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Archrock, Inc.

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3837
SEC CIK
0001389050
Parsed reports
380

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2022 Filed Mar 15, 2022 20:51 UTC Amendment
Thode Eric WSR VICE PRESIDENT
PurchaseCommon Stock 60 $8.45 $507.00
Disclosure

SEC source: 0001415889-22-002969 · form4a-03152022_010313.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · Held for benefit of minor daughter

Disclosed balance after: 135

F1 · ownership.nature: Form amended to remove redundant entry.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 20:06 UTC
Thode Eric WSR VICE PRESIDENT
PurchaseCommon Stock 60 $8.45 $507.00
Disclosure

SEC source: 0001415889-22-002968 · form4-03152022_010345.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · Held for benefit of minor daughter

Disclosed balance after: 135

Read SEC document
March 15, 2022 Filed Jan 26, 2023 22:07 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001473 · form4-01262023_100151.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,869,284

Read SEC document
March 05, 2022 Filed Mar 7, 2022 15:11 UTC
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 1,055 $8.84 $9,326.20
Disclosure

SEC source: 0001415889-22-002644 · form4-03072022_120304.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,220

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 20:12 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 30,157 $8.84 $266,587.88
Disclosure

SEC source: 0001415889-22-002645 · form4-03072022_120350.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,894,284

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 20:02 UTC
Aron Doug SSR VICE PRESIDENT, CFO
Tax withholdingCommon Stock 5,007 $8.84 $44,261.88
Disclosure

SEC source: 0001415889-22-002643 · form4-03072022_120359.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,488

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 20:28 UTC
Thode Eric WSR VICE PRESIDENT
Tax withholdingCommon Stock 3,976 $8.84 $35,147.84
Disclosure

SEC source: 0001415889-22-002649 · form4-03072022_120319.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,301

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 20:24 UTC
Ingersoll JasonSENIOR VICE PRESIDENT
Tax withholdingCommon Stock 2,731 $8.84 $24,142.04
Disclosure

SEC source: 0001415889-22-002648 · form4-03072022_120352.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,440

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 20:18 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 8,960 $8.84 $79,206.40
Disclosure

SEC source: 0001415889-22-002647 · form4-03072022_120351.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,897

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:43 UTC
Aron Doug SSR VICE PRESIDENT, CFO
Exercise / conversionRestricted Stock Unit · Derivative 32,101 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001574 · form4-02182022_010243.xml · derivative · entry 4

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:43 UTC
Aron Doug SSR VICE PRESIDENT, CFO
GrantRestricted Stock Unit · Derivative 32,101 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001574 · form4-02182022_010243.xml · derivative · entry 3

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,101

Underlying: Common Stock · 32,101 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:43 UTC
Aron Doug SSR VICE PRESIDENT, CFO
Tax withholdingCommon Stock 7,817 $8.60 $67,226.20
Disclosure

SEC source: 0001415889-22-001574 · form4-02182022_010243.xml · nonDerivative · entry 2

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,495

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table I.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:43 UTC
Aron Doug SSR VICE PRESIDENT, CFO
Exercise / conversionCommon Stock 32,101 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001574 · form4-02182022_010243.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:39 UTC
Ingersoll JasonSENIOR VICE PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 17,833 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001571 · form4-02182022_010258.xml · derivative · entry 4

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:39 UTC
Ingersoll JasonSENIOR VICE PRESIDENT
GrantRestricted Stock Unit · Derivative 17,833 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001571 · form4-02182022_010258.xml · derivative · entry 3

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,833

Underlying: Common Stock · 17,833 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:39 UTC
Ingersoll JasonSENIOR VICE PRESIDENT
Tax withholdingCommon Stock 4,343 $8.60 $37,349.80
Disclosure

SEC source: 0001415889-22-001571 · form4-02182022_010258.xml · nonDerivative · entry 2

