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Nasdaq · USD

ARLP

ALLIANCE RESOURCE PARTNERS LP

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Tapewire entity
4153
SEC CIK
0001086600
Parsed reports
478

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202610
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2022 Filed Jan 11, 2022 14:13 UTC SaleCommon unit 8,000 $13.80 $110,392.00
Disclosure

SEC source: 0001179110-22-000361 · edgar.xml · nonDerivative · entry 1

ROBINSON JOHN H · CIK 0001187759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,462

Read SEC document
November 12, 2021 Filed Nov 16, 2021 14:51 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 1,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-010155 · edgar.xml · derivative · entry 4

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,416

Underlying: Common unit · 1,089 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 12, 2021 Filed Nov 16, 2021 14:50 UTC
Whelan Timothy JSenior Vice President Sales
GrantPhantom unit · Derivative 379 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-010154 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,020

Underlying: Common Unit · 379 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 12, 2021 Filed Nov 16, 2021 14:50 UTC GrantPhantom unit · Derivative 169 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-010151 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,793

Underlying: Common unit · 169 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 12, 2021 Filed Nov 16, 2021 14:49 UTC
Tholen KirkSr VP, Chief Strategic Officer
GrantPhantom unit · Derivative 649 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-010148 · edgar.xml · derivative · entry 1

Tholen Kirk · CIK 0001796971 · Sr VP, Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,776

Underlying: Common Unit · 649 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 12, 2021 Filed Nov 16, 2021 14:49 UTC
SACHSE ROBERT GExecutive Vice President
GrantPhantom unit · Derivative 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-010147 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,934

Underlying: Common unit · 1,167 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 12, 2021 Filed Nov 16, 2021 14:47 UTC GrantPhantom unit · Derivative 205 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-010146 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,931

Underlying: Common unit · 205 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 12, 2021 Filed Nov 16, 2021 14:46 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
GrantPhantom unit · Derivative 5,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-010144 · edgar.xml · derivative · entry 4

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,829

Underlying: Common unit · 5,062 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 12, 2021 Filed Nov 16, 2021 14:47 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 1,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-010145 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,692

Underlying: Common unit · 1,094 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 12, 2021 Filed Nov 16, 2021 14:46 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 728 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-010143 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,354

Underlying: Common unit · 728 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 13, 2021 Filed Aug 17, 2021 13:09 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 783 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008220 · edgar.xml · derivative · entry 4

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,327

Underlying: Common unit · 783 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 13, 2021 Filed Aug 17, 2021 13:08 UTC
Whelan Timothy JSenior Vice President Sales
GrantPhantom unit · Derivative 272 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008219 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,641

Underlying: Common Unit · 272 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 13, 2021 Filed Aug 17, 2021 13:08 UTC GrantPhantom unit · Derivative 121 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008218 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,624

Underlying: Common unit · 121 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 13, 2021 Filed Aug 17, 2021 13:07 UTC
Tholen KirkSr VP, Chief Strategic Officer
GrantPhantom unit · Derivative 466 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008217 · edgar.xml · derivative · entry 1

Tholen Kirk · CIK 0001796971 · Sr VP, Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,127

Underlying: Common Unit · 466 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 13, 2021 Filed Aug 17, 2021 13:07 UTC
SACHSE ROBERT GExecutive Vice President
GrantPhantom unit · Derivative 838 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008216 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,767

Underlying: Common unit · 838 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 13, 2021 Filed Aug 17, 2021 13:05 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
GrantPhantom unit · Derivative 3,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008213 · edgar.xml · derivative · entry 4

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,767

Underlying: Common unit · 3,636 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 13, 2021 Filed Aug 17, 2021 13:06 UTC GrantPhantom unit · Derivative 148 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008215 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,726

Underlying: Common unit · 148 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 13, 2021 Filed Aug 17, 2021 13:05 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 786 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008214 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,598

Underlying: Common unit · 786 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 13, 2021 Filed Aug 17, 2021 13:04 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 523 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008212 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,626

Underlying: Common unit · 523 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 14, 2021 Filed May 18, 2021 13:04 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 1,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005460 · edgar.xml · derivative · entry 4

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,544

Underlying: Common unit · 1,030 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 14, 2021 Filed May 18, 2021 13:03 UTC
Whelan Timothy JSenior Vice President Sales
GrantPhantom unit · Derivative 358 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005459 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,369

Underlying: Common Unit · 358 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 14, 2021 Filed May 18, 2021 13:02 UTC
WESLEY CHARLES RDirector · Executive Vice President
GrantPhantom unit · Derivative 2,289 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005458 · edgar.xml · derivative · entry 4

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,831

Underlying: Common unit · 2,289 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 14, 2021 Filed May 18, 2021 13:01 UTC GrantPhantom unit · Derivative 159 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005457 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

