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Archrock, Inc.

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Tapewire entity
3837
SEC CIK
0001389050
Parsed reports
380

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2024 Filed Jun 4, 2024 21:10 UTC
Ingersoll JasonSENIOR VICE PRESIDENT
Exercise / conversionCommon Stock 7,961 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015403 · form4-06042024_090613.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 5, 2021, the reporting person was granted an award of restricted stock units, which vest in the form of common stock based upon the Issuer's achievement of a total shareholder return target relative to the Issuer's peers over the period of January 1, 2021 to December 31, 2023. On February 15, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance condition over the measurement period had been met as to 71% of the target amount, resulting in the vesting of these shares on March 5, 2024.

Read SEC document
March 05, 2024 Filed Jun 4, 2024 21:09 UTC
Thode Eric WSR VICE PRESIDENT
Exercise / conversionCommon Stock 7,961 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015402 · form4-06042024_090635.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 5, 2021, the reporting person was granted an award of restricted stock units, which vest in the form of common stock based upon the Issuer's achievement of a total shareholder return target relative to the Issuer's peers over the period of January 1, 2021 to December 31, 2023. On February 15, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance condition over the measurement period had been met as to 71% of the target amount, resulting in the vesting of these shares on March 5, 2024.

Read SEC document
March 05, 2024 Filed Jun 4, 2024 21:08 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
Exercise / conversionCommon Stock 11,279 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015401 · form4-06042024_090646.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 5, 2021, the reporting person was granted an award of restricted stock units, which vest in the form of common stock based upon the Issuer's achievement of a total shareholder return target relative to the Issuer's peers over the period of January 1, 2021 to December 31, 2023. On February 15, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance condition over the measurement period had been met as to 71% of the target amount, resulting in the vesting of these shares on March 5, 2024.

Read SEC document
February 23, 2024 Filed Feb 23, 2024 18:12 UTC
Thode Eric WSR VICE PRESIDENT
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004990 · form4-02232024_060208.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,194

Read SEC document
February 23, 2024 Filed Feb 26, 2024 14:15 UTC GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005193 · form4-02262024_070259.xml · nonDerivative · entry 1

HALL GORDON T · CIK 0001190498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,917

Read SEC document
February 07, 2024 Filed Feb 9, 2024 09:48 UTC
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 2,896 $16.00 $46,336.00
Disclosure

SEC source: 0001415889-24-003135 · form4-02092024_020231.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,091

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 14:49 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 80,752 $16.00 $1,292,032.00
Disclosure

SEC source: 0001415889-24-003136 · form4-02092024_020213.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150,224

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 14:50 UTC
Aron Doug SSR VICE PRESIDENT, CFO
Tax withholdingCommon Stock 28,574 $16.00 $457,184.00
Disclosure

SEC source: 0001415889-24-003137 · form4-02092024_020218.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,860

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 14:47 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 17,967 $16.00 $287,472.00
Disclosure

SEC source: 0001415889-24-003134 · form4-02092024_020246.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,208

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 14:47 UTC
Ingersoll JasonSENIOR VICE PRESIDENT
Tax withholdingCommon Stock 12,713 $16.00 $203,408.00
Disclosure

SEC source: 0001415889-24-003133 · form4-02092024_020208.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,612

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 14:46 UTC
Thode Eric WSR VICE PRESIDENT
Tax withholdingCommon Stock 12,713 $16.00 $203,408.00
Disclosure

SEC source: 0001415889-24-003132 · form4-02092024_020216.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,194

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 16:46 UTC GrantCommon Stock 8,437 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001921 · form4-01292024_090110.xml · nonDerivative · entry 1

LYTAL JAMES H · CIK 0001006299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,747

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2024. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 18:58 UTC
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
GrantCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001939 · form4-01292024_110126.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,987

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in an Award Notice and Agreement entered into by the Issuer and the reporting person.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:45 UTC GrantCommon Stock 8,437 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001920 · form4-01292024_090135.xml · nonDerivative · entry 1

Ainsworth Anne-Marie · CIK 0001476458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,747

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2024. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 16:43 UTC GrantCommon Stock 8,437 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001916 · form4-01292024_090158.xml · nonDerivative · entry 1

MALLETT LEONARD WAYNE · CIK 0001235281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,843

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2024. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 16:41 UTC GrantCommon Stock 8,437 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001914 · form4-01292024_090132.xml · nonDerivative · entry 1

SEGNER EDMUND P III · CIK 0001185554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,319

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2024. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 23:50 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
GrantCommon Stock 187,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001935 · form4-01292024_110108.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,230,976

F2 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting, forfeiture and/or cash settlement under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement, Retention Incentive Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 16:45 UTC GrantCommon Stock 8,437 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001919 · form4-01292024_090147.xml · nonDerivative · entry 1

HALL GORDON T · CIK 0001190498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,917

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2024. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 16:44 UTC GrantCommon Stock 8,437 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001918 · form4-01292024_090114.xml · nonDerivative · entry 1

Hawes Frances Powell · CIK 0001317424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,747

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2024. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 23:44 UTC
Aron Doug SSR VICE PRESIDENT, CFO
GrantCommon Stock 71,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001933 · form4-01292024_110100.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,434

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 16:43 UTC GrantCommon Stock 8,437 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001917 · form4-01292024_090140.xml · nonDerivative · entry 1

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,053

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2024. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
January 25, 2024 Filed Jan 30, 2024 00:15 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
GrantCommon Stock 48,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001944 · form4-01302024_120151.xml · nonDerivative · entry 2

