form4-08232021_120837.xml · nonDerivative · entry 1 Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,271 F1 · kind: Issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 19:51 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 68,552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004057 · form4-08232021_120848.xml · derivative · entry 4 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,552 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 19:51 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 55,142 | $7.30 | $402,536.60 |
DisclosureSEC source: 0001415889-21-004057 · form4-08232021_120848.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653,659 F3 · kind: Issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock and restricted stock units. F2 · balance_after: Includes shares acquired through participation in the Employee Stock Purchase Plan. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 19:51 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 68,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004057 · form4-08232021_120848.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The restricted stock units were awarded in March 2018 and cliff vested on August 20, 2021. The payout was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the performance achieved over the measurement period was 186% of target. The restricted stock units converted into shares of common stock on a one-for-one basis. Due to restrictions under the 2013 Stock Incentive Plan, an additional 31,302 restricted stock units pursuant to this award vested and were settled in cash. F2 · balance_after: Includes shares acquired through participation in the Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.