Underlying: Common unit · 159 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 14, 2021 Filed May 18, 2021 13:00 UTC
Tholen KirkSr VP, Chief Strategic Officer
GrantPhantom unit · Derivative 614 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005456 · edgar.xml · derivative · entry 1

Tholen Kirk · CIK 0001796971 · Sr VP, Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,661

Underlying: Common Unit · 614 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 14, 2021 Filed May 18, 2021 13:00 UTC
SACHSE ROBERT GExecutive Vice President
GrantPhantom unit · Derivative 1,103 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005455 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,929

Underlying: Common unit · 1,103 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 14, 2021 Filed May 18, 2021 12:59 UTC GrantPhantom unit · Derivative 194 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005454 · edgar.xml · derivative · entry 2

DRUTEN ROBERT J · CIK 0001113486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,578

Underlying: Common unit · 194 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 14, 2021 Filed May 18, 2021 12:59 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 1,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005453 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,812

Underlying: Common unit · 1,034 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 14, 2021 Filed May 18, 2021 12:58 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
GrantPhantom unit · Derivative 4,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005452 · edgar.xml · derivative · entry 4

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,131

Underlying: Common unit · 4,785 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 14, 2021 Filed May 18, 2021 12:57 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 688 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005451 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,103

Underlying: Common unit · 688 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
March 08, 2021 Filed Apr 19, 2021 15:11 UTC OtherCommon Unit 14,071 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004477 · edgar.xml · nonDerivative · entry 2

Craft Kathleen S. · CIK 0001534902 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,223,539

F1 · shares: On December 30, 2020, Alliance Resource GP, LLC ("SGP"), jointly owned by Joseph W. Craft and Kathleen S. Craft, was dissolved. SGP held 28,141 common units of ARLP, which was previously included in Mrs. Craft's beneficial ownership except to the extent of her pecuniary interest therein. On March 8, 2021, SGP distributed 14,070 ARLP common units and 14,071 ARLP common units to Mr. Craft and Mrs. Craft, respectively.

F1 · price: On December 30, 2020, Alliance Resource GP, LLC ("SGP"), jointly owned by Joseph W. Craft and Kathleen S. Craft, was dissolved. SGP held 28,141 common units of ARLP, which was previously included in Mrs. Craft's beneficial ownership except to the extent of her pecuniary interest therein. On March 8, 2021, SGP distributed 14,070 ARLP common units and 14,071 ARLP common units to Mr. Craft and Mrs. Craft, respectively.

Read SEC document
March 08, 2021 Filed Apr 19, 2021 15:11 UTC OtherCommon Unit 28,141 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004477 · edgar.xml · nonDerivative · entry 1

Craft Kathleen S. · CIK 0001534902 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Resource GP, LLC

Disclosed balance after: 0

F1 · price: On December 30, 2020, Alliance Resource GP, LLC ("SGP"), jointly owned by Joseph W. Craft and Kathleen S. Craft, was dissolved. SGP held 28,141 common units of ARLP, which was previously included in Mrs. Craft's beneficial ownership except to the extent of her pecuniary interest therein. On March 8, 2021, SGP distributed 14,070 ARLP common units and 14,071 ARLP common units to Mr. Craft and Mrs. Craft, respectively.

F1 · ownership.nature: On December 30, 2020, Alliance Resource GP, LLC ("SGP"), jointly owned by Joseph W. Craft and Kathleen S. Craft, was dissolved. SGP held 28,141 common units of ARLP, which was previously included in Mrs. Craft's beneficial ownership except to the extent of her pecuniary interest therein. On March 8, 2021, SGP distributed 14,070 ARLP common units and 14,071 ARLP common units to Mr. Craft and Mrs. Craft, respectively.

Read SEC document
March 08, 2021 Filed Apr 19, 2021 15:10 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
OtherCommon Unit 14,070 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004476 · edgar.xml · nonDerivative · entry 2

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,319,651

F1 · shares: On December 30, 2020, Alliance Resource GP, LLC ("SGP"), jointly owned by Mr. Craft and Kathleen S. Craft, was dissolved. SGP held 28,141 common units of ARLP, which was previously included in Mr. Craft's beneficial ownership except to the extent of his pecuniary interest therein. On March 8, 2021, SGP distributed 14,070 ARLP common units and 14,071 ARLP common units to Mr. Craft and Mrs. Craft, respectively.

F1 · price: On December 30, 2020, Alliance Resource GP, LLC ("SGP"), jointly owned by Mr. Craft and Kathleen S. Craft, was dissolved. SGP held 28,141 common units of ARLP, which was previously included in Mr. Craft's beneficial ownership except to the extent of his pecuniary interest therein. On March 8, 2021, SGP distributed 14,070 ARLP common units and 14,071 ARLP common units to Mr. Craft and Mrs. Craft, respectively.

