AROC

SEC source: 0001415889-25-007145 · form4-03062025_070344.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,330,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-25-007146 · form4-03062025_070345.xml · derivative · entry 3

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-25-007146 · form4-03062025_070345.xml · nonDerivative · entry 2

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,962

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2022 PSUs.

SEC source: 0001415889-25-007146 · form4-03062025_070345.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 618,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-25-007148 · form4-03062025_070327.xml · derivative · entry 3

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-25-007148 · form4-03062025_070327.xml · nonDerivative · entry 2

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,725

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2022 PSUs.

SEC source: 0001415889-25-007148 · form4-03062025_070327.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-25-007144 · form4-03062025_070352.xml · nonDerivative · entry 2

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,809

F2 · shares: These shares were forfeited to satisfy tax obligations related o the vesting of the reporting person's 2022 PSUs.

SEC source: 0001415889-25-007144 · form4-03062025_070352.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-25-007143 · form4-03062025_070333.xml · derivative · entry 3

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-25-007143 · form4-03062025_070333.xml · nonDerivative · entry 2

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,947

F2 · shares: These shares were forfeited to satisfy tax obligations to the vesting of the reporting person's 2022 PSUs.

SEC source: 0001415889-25-007143 · form4-03062025_070333.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-25-007144 · form4-03062025_070352.xml · derivative · entry 3

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-25-003210 · form4-02062025_060258.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,342

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-25-003214 · form4-02062025_060206.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,116,697

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-25-003215 · form4-02062025_060255.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,694

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-25-003213 · form4-02062025_060215.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,198

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-25-003211 · form4-02062025_060232.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,764

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-25-003212 · form4-02062025_060225.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,060

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-25-002645 · form4-02032025_020217.xml · nonDerivative · entry 1

LYTAL JAMES H · CIK 0001006299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,415

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2025. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-25-002655 · form4-02032025_050206.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,068

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in an Award Notice and Agreement entered into by the Issuer and the reporting person.

SEC source: 0001415889-25-002641 · form4-02032025_020230.xml · nonDerivative · entry 1

Ainsworth Anne-Marie · CIK 0001476458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,415

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2025. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-25-002646 · form4-02032025_020214.xml · nonDerivative · entry 1

MALLETT LEONARD WAYNE · CIK 0001235281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,511

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2025. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-25-002648 · form4-02032025_020207.xml · nonDerivative · entry 1

SEGNER EDMUND P III · CIK 0001185554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,987

F1 · kind: This award represents a grant of restricted stock units under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2025. The restricted stock units are payable on one-for-one basis in shares of common stock and, at the election of the Recording Person, with deferred delivery. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-25-002652 · form4-02032025_050208.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,221,470

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting, forfeiture and/or cash settlement under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement, Retention Incentive Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

SEC source: 0001415889-25-002642 · form4-02032025_020219.xml · nonDerivative · entry 1

HALL GORDON T · CIK 0001190498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,938

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2025. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-25-002643 · form4-02032025_020257.xml · nonDerivative · entry 1

Hawes Frances Powell · CIK 0001317424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,415

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2025. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-25-002656 · form4-02032025_050222.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 584,467

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement, an Award Notice and Agreement entered into by the Issuer and the reporting person.

SEC source: 0001415889-25-002644 · form4-02032025_020244.xml · nonDerivative · entry 2

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,093

F2 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2025. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-25-002654 · form4-02032025_050258.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,970

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person.

SEC source: 0001415889-25-002653 · form4-02032025_050236.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,200

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

SEC source: 0001415889-25-002651 · form4-02032025_050221.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,069

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

SEC source: 0001415889-25-002647 · form4-02032025_020259.xml · nonDerivative · entry 1

Rebrook Jason C · CIK 0001819991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,511

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2025. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-25-002644 · form4-02032025_020244.xml · nonDerivative · entry 1

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,425

F1 · kind: Under the Issuer's Directors' Stock and Deferral Plan, Mr. Honeybourne elected to receive 50% of his retainer fees for 2024 in common stock. The amount reflected in Section 4 of Table I above is the common stock portion of such retainer fees for the fourth quarter of 2024.

SEC source: 0001415889-24-029078 · form4-12122024_081242.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,622

SEC source: 0001415889-24-027308 · form4-11202024_051136.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,133,941

F1 · balance_after: Includes 771 shares of Common Stock acquired since the Reporting Person's last Form 4 through participation in the Issuer's Employee Stock Purchase Plan.

SEC source: 0001415889-24-026916 · form4-11152024_021127.xml · nonDerivative · entry 1

HALL GORDON T · CIK 0001190498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,270

SEC source: 0001415889-24-024177 · form4-10012024_081019.xml · nonDerivative · entry 1

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,923

F1 · kind: Under the Issuer's Directors' Stock and Deferral Plan, Mr. Honeybourne elected to receive 50% of his retainer fees for 2024 in common stock. The amount reflected in Section 4 of Table I above is the common stock portion of such retainer fees for the third quarter of 2024.

SEC source: 0001415889-24-018651 · form4-07012024_090758.xml · nonDerivative · entry 1

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,306

F1 · kind: Under the Issuer's Directors' Stock and Deferral Plan, Mr. Honeybourne elected to receive 50% of his retainer fees for 2024 in common stock. The amount reflected in Section 4 of Table I above is the common stock portion of such retainer fees for the second quarter of 2024.

SEC source: 0001415889-24-015400 · form4-06042024_090609.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,153,510

F2 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

SEC source: 0001415889-24-015402 · form4-06042024_090635.xml · nonDerivative · entry 2

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,896

F2 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

SEC source: 0001415889-24-009603 · form4-04012024_100400.xml · nonDerivative · entry 1

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,688

F1 · kind: Under the Issuer's Directors' Stock and Deferral Plan, Mr. Honeybourne elected to receive 50% of his retainer fees for 2024 in common stock. The amount reflected in Section 4 of Table I above is the common stock portion of such retainer fees for the first quarter of 2024.

SEC source: 0001415889-24-007195 · form4-03072024_100305.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,067

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-24-007198 · form4-03072024_100300.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,098,657

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-24-007197 · form4-03072024_100313.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539,025

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-24-007194 · form4-03072024_100326.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,517

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-24-007193 · form4-03072024_100350.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,066

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-24-007192 · form4-03072024_100301.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,648

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-24-015400 · form4-06042024_090609.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,153,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 5, 2021, the reporting person was granted an award of restricted stock units, which vest in the form of common stock based upon the Issuer's achievement of a total shareholder return target relative to the Issuer's peers over the period of January 1, 2021 to December 31, 2023. On February 15, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance condition over the measurement period had been met as to 71% of the target amount, resulting in the vesting of these shares on March 5, 2024.

SEC source: 0001415889-24-015344 · form4-06042024_080628.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 5, 2021, the reporting person was granted an award of restricted stock units, which vest in the form of common stock based upon the Issuer's achievement of a total shareholder return target relative to the Issuer's peers over the period of January 1, 2021 to December 31, 2023. On February 15, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance condition over the measurement period had been met as to 71% of the target amount, resulting in the vesting of these shares on March 5, 2024.