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Nasdaq · USD

ARLP

ALLIANCE RESOURCE PARTNERS LP

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4153
SEC CIK
0001086600
Parsed reports
478

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202610
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2020 Filed Dec 21, 2020 15:21 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantRestricted unit · Derivative 26,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012108 · edgar.xml · derivative · entry 3

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,152

Underlying: Common unit · 26,551 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F4 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
June 12, 2020 Filed Jun 16, 2020 13:27 UTC
Fouch Robert JVP, Controller and CAO
PurchaseCommon unit 46,318 $4.01 $185,735.18
Disclosure

SEC source: 0001179110-20-007389 · edgar.xml · nonDerivative · entry 1

Fouch Robert J · CIK 0001370725 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,318

Read SEC document
May 12, 2020 Filed May 14, 2020 13:04 UTC
Fouch Robert JVP, Controller and CAO
SaleCommon unit 59,065 $3.25 $191,961.25
Disclosure

SEC source: 0001179110-20-005937 · edgar.xml · nonDerivative · entry 1

Fouch Robert J · CIK 0001370725 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 14, 2020 Filed Feb 18, 2020 14:37 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 1,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001711 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,474

Underlying: Common unit · 1,407 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2020 Filed Feb 18, 2020 14:49 UTC
WESLEY CHARLES RDirector · Executive Vice President
GrantPhantom unit · Derivative 6,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001721 · edgar.xml · derivative · entry 5

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,542

Underlying: Common unit · 6,014 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 14:43 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 1,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001720 · edgar.xml · derivative · entry 4

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,723

Underlying: Common unit · 1,999 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2020 Filed Feb 18, 2020 14:42 UTC
Whelan Timothy JSenior Vice President Sales
GrantPhantom unit · Derivative 531 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001719 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,866

Underlying: Common Unit · 531 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2020 Filed Feb 18, 2020 14:41 UTC GrantPhantom unit · Derivative 418 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001717 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,344

Underlying: Common unit · 418 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2020 Filed Feb 18, 2020 14:40 UTC
Tholen KirkSr VP, Chief Strategic Officer
GrantPhantom unit · Derivative 215 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001716 · edgar.xml · derivative · entry 1

Tholen Kirk · CIK 0001796971 · Sr VP, Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,806

Underlying: Common Unit · 215 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2020 Filed Feb 18, 2020 14:40 UTC
SACHSE ROBERT GExecutive Vice President
GrantPhantom unit · Derivative 2,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001715 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,861

Underlying: Common unit · 2,274 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2020 Filed Feb 18, 2020 14:39 UTC GrantPhantom unit · Derivative 509 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001714 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,384

Underlying: Common unit · 509 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2020 Filed Feb 18, 2020 14:38 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
GrantPhantom unit · Derivative 12,575 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001712 · edgar.xml · derivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,346

Underlying: Common unit · 12,575 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2020 Filed Feb 18, 2020 14:39 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 1,977 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001713 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,220

Underlying: Common unit · 1,977 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:37 UTC
WYNNE THOMAS MSenior Vice President and COO
Exercise / conversionRestricted units · Derivative 30,549 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001544 · edgar.xml · derivative · entry 3

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 30,549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:37 UTC
WYNNE THOMAS MSenior Vice President and COO
Tax withholdingCommon unit 9,771 $8.20 $80,122.20
Disclosure

SEC source: 0001179110-20-001544 · edgar.xml · nonDerivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,672.9292

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:37 UTC
WYNNE THOMAS MSenior Vice President and COO
Exercise / conversionCommon unit 30,549 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001544 · edgar.xml · nonDerivative · entry 1

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,443.9292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:37 UTC
Whelan Timothy JSenior Vice President Sales
Exercise / conversionRestricted unit · Derivative 21,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001543 · edgar.xml · derivative · entry 3

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 21,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:37 UTC
Whelan Timothy JSenior Vice President Sales
Tax withholdingCommon unit 6,943 $8.20 $56,932.60
Disclosure

SEC source: 0001179110-20-001543 · edgar.xml · nonDerivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,601

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:37 UTC
Whelan Timothy JSenior Vice President Sales
Exercise / conversionCommon unit 21,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001543 · edgar.xml · nonDerivative · entry 1

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:36 UTC
SACHSE ROBERT GExecutive Vice President
Exercise / conversionRestricted unit · Derivative 26,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001542 · edgar.xml · derivative · entry 3

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 26,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:36 UTC
SACHSE ROBERT GExecutive Vice President
Tax withholdingCommon unit 8,348 $8.20 $68,453.60
Disclosure

SEC source: 0001179110-20-001542 · edgar.xml · nonDerivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,736

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:36 UTC
SACHSE ROBERT GExecutive Vice President
Exercise / conversionCommon unit 26,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001542 · edgar.xml · nonDerivative · entry 1

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:35 UTC
Davis R EberleySVP-Law&Admin,General Counsel
Exercise / conversionRestricted unit · Derivative 25,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001540 · edgar.xml · derivative · entry 3

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 25,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:35 UTC
Davis R EberleySVP-Law&Admin,General Counsel
Tax withholdingCommon unit 8,212 $8.20 $67,338.40
Disclosure