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,171

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table I.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:39 UTC
Ingersoll JasonSENIOR VICE PRESIDENT
Exercise / conversionCommon Stock 17,833 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001571 · form4-02182022_010258.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:41 UTC
Thode Eric WSR VICE PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 14,266 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001572 · form4-02182022_010218.xml · derivative · entry 4

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:41 UTC
Thode Eric WSR VICE PRESIDENT
GrantRestricted Stock Unit · Derivative 14,266 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001572 · form4-02182022_010218.xml · derivative · entry 3

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,266

Underlying: Common Stock · 14,266 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:41 UTC
Thode Eric WSR VICE PRESIDENT
Tax withholdingCommon Stock 3,474 $8.60 $29,876.40
Disclosure

SEC source: 0001415889-22-001572 · form4-02182022_010218.xml · nonDerivative · entry 2

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,277

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table I.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:41 UTC
Thode Eric WSR VICE PRESIDENT
Exercise / conversionCommon Stock 14,266 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001572 · form4-02182022_010218.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:37 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
Exercise / conversionRestricted Stock Units · Derivative 26,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001570 · form4-02182022_010201.xml · derivative · entry 4

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:37 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
GrantRestricted Stock Units · Derivative 26,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001570 · form4-02182022_010201.xml · derivative · entry 3

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,750

Underlying: Common Stock · 26,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

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February 17, 2022 Filed Feb 18, 2022 21:37 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 6,515 $8.60 $56,029.00
Disclosure

SEC source: 0001415889-22-001570 · form4-02182022_010201.xml · nonDerivative · entry 2

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,857

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table I.

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February 17, 2022 Filed Feb 18, 2022 21:37 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
Exercise / conversionCommon Stock 26,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001570 · form4-02182022_010201.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 09:40 UTC GrantCommon Stock 15,457 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000863 · form4-01312022_060106.xml · nonDerivative · entry 1

LYTAL JAMES H · CIK 0001006299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,510

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 27, 2022 Filed Jan 31, 2022 11:06 UTC
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
GrantCommon Stock 16,052 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000876 · form4-01312022_080123.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,275

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in an Award Notice and Agreement entered into by the issuer and the reporting person.

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January 27, 2022 Filed Jan 31, 2022 14:28 UTC GrantCommon Stock 15,457 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000860 · form4-01312022_060114.xml · nonDerivative · entry 1

Ainsworth Anne-Marie · CIK 0001476458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,510

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 27, 2022 Filed Jan 31, 2022 09:42 UTC GrantCommon Stock 15,457 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000864 · form4-01312022_060151.xml · nonDerivative · entry 1

MALLETT LEONARD WAYNE · CIK 0001235281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,606

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 27, 2022 Filed Jan 31, 2022 09:54 UTC GrantCommon Stock 15,457 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000866 · form4-01312022_060144.xml · nonDerivative · entry 1

SEGNER EDMUND P III · CIK 0001185554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,082

F1 · kind: This award represents a grant of restricted stock units under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The restricted stock units are payable on a one-for-one basis in shares of common stock and, at the election of the Reporting Person, with deferred delivery. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 27, 2022 Filed Jan 31, 2022 15:42 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
GrantCommon Stock 321,046 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000869 · form4-01312022_070116.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,924,441

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person.

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January 27, 2022 Filed Jan 31, 2022 09:32 UTC GrantCommon Stock 15,457 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000861 · form4-01312022_060120.xml · nonDerivative · entry 1

HALL GORDON T · CIK 0001190498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,680

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 27, 2022 Filed Jan 31, 2022 09:49 UTC GrantCommon Stock 15,457 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000865 · form4-01312022_060108.xml · nonDerivative · entry 1

Hawes Frances Powell · CIK 0001317424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,510

F1 · kind: This award represents a grant of restricted stock units under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The restricted stock units are payable on a one-for-one basis in shares of common stock and, at the election of the Reporting Person, with deferred delivery. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 27, 2022 Filed Jan 31, 2022 15:38 UTC
Aron Doug SSR VICE PRESIDENT, CFO
GrantCommon Stock 107,015 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000868 · form4-01312022_070159.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,211