Read SEC document
March 08, 2021 Filed Apr 19, 2021 15:10 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
OtherCommon Unit 28,141 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004476 · edgar.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Resource GP, LLC

Disclosed balance after: 0

F1 · price: On December 30, 2020, Alliance Resource GP, LLC ("SGP"), jointly owned by Mr. Craft and Kathleen S. Craft, was dissolved. SGP held 28,141 common units of ARLP, which was previously included in Mr. Craft's beneficial ownership except to the extent of his pecuniary interest therein. On March 8, 2021, SGP distributed 14,070 ARLP common units and 14,071 ARLP common units to Mr. Craft and Mrs. Craft, respectively.

F1 · ownership.nature: On December 30, 2020, Alliance Resource GP, LLC ("SGP"), jointly owned by Mr. Craft and Kathleen S. Craft, was dissolved. SGP held 28,141 common units of ARLP, which was previously included in Mr. Craft's beneficial ownership except to the extent of his pecuniary interest therein. On March 8, 2021, SGP distributed 14,070 ARLP common units and 14,071 ARLP common units to Mr. Craft and Mrs. Craft, respectively.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 14:48 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 15,791 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000934 · edgar.xml · derivative · entry 4

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,514

Underlying: Common unit · 15,791 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 27, 2021 Filed Jan 29, 2021 14:48 UTC
Whelan Timothy JSenior Vice President Sales
GrantPhantom unit · Derivative 9,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000933 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,011

Underlying: Common Unit · 9,145 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 27, 2021 Filed Jan 29, 2021 14:47 UTC
SACHSE ROBERT GExecutive Vice President
GrantPhantom unit · Derivative 13,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000931 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,826

Underlying: Common unit · 13,965 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 27, 2021 Filed Jan 29, 2021 14:47 UTC
Tholen KirkSr VP, Chief Strategic Officer
GrantPhantom unit · Derivative 31,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000932 · edgar.xml · derivative · entry 1

Tholen Kirk · CIK 0001796971 · Sr VP, Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,047

Underlying: Common Unit · 31,241 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 27, 2021 Filed Jan 29, 2021 14:46 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 16,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000930 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,778

Underlying: Common unit · 16,558 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 27, 2021 Filed Jan 29, 2021 14:46 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 8,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000929 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,415

Underlying: Common unit · 8,941 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 18, 2020 Filed Dec 21, 2020 15:24 UTC
WYNNE THOMAS MSenior Vice President and COO
OtherRestricted unit · Derivative 34,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012113 · edgar.xml · derivative · entry 4

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 34,890 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 18, 2020 Filed Dec 21, 2020 15:24 UTC
Whelan Timothy JSenior Vice President Sales
OtherRestricted unit · Derivative 25,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012112 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Unit · 25,100 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 18, 2020 Filed Dec 21, 2020 15:23 UTC
SACHSE ROBERT GExecutive Vice President
OtherRestricted unit · Derivative 30,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012111 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 30,120 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 18, 2020 Filed Dec 21, 2020 15:22 UTC
Fouch Robert JVP, Controller and CAO
OtherRestricted unit · Derivative 6,865 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012110 · edgar.xml · derivative · entry 2

Fouch Robert J · CIK 0001370725 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 6,865 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 18, 2020 Filed Dec 21, 2020 15:22 UTC
Davis R EberleySVP-Law&Admin,General Counsel
OtherRestricted unit · Derivative 30,371 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012109 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 30,371 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 18, 2020 Filed Dec 21, 2020 15:21 UTC
CANTRELL BRIAN LSenior VP and CFO
OtherRestricted unit · Derivative 23,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012108 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 23,845 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 17, 2020 Filed Dec 21, 2020 15:24 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantRestricted unit · Derivative 38,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012113 · edgar.xml · derivative · entry 5

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,629

Underlying: Common unit · 38,849 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F7 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 17, 2020 Filed Dec 21, 2020 15:24 UTC
Whelan Timothy JSenior Vice President Sales
GrantRestricted unit · Derivative 27,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012112 · edgar.xml · derivative · entry 3

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,792

Underlying: Common unit · 27,949 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F4 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 17, 2020 Filed Dec 21, 2020 15:23 UTC
SACHSE ROBERT GExecutive Vice President
GrantRestricted unit · Derivative 16,769 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012111 · edgar.xml · derivative · entry 3

SACHSE ROBERT G · CIK 0001187745 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,370

Underlying: Common unit · 16,769 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F4 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 17, 2020 Filed Dec 21, 2020 15:22 UTC
Fouch Robert JVP, Controller and CAO
GrantRestricted unit · Derivative 7,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012110 · edgar.xml · derivative · entry 3

Fouch Robert J · CIK 0001370725 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,916

Underlying: Common unit · 7,647 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F4 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 17, 2020 Filed Dec 21, 2020 15:22 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantRestricted unit · Derivative 33,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012109 · edgar.xml · derivative · entry 3

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,078

Underlying: Common unit · 33,818 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F4 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.