SEC source: 0001179110-20-001540 · edgar.xml · nonDerivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,146

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:35 UTC
Davis R EberleySVP-Law&Admin,General Counsel
Exercise / conversionCommon unit 25,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001540 · edgar.xml · nonDerivative · entry 1

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:36 UTC
Fouch Robert JVP, Controller and CAO
Exercise / conversionRestricted units · Derivative 6,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001541 · edgar.xml · derivative · entry 3

Fouch Robert J · CIK 0001370725 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 6,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:36 UTC
Fouch Robert JVP, Controller and CAO
Tax withholdingCommon unit 2,083 $8.20 $17,080.60
Disclosure

SEC source: 0001179110-20-001541 · edgar.xml · nonDerivative · entry 2

Fouch Robert J · CIK 0001370725 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,065

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:36 UTC
Fouch Robert JVP, Controller and CAO
Exercise / conversionCommon unit 6,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001541 · edgar.xml · nonDerivative · entry 1

Fouch Robert J · CIK 0001370725 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:35 UTC
CANTRELL BRIAN LSenior VP and CFO
Exercise / conversionRestricted unit · Derivative 20,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001539 · edgar.xml · derivative · entry 3

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 20,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:35 UTC
CANTRELL BRIAN LSenior VP and CFO
Tax withholdingCommon unit 6,693 $8.20 $54,882.60
Disclosure

SEC source: 0001179110-20-001539 · edgar.xml · nonDerivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,332

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:35 UTC
CANTRELL BRIAN LSenior VP and CFO
Exercise / conversionCommon unit 20,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001539 · edgar.xml · nonDerivative · entry 1

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

Read SEC document
February 05, 2020 Filed Feb 8, 2020 02:41 UTC
Whelan Timothy JSenior Vice President Sales
GrantRestricted unit · Derivative 44,843 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001358 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,843

Underlying: Common Unit · 44,843 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 05, 2020 Filed Feb 8, 2020 02:40 UTC
Tholen KirkSr VP, Chief Strategic Officer
GrantRestricted Unit · Derivative 89,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001357 · edgar.xml · derivative · entry 2

Tholen Kirk · CIK 0001796971 · Sr VP, Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,686

Underlying: Common Unit · 89,686 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F3 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F2 · derivative.expiration_date: Not applicable

Read SEC document
February 05, 2020 Filed Feb 8, 2020 02:39 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantRestricted Unit · Derivative 62,780 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001356 · edgar.xml · derivative · entry 4

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,780

Underlying: Common unit · 62,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 05, 2020 Filed Feb 8, 2020 02:38 UTC
SACHSE ROBERT GExecutive Vice President
GrantRestricted unit · Derivative 42,601 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001355 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,601

Underlying: Common unit · 42,601 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 05, 2020 Filed Feb 8, 2020 02:37 UTC
Fouch Robert JVP, Controller and CAO
GrantRestricted unit · Derivative 12,269 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001354 · edgar.xml · derivative · entry 2

Fouch Robert J · CIK 0001370725 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,269

Underlying: Common Unit · 12,269 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 05, 2020 Filed Feb 8, 2020 02:36 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantRestricted unit · Derivative 54,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001353 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,260

Underlying: Common unit · 54,260 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 05, 2020 Filed Feb 8, 2020 02:35 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantRestricted Unit · Derivative 42,601 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001352 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,601

Underlying: Common Unit · 42,601 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F3 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F2 · derivative.expiration_date: Not applicable

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:20 UTC
Whelan Timothy JSenior Vice President Sales
GrantPhantom unit · Derivative 3,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000735 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,335

Underlying: Common Unit · 3,168 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:19 UTC
Tholen KirkSr VP, Chief Strategic Officer
GrantPhantom unit · Derivative 4,591 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000734 · edgar.xml · derivative · entry 1

Tholen Kirk · CIK 0001796971 · Sr VP, Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,591

Underlying: Common Unit · 4,591 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:19 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 5,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000733 · edgar.xml · derivative · entry 4

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,724

Underlying: Common unit · 5,350 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:18 UTC
SACHSE ROBERT GExecutive Vice President
GrantPhantom unit · Derivative 3,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000732 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,587

Underlying: Common unit · 3,470 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:17 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 5,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000731 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,243

Underlying: Common unit · 5,949 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:17 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 3,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000730 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,067

Underlying: Common unit · 3,014 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:26 UTC GrantPhantom unit · Derivative 467 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-011779 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,875

Underlying: Common unit · 467 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:25 UTC
Whelan Timothy JSenior Vice President Sales
GrantPhantom unit · Derivative 351 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-011778 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,167

Underlying: Common Unit · 351 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:24 UTC
WESLEY CHARLES RDirector · Executive Vice President
GrantPhantom unit · Derivative 5,518 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-011776 · edgar.xml · derivative · entry 7

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,528

Underlying: Common unit · 5,518 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:25 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 1,605 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-011777 · edgar.xml · derivative · entry 4

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,374

Underlying: Common unit · 1,605 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:23 UTC GrantPhantom unit · Derivative 384 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-011775 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,926

Underlying: Common unit · 384 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:20 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 1,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-011773 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,294

Underlying: Common unit · 1,558 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.