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 09:35 UTC GrantCommon Stock 15,457 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000862 · form4-01312022_060126.xml · nonDerivative · entry 1

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,816

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 27, 2022 Filed Jan 31, 2022 16:01 UTC
Thode Eric WSR VICE PRESIDENT
GrantCommon Stock 46,373 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000873 · form4-01312022_080141.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,485

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 16:00 UTC
Ingersoll JasonSENIOR VICE PRESIDENT
GrantCommon Stock 46,373 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000872 · form4-01312022_070152.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,681

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 15:51 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
GrantCommon Stock 64,209 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000871 · form4-01312022_070101.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,622

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 14:58 UTC GrantCommon Stock 15,457 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000867 · form4-01312022_060154.xml · nonDerivative · entry 1

Rebrook Jason C · CIK 0001819991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,606

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 12:48 UTC
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 3,048 $8.60 $26,212.80
Disclosure

SEC source: 0001415889-22-000771 · form4-01262022_090125.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,223

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

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January 25, 2022 Filed Jan 26, 2022 17:45 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 50,264 $8.60 $432,270.40
Disclosure

SEC source: 0001415889-22-000770 · form4-01262022_090111.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,395

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 17:41 UTC
Aron Doug SSR VICE PRESIDENT, CFO
Tax withholdingCommon Stock 10,647 $8.60 $91,564.20
Disclosure

SEC source: 0001415889-22-000769 · form4-01262022_090122.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,196

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 18:03 UTC
Ingersoll JasonSENIOR VICE PRESIDENT
Tax withholdingCommon Stock 6,485 $8.60 $55,771.00
Disclosure

SEC source: 0001415889-22-000773 · form4-01262022_100149.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,308

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 18:05 UTC
Thode Eric WSR VICE PRESIDENT
Tax withholdingCommon Stock 7,473 $8.60 $64,267.80
Disclosure

SEC source: 0001415889-22-000774 · form4-01262022_100118.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,112

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

F2 · balance_after: Includes shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

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January 25, 2022 Filed Jan 26, 2022 17:51 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 8,820 $8.60 $75,852.00
Disclosure

SEC source: 0001415889-22-000772 · form4-01262022_090138.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,413

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

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November 22, 2021 Filed Nov 22, 2021 21:52 UTC
Thode Eric WSR VICE PRESIDENT
PurchaseCommon Stock 6,350 $7.97 $50,609.50
Disclosure

SEC source: 0001415889-21-005389 · form4-11222021_011125.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by parent; reporting person shares dispositive power

Disclosed balance after: 8,300

Read SEC document
August 20, 2021 Filed Aug 23, 2021 15:33 UTC
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 1,154 $7.30 $8,424.20
Disclosure

SEC source: 0001415889-21-004053 · form4-08232021_120837.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,271

F1 · kind: Issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock

Read SEC document
August 20, 2021 Filed Aug 23, 2021 19:51 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Unit · Derivative 68,552 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004057 · form4-08232021_120848.xml · derivative · entry 4

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,552 shares

Expires 2021-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 19:51 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 55,142 $7.30 $402,536.60
Disclosure

SEC source: 0001415889-21-004057 · form4-08232021_120848.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,659

F3 · kind: Issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock and restricted stock units.

F2 · balance_after: Includes shares acquired through participation in the Employee Stock Purchase Plan.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 19:51 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 68,552 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004057 · form4-08232021_120848.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,708,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were awarded in March 2018 and cliff vested on August 20, 2021. The payout was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the performance achieved over the measurement period was 186% of target. The restricted stock units converted into shares of common stock on a one-for-one basis. Due to restrictions under the 2013 Stock Incentive Plan, an additional 31,302 restricted stock units pursuant to this award vested and were settled in cash.

F2 · balance_after: Includes shares acquired through participation in the Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.