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,175

F2 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

Read SEC document
January 25, 2024 Filed Jan 30, 2024 00:15 UTC
Ingersoll JasonSENIOR VICE PRESIDENT
GrantCommon Stock 35,625 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001943 · form4-01302024_120119.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,325

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 23:57 UTC
Thode Eric WSR VICE PRESIDENT
GrantCommon Stock 35,625 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 6

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,907

F3 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:42 UTC GrantCommon Stock 8,437 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001915 · form4-01292024_090116.xml · nonDerivative · entry 1

Rebrook Jason C · CIK 0001819991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,843

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2024. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
December 29, 2023 Filed Jan 29, 2024 23:50 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001935 · form4-01292024_110108.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,043,476

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 29, 2023 Filed Jan 29, 2024 23:57 UTC
Thode Eric WSR VICE PRESIDENT
GrantCommon Stock 394 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 5

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,282

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 14, 2023 Filed Dec 14, 2023 19:33 UTC
Aron Doug SSR VICE PRESIDENT, CFO
GiftCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016449 · form4-12142023_071250.xml · nonDerivative · entry 2

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,184

Read SEC document
December 13, 2023 Filed Dec 14, 2023 13:52 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
GiftCommon Stock 20,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016424 · form4-12142023_011216.xml · nonDerivative · entry 4

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,043,086

Read SEC document
December 07, 2023 Filed Dec 8, 2023 17:25 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
GiftCommon Stock 695 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016004 · form4-12082023_051228.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,301

Read SEC document
November 20, 2023 Filed Nov 20, 2023 17:26 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015307 · form4-11202023_101104.xml · nonDerivative · entry 1

HALL GORDON T · CIK 0001190498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,480

Read SEC document
October 12, 2023 Filed Dec 14, 2023 13:52 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
GrantCommon Stock 611 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016424 · form4-12142023_011216.xml · nonDerivative · entry 3

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,063,486

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 02, 2023 Filed Jan 29, 2024 23:57 UTC
Thode Eric WSR VICE PRESIDENT
GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 4

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,888

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 23, 2023 Filed Aug 23, 2023 16:43 UTC
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
SaleCommon Stock 10,802 $12.77 $137,941.54
Disclosure

SEC source: 0001415889-23-012567 · form4-08232023_080842.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,237

Read SEC document
August 03, 2023 Filed Aug 4, 2023 11:13 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011839 · form4-08042023_030855.xml · nonDerivative · entry 1

HALL GORDON T · CIK 0001190498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,480

Read SEC document
July 03, 2023 Filed Dec 14, 2023 13:52 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
GrantCommon Stock 726 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016424 · form4-12142023_011216.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,062,875

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 03, 2023 Filed Jan 29, 2024 23:57 UTC
Thode Eric WSR VICE PRESIDENT
GrantCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 3

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,493

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 28, 2023 Filed Jan 29, 2024 23:57 UTC
Thode Eric WSR VICE PRESIDENT
OtherCommon Stock 4,150 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 2

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,023

F2 · kind: Shares acquired through inheritance under a parent's estate.

Read SEC document
April 03, 2023 Filed Dec 14, 2023 13:52 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
GrantCommon Stock 726 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016424 · form4-12142023_011216.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,062,149

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 03, 2023 Filed Dec 14, 2023 19:33 UTC
Aron Doug SSR VICE PRESIDENT, CFO
GrantCommon Stock 1,383 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016449 · form4-12142023_071250.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516,684

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 03, 2023 Filed Jan 30, 2024 00:15 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
GrantCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001944 · form4-01302024_120151.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,425

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 03, 2023 Filed Jan 29, 2024 23:57 UTC
Thode Eric WSR VICE PRESIDENT
GrantCommon Stock 415 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,873

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

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March 06, 2023 Filed Mar 7, 2023 12:04 UTC
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
SaleCommon Stock 13,961 $11.11 $155,106.71
Disclosure

SEC source: 0001415889-23-004373 · form4-03072023_050337.xml · nonDerivative · entry 2

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,039

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March 05, 2023 Filed Mar 7, 2023 12:04 UTC
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 1,036 $11.46 $11,872.56
Disclosure

SEC source: 0001415889-23-004373 · form4-03072023_050337.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

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March 05, 2023 Filed Mar 7, 2023 16:59 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 30,156 $11.46 $345,587.76
Disclosure

SEC source: 0001415889-23-004372 · form4-03072023_040309.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061,423

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

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March 05, 2023 Filed Mar 7, 2023 16:29 UTC
Aron Doug SSR VICE PRESIDENT, CFO
Tax withholdingCommon Stock 6,314 $11.46 $72,358.44
Disclosure

SEC source: 0001415889-23-004369 · form4-03072023_040305.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,301

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March 05, 2023 Filed Mar 7, 2023 17:26 UTC
Thode Eric WSR VICE PRESIDENT
Tax withholdingCommon Stock 3,866 $11.46 $44,304.36
Disclosure

SEC source: 0001415889-23-004376 · form4-03072023_050320.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,458

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

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March 05, 2023 Filed Mar 7, 2023 17:25 UTC
Ingersoll JasonSENIOR VICE PRESIDENT
Tax withholdingCommon Stock 4,215 $11.46 $48,303.90
Disclosure

SEC source: 0001415889-23-004375 · form4-03072023_050336.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,700

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

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March 05, 2023 Filed Mar 7, 2023 17:24 UTC
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 6,051 $11.46 $69,344.46
Disclosure

SEC source: 0001415889-23-004374 · form4-03072023_050324.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,996

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

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March 02, 2023 Filed Mar 3, 2023 14:41 UTC
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
GiftCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003936 · form4-03032023_020308.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091,579

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.