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Whelan Timothy J

Disclosed activity across 1 company

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65746
SEC CIK
0001731114

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLIANCE RESOURCE PARTNERS LPARLP · Entity 4153SENIOR VICE PRESIDENT SALESFebruary 17, 2026February 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLIANCE RESOURCE PARTNERS LP

Report date February 17, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common unitSEC Table I · non-derivativeDirect109,951 Ending reported balance After 2026-02-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-17 · Exercise / conversion · Acquired 29,211 · Balance 123,061

F1: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

Row 2 · 2026-02-17 · Tax withholding · Disposed 13,110 · Balance 109,951

F2: Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $24.37.

Restricted unitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-17 · Exercise / conversion · Disposed 29,211 · Balance 0

F1: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

F3: Not applicable

Filing footnotes · ownership attribution and instrument terms

F1: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

F2: Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $24.37.

F3: Not applicable

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2026 Filed Feb 19, 2026 14:37 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionRestricted unit · Derivative 29,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001731114-26-000002 · form4-02192026_020248.xml · derivative · entry 3

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 29,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

F1 · price: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 17, 2026 Filed Feb 19, 2026 14:37 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Tax withholdingCommon unit 13,110 $24.37 $319,490.70
Disclosure

SEC source: 0001731114-26-000002 · form4-02192026_020248.xml · nonDerivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,951

F2 · price: Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $24.37.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 14:37 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionCommon unit 29,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001731114-26-000002 · form4-02192026_020248.xml · nonDerivative · entry 1

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 14:49 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantRestricted unit · Derivative 29,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001731114-26-000001 · form4-01292026_020112.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,211

Underlying: Common unit · 29,211 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: On January 27, 2026, the Compensation Committee determined that the vesting requirements for grants issued in 2023 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2026.

F3 · derivative.expiration_date: Not applicable

Read SEC document
March 14, 2025 Filed Mar 18, 2025 10:01 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 SaleCommon unit 50,000 $25.13 $1,256,500.00
Disclosure

SEC source: 0001104659-25-024605 · tm259294-1_4seq1.xml · nonDerivative · entry 1

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,850

Read SEC document
February 10, 2025 Filed Feb 12, 2025 17:10 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionRestricted unit · Derivative 46,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-003694 · form4-02122025_050222.xml · derivative · entry 3

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 46,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted units were issued on February 10, 2025 based upon an ARLP unit price of $27.28.

F1 · price: The restricted units were issued on February 10, 2025 based upon an ARLP unit price of $27.28.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2025 Filed Feb 12, 2025 17:10 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Tax withholdingCommon unit 20,898 $27.28 $570,097.44
Disclosure

SEC source: 0001415889-25-003694 · form4-02122025_050222.xml · nonDerivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,850

F2 · price: Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $27.28.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 17:10 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionCommon unit 46,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-003694 · form4-02122025_050222.xml · nonDerivative · entry 1

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted units were issued on February 10, 2025 based upon an ARLP unit price of $27.28.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 14:38 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantRestricted unit · Derivative 46,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-002338 · form4-01302025_020119.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,802

Underlying: Common unit · 46,802 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: On January 28, 2025, the Compensation Committee determined that the vesting requirements for grants issued in 2022 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2025.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 16, 2024 Filed Dec 18, 2024 15:24 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Disposition to issuerPhantom unit · Derivative 35,378 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029703 · form4-12182024_031257.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 35,378 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: On December 16, 2024, the Alliance Coal, LLC Supplemental Executive Retirement Plan was terminated and the phantom units were settled in cash rather than common units as originally contemplated.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 13, 2024 Filed Dec 13, 2024 21:27 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 SaleCommon unit 30,000 $26.69 $800,700.00
Disclosure

SEC source: 0001415889-24-029312 · form4-12132024_091250.xml · nonDerivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,946

Read SEC document
December 11, 2024 Filed Dec 13, 2024 21:27 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 SaleCommon unit 10,000 $26.25 $262,500.00
Disclosure

SEC source: 0001415889-24-029312 · form4-12132024_091250.xml · nonDerivative · entry 1

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,946

Read SEC document
December 02, 2024 Filed Dec 4, 2024 14:50 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 SaleCommon unit 10,000 $28.00 $280,000.00
Disclosure

SEC source: 0001415889-24-028212 · form4-12042024_021208.xml · nonDerivative · entry 1

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,946

Read SEC document
November 14, 2024 Filed Nov 18, 2024 14:49 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 914 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027030 · form4-11182024_021135.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,378

Underlying: Common unit · 914 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2024 Filed Aug 16, 2024 13:22 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021427 · form4-08162024_010842.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,464

Underlying: Common unit · 1,002 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2024 Filed May 15, 2024 18:37 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-013200 · form4-05152024_060505.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,462

Underlying: Common unit · 1,001 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2024 Filed Feb 16, 2024 19:44 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,078 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-004073 · form4-02162024_070232.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,461

Underlying: Common unit · 1,078 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2024 Filed Feb 12, 2024 14:29 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionRestricted unit · Derivative 99,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-003245 · form4-02122024_020255.xml · derivative · entry 3

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 99,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58.

F1 · price: The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2024 Filed Feb 12, 2024 14:29 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Tax withholdingCommon unit 44,000 $20.58 $905,520.00
Disclosure

SEC source: 0001415889-24-003245 · form4-02122024_020255.xml · nonDerivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,946

F2 · price: Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.58.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 14:29 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionCommon unit 99,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-003245 · form4-02122024_020255.xml · nonDerivative · entry 1

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 14:52 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantRestricted unit · Derivative 99,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-001840 · form4-01262024_020146.xml · derivative · entry 3

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,010

Underlying: Common unit · 99,010 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F4 · derivative.exercise_date: On January 24, 2024, the Compensation Committee determined that the vesting requirements for grants issued in 2021 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 24, 2024 Filed Jan 26, 2024 14:52 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-001840 · form4-01262024_020146.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,383

Underlying: Common unit · 1,577 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2023 Filed Nov 16, 2023 15:07 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 902 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-015175 · form4-11162023_031100.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,806

Underlying: Common unit · 902 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2023 Filed Aug 16, 2023 14:07 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 984 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012292 · form4-08162023_020855.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,904

Underlying: Common unit · 984 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2023 Filed May 17, 2023 14:27 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 959 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008155 · form4-05172023_020531.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,920

Underlying: Common unit · 959 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2023 Filed Feb 16, 2023 15:23 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 844 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-002661 · form4-02162023_030218.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,961

Underlying: Common unit · 844 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2023 Filed Feb 10, 2023 16:18 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionRestricted unit · Derivative 72,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-002257 · form4-02102023_040230.xml · derivative · entry 3

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 72,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61.

F1 · price: On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2023 Filed Feb 10, 2023 16:18 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Tax withholdingCommon unit 25,457 $21.61 $550,125.77
Disclosure

SEC source: 0001415889-23-002257 · form4-02102023_040230.xml · nonDerivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,936

F2 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $21.61.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 16:18 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionCommon unit 72,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-002257 · form4-02102023_040230.xml · nonDerivative · entry 1

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 15:41 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001620 · form4-01312023_030101.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,117

Underlying: Common unit · 1,738 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2022 Filed Nov 16, 2022 16:08 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 512 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011423 · form4-11162022_041119.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,379

Underlying: Common unit · 512 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 12, 2022 Filed Aug 15, 2022 13:35 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-008586 · form4-08152022_060821.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · SENIOR VICE PRESIDENT SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,867

Underlying: Common unit · 419 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 13, 2022 Filed May 17, 2022 14:14 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 439 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-003052 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,448

Underlying: Common Unit · 439 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2022 Filed Feb 16, 2022 15:46 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 418 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-001308 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,009

Underlying: Common Unit · 418 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 26, 2022 Filed Jan 28, 2022 14:11 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 571 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-000640 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,591

Underlying: Common Unit · 571 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 12, 2021 Filed Nov 16, 2021 14:50 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 379 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-010154 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,020

Underlying: Common Unit · 379 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 13, 2021 Filed Aug 17, 2021 13:08 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 272 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008219 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,641

Underlying: Common Unit · 272 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 14, 2021 Filed May 18, 2021 13:03 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 358 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005459 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,369

Underlying: Common Unit · 358 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 27, 2021 Filed Jan 29, 2021 14:48 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 9,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000933 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,011

Underlying: Common Unit · 9,145 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 18, 2020 Filed Dec 21, 2020 15:24 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 OtherRestricted unit · Derivative 25,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012112 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Unit · 25,100 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 17, 2020 Filed Dec 21, 2020 15:24 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantRestricted unit · Derivative 27,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012112 · edgar.xml · derivative · entry 3

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,792

Underlying: Common unit · 27,949 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F4 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2020 Filed Feb 18, 2020 14:42 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 531 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001719 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,866

Underlying: Common Unit · 531 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:37 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionRestricted unit · Derivative 21,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001543 · edgar.xml · derivative · entry 3

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 21,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:37 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Tax withholdingCommon unit 6,943 $8.20 $56,932.60
Disclosure

SEC source: 0001179110-20-001543 · edgar.xml · nonDerivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,601

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $8.20.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:37 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionCommon unit 21,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001543 · edgar.xml · nonDerivative · entry 1

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20.

Read SEC document
February 05, 2020 Filed Feb 8, 2020 02:41 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantRestricted unit · Derivative 44,843 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001358 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,843

Underlying: Common Unit · 44,843 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:20 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 3,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000735 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,335

Underlying: Common Unit · 3,168 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:25 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 351 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-011778 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,167

Underlying: Common Unit · 351 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2019 Filed Aug 16, 2019 13:53 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-009564 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,816

Underlying: Common Unit · 250 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2019 Filed May 17, 2019 14:34 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 210 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-006232 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,566

Underlying: Common Unit · 210 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.